-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VB00oUYZOg/gfAGCjkbZuz9+khnB6t78xeOBprH+6cgHBUEiCWEI1XIDyKVv73Jm oRckLqkfBbj3clBkzKBWFw== 0001019687-03-000004.txt : 20030102 0001019687-03-000004.hdr.sgml : 20030101 20030102121357 ACCESSION NUMBER: 0001019687-03-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20021231 FILED AS OF DATE: 20030102 REPORTING-OWNER: COMPANY DATA: COMPANY CONFORMED NAME: JAMES E CRABBE REVOCABLE TRUST CENTRAL INDEX KEY: 0001088037 RELATIONSHIP: DIRECTOR STATE OF INCORPORATION: OR FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 BUSINESS ADDRESS: STREET 1: 6830 S SPENCER STREET CITY: LAS VEGAS STATE: NV ZIP: 89119 MAIL ADDRESS: STREET 1: 6830 S SPENCER STREET CITY: LAS VEGAS STATE: NV ZIP: 89119 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: VENDINGDATA CORP CENTRAL INDEX KEY: 0001004673 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-DURABLE GOODS, NEC [5099] IRS NUMBER: 911696010 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25855 FILM NUMBER: 03500326 BUSINESS ADDRESS: STREET 1: 6830 SPENCER STREET CITY: LAS VEGAS STATE: NV ZIP: 89119 BUSINESS PHONE: 7027337195 MAIL ADDRESS: STREET 1: 6830 SPENCER STREET CITY: LAS VEGAS STATE: NV ZIP: 89119 FORMER COMPANY: FORMER CONFORMED NAME: CASINOVATIONS INC DATE OF NAME CHANGE: 19970710 FORMER COMPANY: FORMER CONFORMED NAME: CVI TECHNOLOGY INC DATE OF NAME CHANGE: 20000508 4 1 crabbe_f4-123102.txt ------------------------------ OMB APPROVAL ------------------------------ OMB Number: 3235-0287 Expires: January 31, 2005 Estimated average burden hours per response.........0.5 ------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 FORM 4 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940 |_| Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). (Print or Type Responses) - -------------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Crabbe James E. - -------------------------------------------------------------------------------- (Last) (First) (Middle) 6830 Spencer Street - -------------------------------------------------------------------------------- (Street) Las Vegas NV 89119 - -------------------------------------------------------------------------------- (City) (State) (Zip) - -------------------------------------------------------------------------------- 2. Issuer Name and Ticker or Trading Symbol VendingData Corporation (no symbol) - -------------------------------------------------------------------------------- 3. I.R.S. Identification Number of Reporting Person, if an entity (voluntary) - -------------------------------------------------------------------------------- 4. Statement for Month/Day/Year December 31, 2002 - -------------------------------------------------------------------------------- 5. If Amendment, Date of Original (Month/Day/Year) - -------------------------------------------------------------------------------- 6. Relationship of Reporting Person(s) to Issuer (Check all applicable) |X| Director |X| 10% Owner |_| Officer (give title below) |_| Other (specify below) --------------------------------- - -------------------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check Applicable line) |_| Form Filed by One Reporting Person |X| Form Filed by More than One Reporting Person - -------------------------------------------------------------------------------- ================================================================================ Table I -- Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned ================================================================================
5. Amount of 6. 4. Securities Owner- Securities Acquired (A) or Beneficially ship 2A. 3. Disposed of (D) Owned Form: 7. 2. Deemed Transaction (Instr. 3, 4 and 5) Following Direct Nature of Trans- Execution Code ------------------------------- Reported (D) or Indirect 1. action Date, if (Instr. 8) (A) Transaction(s) Indirect Beneficial Title of Security Date any ------------ or (Instr. 3 & (I) Ownership (Instr. 3) (mm/dd/yy) (mm/dd/yy) Code V Amount (D) Price Instr.4) (Instr.4) (Instr.4) - ------------------------------------------------------------------------------------------------------------------------------------ Common Stock 27,732,571 (Note 1) - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
FORM 4 (continued) Table II -- Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) ================================================================================
9. Number 10. of Owner- deriv- ship ative Form 2. Secur- of Conver- 5. 7. ities Deriv- 11. sion Number of Title and Amount Bene- ative Nature or Derivative 6. of Underlying 8. ficially Secur- of Exer- 3A. 4. Securities Date Securities Price Owned ity: In- cise Deemed Trans- Acquired (A) Exercisable and (Instr. 3 and 4) of Follow- Direct direct Price 3. Execut- action or Disposed Expiration Date ---------------- Deriv- ing (D) or Bene- 1. of Trans- ion Code of(D) (Month/Day/Year) Amount ative Reported In- ficial Title of Deriv- action Date if (Instr. (Instr. 3, ---------------- or Secur- Trans- direct Owner- Derivative ative Date any 8) 4 and 5) Date Expira- Number ity action(s) (I) ship Security Secur- (mm/dd/ (mm/dd/ ------ ------------ Exer- tion of (Instr. (Instr. (Instr. (Instr. (Instr. 3) ity yy) yy) Code V (A) (D) cisable Date Title Shares 5) 4) 4) 4) - ------------------------------------------------------------------------------------------------------------------------------------ 9.5% Converti- ble Note Common (Note 2) $2.60 9/01/99 (Note 2) Stock 288,461 288,461 I (Note 2) - ------------------------------------------------------------------------------------------------------------------------------------ 9.5% Converti- ble Note Common (Note 3) $2.60 9/23/99 (Note 3) Stock 153,846 153,846 I (Note 3) - ------------------------------------------------------------------------------------------------------------------------------------ Warrant Common (Note 4) $2.60 5/30/01 8/26/03 Stock 250,000 250,000 I (Note 4) - ------------------------------------------------------------------------------------------------------------------------------------ Option/Right To Buy Common (Note 5) $2.60 1/15/01 (Note 5) Stock 1,000 1,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Option/Right To Buy Common (Note 6) $2.60 7/02/01 (Note 6) Stock 1,000 1,000 D - ------------------------------------------------------------------------------------------------------------------------------------ Option/Right To Buy Common (Note 7) $0.35 7/02/01 (Note 7) Stock 1,000 1,000 D - ------------------------------------------------------------------------------------------------------------------------------------ 9.5% Converti- ble Note Common (Note 8) $0.35 12/31/02 P 11,285,703 1/01/04 (Note 8) Stock 11,285,703 $0.35 11,285,703 I (Note 8) - ------------------------------------------------------------------------------------------------------------------------------------ Warrant Common (Note 9) $0.35 12/31/02 P 987,500 1/01/04 (Note 10) Stock 987,500 987,500 I (Note 9) - ------------------------------------------------------------------------------------------------------------------------------------ 12,968,510 - ------------------------------------------------------------------------------------------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------------------ ====================================================================================================================================
Explanation of Responses: Note 1: Nature of beneficial ownership: James E. Crabbe, Individually 22,870,328 Holder of voting power for: Richard S. Huson GST Exempt Trust U/T/A dated 9/4/98 97,116 Richard S. Huson Marital Trust U/T/A dated 9/4/98 1,545,339 Yvonne M. Huson, Individually 3,219,788 ------------- TOTAL 27,732,571 ============= Note 2: As previously reported, on February 19, 1999, the James E. Crabbe Revocable Trust (the "Trust") entered into a Subscription Agreement (the "February Subscription") pursuant to which VendingData Corporation (the "Company") issued a 9.5% Convertible Note (the "February Note"). The Trust has the ability to convert the February Note at its option until the February Note is paid in full. Note 3: As previously reported, on March 23, 1999, the Trust entered into a Subscription Agreement (the "March Subscription") pursuant to which the Company issued a 9.5% Convertible Note (the "March Note"). The Trust has the ability to convert the March Note at its option until the March Note is paid in full. Note 4: As previously reported, on May 30, 2000, the Trust entered into a Subscription Agreement (the "May Subscription") pursuant to which the Company issued a 9.5% Convertible Note (the "May Note") to the Trust. On August 26, 2002, the May Note was cancelled and replaced with a short-term, non-convertible note. Pursuant to the May Subscription and the May Note, the Trust was issued a warrant to purchase 250,000 shares of Common Stock at an exercise price of $2.60 per share. The warrant is fully vested and is exercisable until August 26, 2003, one year after the cancellation of the May Note. Note 5: As previously reported, on July 14, 2000, the Company granted Mr. Crabbe an option pursuant to its 1999 Directors' Stock Option Plan (the "Plan") to purchase 1,000 shares of the Company's common stock ("Common Stock") at an exercise price of $2.60 per share. The option is fully vested and exercisable and expires on the later of July 14, 2010 or three months after Mr. Crabbe ceases to serve as a director of the Company. Note 6: As previously reported, on January 1, 2001, the Company granted Mr. Crabbe an option pursuant to the Plan to purchase 1,000 shares of Common Stock at an exercise price of $2.60 per share. The option is fully vested and exercisable and expires on the later of January 1, 2011 or three months after Mr. Crabbe ceases to serve as a director of the Company. Note 7: As previously reported, on January 1, 2002, and pursuant to the Plan, the Company granted to Mr. Crabbe an option to purchase 1,000 shares of Common Stock at an exercise price of $0.35 per share. The option expires on the later of January 1, 2012 or three months after Mr. Crabbe ceases to serve as a director of the Company. Note 8: On December 31, 2002, the Trust entered into a Subscription Agreement (the "December Subscription") pursuant to which the Company issued a 9.5% Convertible Note (the "December Note"). The December Note was in the amount of $3,949,996.05 and cancelled and replaced various short-term, non-convertible notes that the Company had previously issued to the Trust. The Trust has the ability to convert the December Note at its option until the December Note is paid in full. Note 9: The Company issued warrants to the Trust in connection with the December Subscription and the December Note. Note 10: The warrants expire one year after the conversion or repayment of the December Note. /s/ Stacie L. Brown December 31, 2002 - --------------------------------------------- ----------------------- **Signature of Reporting Person Date By: Stacie L. Brown, Attorney-in-Fact for James E. Crabbe Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. * If the form is filed by more than one reporting person, see Instruction 4(b)(v). ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Page 2 -----END PRIVACY-ENHANCED MESSAGE-----