0001179110-16-027694.txt : 20160718
0001179110-16-027694.hdr.sgml : 20160718
20160718102822
ACCESSION NUMBER: 0001179110-16-027694
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160718
FILED AS OF DATE: 20160718
DATE AS OF CHANGE: 20160718
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Entertainment Gaming Asia Inc.
CENTRAL INDEX KEY: 0001004673
STANDARD INDUSTRIAL CLASSIFICATION: MISCELLANEOUS MANUFACTURING INDUSTRIES [3990]
IRS NUMBER: 911696010
STATE OF INCORPORATION: NV
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: UNIT C1, GROUND FLOOR, KOON WAH BUILDING
STREET 2: NO. 2 YUEN SHUN CIRCUIT,
CITY: YUEN CHAU KOK, SHATIN
STATE: K3
ZIP: 000000
BUSINESS PHONE: 312-867-0848
MAIL ADDRESS:
STREET 1: 40 E. CHICAGO AVENUE, #186
CITY: CHICAGO
STATE: IL
ZIP: 60611-2026
FORMER COMPANY:
FORMER CONFORMED NAME: Elixir Gaming Technologies, Inc.
DATE OF NAME CHANGE: 20070918
FORMER COMPANY:
FORMER CONFORMED NAME: VENDINGDATA CORP
DATE OF NAME CHANGE: 20000727
FORMER COMPANY:
FORMER CONFORMED NAME: CVI TECHNOLOGY INC
DATE OF NAME CHANGE: 20000508
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Chung Clarence YM
CENTRAL INDEX KEY: 0001417660
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32161
FILM NUMBER: 161770978
MAIL ADDRESS:
STREET 1: 38/F THE CENTRIUM
STREET 2: 60 WYNDHAM STREET, CENTRAL
CITY: HONG KONG
STATE: F4
ZIP: 0
4
1
edgar.xml
FORM 4 -
X0306
4
2016-07-18
0
0001004673
Entertainment Gaming Asia Inc.
EGT
0001417660
Chung Clarence YM
38/F THE CENTRIUM
60 WYNDHAM STREET, CENTRAL
HONG KONG
F4
F4 0
CHINA
1
1
0
0
Chief Executive Officer
Options (right to buy)
57.92
2008-01-22
4
D
0
1875
57.92
D
2018-07-23
2018-01-22
Common Stock
1875
3125
D
Options (right to buy)
73.44
2008-02-12
4
D
0
6250
73.44
D
2008-08-13
2017-11-14
Common Stock
6250
3125
D
Options (right to buy)
4.64
2010-01-07
4
D
0
3125
4.64
D
2010-07-08
2020-01-07
Common Stock
3125
3125
D
Options (right to buy)
4.40
2010-01-22
4
D
0
31250
4.40
D
2010-12-31
2020-01-22
Common Stock
31250
3125
D
Options (right to buy)
5.76
2011-02-03
4
D
0
31250
5.76
D
2012-01-01
2021-02-03
Common Stock
31250
3125
D
Options (right to buy)
5.76
2011-02-03
4
D
0
3125
5.76
D
2011-08-04
2021-02-03
Common Stock
3125
3125
D
Options (right to buy)
3.70
2012-01-03
4
D
0
6250
3.70
D
2012-07-04
2022-01-03
Common Stock
6250
3125
D
Options (right to buy)
3.70
2012-01-03
4
D
0
37500
3.70
D
2013-01-01
2022-01-03
Common Stock
37500
3125
D
Options (right to buy)
7.86
2013-01-02
4
D
0
6250
7.86
D
2013-07-03
2023-01-02
Common Stock
6250
3125
D
Options (right to buy)
7.86
2013-01-02
4
D
0
16250
7.86
D
2016-01-02
2023-01-02
Common Stock
16250
3125
D
Options (right to buy)
2.72
2013-12-27
4
D
0
125000
2.72
D
2013-12-27
2018-12-27
Common Stock
125000
3125
D
Options (right to buy)
4.84
2014-01-02
4
D
0
6250
4.84
D
2014-07-03
2024-01-02
Common Stock
6250
3125
D
Options (right to buy)
4.84
2014-01-02
4
D
0
11250
4.84
D
2017-01-02
2024-01-02
Common Stock
11250
3125
D
Options (right to buy)
1.94
2016-04-29
4
A
0
285625
1.94
A
2017-04-29
2026-04-28
Common Stock
285625
288750
D
On April 29, 2016, the Compensation Committee of the Board of Directors of the Company approved a voluntary stock option exchange program for its employees, directors and certain others, which became effective on July 18, 2016. Under the terms of the program, the participants had the opportunity to cancel certain of their existing underwater outstanding stock options (i.e., options with exercise prices that are higher than the current market trading price of the common stock) in exchange for a replacement option grant for an equal number of shares.
Represents options directly held by the reporting person, which are not being exchanged.
Represents replacement options which vest over three years, vesting 50% on the first anniversary and 25% on each of the second and third anniversaries of grant date.
Clarence Chung
2016-07-18