0001179110-16-027694.txt : 20160718 0001179110-16-027694.hdr.sgml : 20160718 20160718102822 ACCESSION NUMBER: 0001179110-16-027694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160718 FILED AS OF DATE: 20160718 DATE AS OF CHANGE: 20160718 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Entertainment Gaming Asia Inc. CENTRAL INDEX KEY: 0001004673 STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990] IRS NUMBER: 911696010 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: UNIT C1, GROUND FLOOR, KOON WAH BUILDING STREET 2: NO. 2 YUEN SHUN CIRCUIT, CITY: YUEN CHAU KOK, SHATIN STATE: K3 ZIP: 000000 BUSINESS PHONE: 312-867-0848 MAIL ADDRESS: STREET 1: 40 E. CHICAGO AVENUE, #186 CITY: CHICAGO STATE: IL ZIP: 60611-2026 FORMER COMPANY: FORMER CONFORMED NAME: Elixir Gaming Technologies, Inc. DATE OF NAME CHANGE: 20070918 FORMER COMPANY: FORMER CONFORMED NAME: VENDINGDATA CORP DATE OF NAME CHANGE: 20000727 FORMER COMPANY: FORMER CONFORMED NAME: CVI TECHNOLOGY INC DATE OF NAME CHANGE: 20000508 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Chung Clarence YM CENTRAL INDEX KEY: 0001417660 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32161 FILM NUMBER: 161770978 MAIL ADDRESS: STREET 1: 38/F THE CENTRIUM STREET 2: 60 WYNDHAM STREET, CENTRAL CITY: HONG KONG STATE: F4 ZIP: 0 4 1 edgar.xml FORM 4 - X0306 4 2016-07-18 0 0001004673 Entertainment Gaming Asia Inc. EGT 0001417660 Chung Clarence YM 38/F THE CENTRIUM 60 WYNDHAM STREET, CENTRAL HONG KONG F4 F4 0 CHINA 1 1 0 0 Chief Executive Officer Options (right to buy) 57.92 2008-01-22 4 D 0 1875 57.92 D 2018-07-23 2018-01-22 Common Stock 1875 3125 D Options (right to buy) 73.44 2008-02-12 4 D 0 6250 73.44 D 2008-08-13 2017-11-14 Common Stock 6250 3125 D Options (right to buy) 4.64 2010-01-07 4 D 0 3125 4.64 D 2010-07-08 2020-01-07 Common Stock 3125 3125 D Options (right to buy) 4.40 2010-01-22 4 D 0 31250 4.40 D 2010-12-31 2020-01-22 Common Stock 31250 3125 D Options (right to buy) 5.76 2011-02-03 4 D 0 31250 5.76 D 2012-01-01 2021-02-03 Common Stock 31250 3125 D Options (right to buy) 5.76 2011-02-03 4 D 0 3125 5.76 D 2011-08-04 2021-02-03 Common Stock 3125 3125 D Options (right to buy) 3.70 2012-01-03 4 D 0 6250 3.70 D 2012-07-04 2022-01-03 Common Stock 6250 3125 D Options (right to buy) 3.70 2012-01-03 4 D 0 37500 3.70 D 2013-01-01 2022-01-03 Common Stock 37500 3125 D Options (right to buy) 7.86 2013-01-02 4 D 0 6250 7.86 D 2013-07-03 2023-01-02 Common Stock 6250 3125 D Options (right to buy) 7.86 2013-01-02 4 D 0 16250 7.86 D 2016-01-02 2023-01-02 Common Stock 16250 3125 D Options (right to buy) 2.72 2013-12-27 4 D 0 125000 2.72 D 2013-12-27 2018-12-27 Common Stock 125000 3125 D Options (right to buy) 4.84 2014-01-02 4 D 0 6250 4.84 D 2014-07-03 2024-01-02 Common Stock 6250 3125 D Options (right to buy) 4.84 2014-01-02 4 D 0 11250 4.84 D 2017-01-02 2024-01-02 Common Stock 11250 3125 D Options (right to buy) 1.94 2016-04-29 4 A 0 285625 1.94 A 2017-04-29 2026-04-28 Common Stock 285625 288750 D On April 29, 2016, the Compensation Committee of the Board of Directors of the Company approved a voluntary stock option exchange program for its employees, directors and certain others, which became effective on July 18, 2016. Under the terms of the program, the participants had the opportunity to cancel certain of their existing underwater outstanding stock options (i.e., options with exercise prices that are higher than the current market trading price of the common stock) in exchange for a replacement option grant for an equal number of shares. Represents options directly held by the reporting person, which are not being exchanged. Represents replacement options which vest over three years, vesting 50% on the first anniversary and 25% on each of the second and third anniversaries of grant date. Clarence Chung 2016-07-18