-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, OsNu6WGdH31PlEmjBku0XXpluwZ1VOnTRpcbdsOou7LC59mR/a7IkJMOLQlpMeyX kZa8+iTeWb0jd9vsdHQU7Q== 0001181431-05-068815.txt : 20051223 0001181431-05-068815.hdr.sgml : 20051223 20051223170617 ACCESSION NUMBER: 0001181431-05-068815 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20051221 FILED AS OF DATE: 20051223 DATE AS OF CHANGE: 20051223 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMITH E FOLLIN CENTRAL INDEX KEY: 0001144211 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-25931 FILM NUMBER: 051285870 BUSINESS ADDRESS: BUSINESS PHONE: 4107833601 MAIL ADDRESS: STREET 1: C/O CONSTELLATION ENERGY GROUP INC STREET 2: 250 W. PRATT ST. CITY: BALTIMORE STATE: MD ZIP: 21201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CONSTELLATION ENERGY GROUP INC CENTRAL INDEX KEY: 0001004440 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 521964611 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 750 E PRATT ST CITY: BALTIMORE STATE: MD ZIP: 21202 BUSINESS PHONE: 4107832800 MAIL ADDRESS: STREET 1: 750 E PRATT STREET CITY: BALTIMORE STATE: MD ZIP: 21202 FORMER COMPANY: FORMER CONFORMED NAME: CONSTELLATION ENERGY CORP DATE OF NAME CHANGE: 19951220 FORMER COMPANY: FORMER CONFORMED NAME: RH ACQUISITION CORP DATE OF NAME CHANGE: 19951205 4 1 rrd101178.xml X0202 4 2005-12-21 0 0001004440 CONSTELLATION ENERGY GROUP INC CEG 0001144211 SMITH E FOLLIN 750 E. PRATT STREET BALTIMORE MD 21202 0 1 0 0 CFO, CAO, Exec. VP - CEG Common Stock 2005-12-21 4 M 0 71363 25.08 A 120895 D Common Stock 2005-12-21 4 M 0 206000 27.93 A 326895 D Common Stock 2005-12-21 4 M 0 50000 31.21 A 376895 D Common Stock 2005-12-21 4 M 0 42227 28.81 A 419122 D Common Stock 2005-12-21 4 M 0 23097 39.63 A 442219 D Common Stock 2005-12-21 4 F 0 271684 58.33 D 170535 D Common Stock 131.3648 I By 401(k) Plan Stock Options (right to buy) 25.08 2005-12-21 4 M 0 71363 0 D 2011-11-12 Common Stock 71363 0 D Stock Options (right to buy) 58.33 2005-12-21 4 A 0 46759 0 A 2005-12-21 2011-11-12 Common Stock 46759 46759 D Stock Options (right to buy) 27.93 2005-12-21 4 M 0 206000 0 D 2012-02-05 Common Stock 206000 0 D Stock Options (right to buy) 58.33 2005-12-21 4 A 0 141067 0 A 2005-12-21 2012-02-05 Common Stock 141067 141067 D Stock Options (right to buy) 31.21 2005-12-21 4 M 0 50000 0 D 2012-05-24 Common Stock 50000 0 D Stock Options (right to buy) 58.33 2005-12-21 4 A 0 35939 0 A 2005-12-21 2012-05-24 Common Stock 35939 35939 D Stock Options (right to buy) 28.81 2005-12-21 4 M 0 42227 0 D 2013-05-02 Common Stock 42227 21113 D Stock Options (right to buy) 58.33 2005-12-21 4 A 0 29301 0 A 2005-12-21 2013-05-02 Common Stock 29301 29301 D Stock Options (right to buy) 39.63 2005-12-21 4 M 0 23097 0 D 2014-02-26 Common Stock 23097 46193 D Stock Options (right to buy) 58.33 2005-12-21 4 A 0 18618 0 A 2005-12-21 2014-02-26 Common Stock 18618 18618 D At the request of the issuer, the officer has exercised all vested options held by such officer for purposes of minimizing the amount of excise taxes and tax gross-up payable by the issuer on behalf of the officer pursuant to Section 4999 of the Internal Revenue Code. Shares were withheld to pay exercise prices and taxes due on the total of 392,687 stock options exercised on 12/21/05. This amount includes shares obtained through reinvested dividends. These are employee stock options. Options vested in two installments on 7/1/02 and 7/1/03. Represents replacement options granted to the officer following exercise of existing vested options on 12/21/05. The aggregate number of replacement options received is equal to the total number of options exercised less the actual shares received by the officer upon exercise of the options. Options vested in three installments on 11/22/02, 11/23/03, and 11/24/04. Options vested in three installments on 5/24/03, 5/24/04, and 5/24/05. Options vest in three installments beginning on 5/2/04. The second installment vested on 5/2/05, and the third installment will vest on 5/2/06. Options vest in three installments beginning on 2/26/05. The second and third installments will vest on 2/26/06 and 2/26/07, respectively. Charles A. Berardesco, Attorney-in-Fact 2005-12-22 -----END PRIVACY-ENHANCED MESSAGE-----