0001004440-01-500067.txt : 20011018
0001004440-01-500067.hdr.sgml : 20011018
ACCESSION NUMBER: 0001004440-01-500067
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20011001
FILED AS OF DATE: 20011010
COMPANY DATA:
COMPANY CONFORMED NAME: BROOKS THOMAS V
CENTRAL INDEX KEY: 0001160619
STANDARD INDUSTRIAL CLASSIFICATION: []
OFFICER
FILING VALUES:
FORM TYPE: 3
BUSINESS ADDRESS:
STREET 1: CONSTELLATION POWER SOURCE INC
STREET 2: 111 MARKET PLACE SUITE 500
CITY: BALTIMORE
STATE: MD
ZIP: 21202
BUSINESS PHONE: 4104683473
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: CONSTELLATION ENERGY GROUP INC
CENTRAL INDEX KEY: 0001004440
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 521964611
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-25931
FILM NUMBER: 1755727
BUSINESS ADDRESS:
STREET 1: 250 W PRATT STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21201
BUSINESS PHONE: 4102345685
MAIL ADDRESS:
STREET 1: 250 W PRATT STREET
CITY: BALTIMORE
STATE: MD
ZIP: 21201
FORMER COMPANY:
FORMER CONFORMED NAME: CONSTELLATION ENERGY CORP
DATE OF NAME CHANGE: 19951220
FORMER COMPANY:
FORMER CONFORMED NAME: RH ACQUISITION CORP
DATE OF NAME CHANGE: 19951205
3
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brooks3-1001.txt
FORM 3 FOR BROOKS
U.S. SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 3
INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES
Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934,
Section 17(a) of the Public Utility Holding Company Act of 1935 or
Section 30(f) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Brooks Thomas V.
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(Last) (First) (Middle)
c/o Constellation Power Source, Inc 111 Market Place, Suite 500
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(Street)
Baltimore, Maryland 21202
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(City) (State) (Zip)
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2. Date of Event Requiring Statement (Month/Day/Year)
October 1, 2001
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3. IRS Identification Number of Reporting Person, if an Entity (Voluntary)
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4. Issuer Name and Ticker or Trading Symbol
Constellation Energy Group, Inc ("CEG")
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5. Relationship of Reporting Person to Issuer
(Check all applicable)
[_] Director [_] 10% Owner
[_] Officer (give title below) [X] Other (specify below)
President, Constellation Power Source, Inc.
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6. If Amendment, Date of Original (Month/Day/Year)
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7. Individual or Joint/Group Filing (Check applicable line)
[X] Form Filed by One Reporting Person
[_] Form Filed by More than One Reporting Person
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Table I -- Non-Derivative Securities Beneficially Owned
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3. Ownership Form:
2. Amount of Securities Direct (D) or
1. Title of Security Beneficially Owned Indirect (I) 4. Nature of Indirect Beneficial Ownership
(Instr. 4) (Instr. 4) (Instr. 5) (Instr. 4)
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Common Stock 10,077.83 D
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* If the Form is filed by more than one Reporting Person, see Instruction
5(b)(v).
Reminder: Report on a separate line for each class of securities beneficially
owned directly or indirectly.
(Print of Type Responses)
(Over)
FORM 3 (continued)
Table II -- Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
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5. Owner-
3. Title and Amount of Securities ship
Underlying Derivative Security Form of
2. Date Exercisable (Instr. 4) Derivative
and Expiration Date --------------------------------- 4. Conver- Security:
(Month/Day/Year) Amount sion or Direct 6. Nature of
---------------------- or Exercise (D) or Indirect
Date Expira- Number Price of Indirect Beneficial
1. Title of Derivative Exer- tion of Derivative (I) Ownership
Security (Instr. 4) cisable Date Title Shares Security (Instr. 5) (Instr. 5)
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Explanation of Responses:
/s/ Thomas V. Brooks 10/9/01
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**Signature of Reporting Person Date
** Intentional misstatements or omissions of facts constitute Federal Criminal
Violations.
See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this form, one of which must be manually signed.
If space provided is insufficient, see Instruction 6 for procedure.
(Print of Type Responses)
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