6-K 1 nationalgridplc-sept.htm BATCH FILING nationalgridplc-sept

 
 
 
 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
 
_________________________________________________
 
FORM 6-K
_________________________________________________ 
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
Date: 30 September 2024
 
Commission File Number: 001-14958
 
_________________________________________________ 
 
NATIONAL GRID plc
 
(Translation of registrant’s name into English)
 
England and Wales
 
(Jurisdiction of Incorporation) 
 
  _________________________________________________

 
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
 
_________________________________________________ 
 
 Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
☒  Form 20-F      ☐  Form 40-F
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.  ☐  Yes    ☒  No
 
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
 
 
 
 
 
 
 
 
 
 
 
EXHIBIT INDEX
 
Exhibit No.
 
Description
 
99.1
 
Exhibit 99.1 Announcement sent to the London Stock Exchange on 30 August 2024 — Director/PDMR Shareholding
99.2
 
Exhibit 99.2 Announcement sent to the London Stock Exchange on 02 September 2024 — Total Voting Rights
99.3
 
Exhibit 99.3 Announcement sent to the London Stock Exchange on 10 September 2024 — Director/PDMR Shareholding
 
 
Exhibit 99.1
 
 
30 August 2024
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Transaction of Person Discharging Managerial Responsibilities ('PDMR')
 
 
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR') and relates to the following PDMR acquiring shares following the partial vesting of an award under the Company's Retention Award Plan ('RAP').
 
This vesting relates to the RAP Award made to Will Serle, PDMR on 1 June 2022. The award was conditional on continued employment with the Company and on the satisfaction of the performance conditions approved by the Remuneration Committee, which (after tax on the gross award) must be retained until the shareholding requirement is met. The award is subject to malus and clawback provisions.
 
The Company also announces a correction to an announcement made on 14 June 2024. On 29 August 2024, the Company was notified that, due to an administration error, it was incorrectly announced that Will Serle, Chief People & Culture Officer, sold 97 rights under the Share Incentive Plan pursuant to the 2024 Rights Issue. The amended announcement is included below in full which shows his full take-up of these rights. 
 
The date of notification of these transactions was 29 August 2024.
 
In accordance with MAR the relevant Financial Conduct Authority modification is set out below.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
a)
Name
Will Serle
 
2
 
Reason for the notification
a)
 
Position/status
Chief People and Culture Officer 
b)
 
Initial notification /Amendment
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
a)
Name
National Grid plc
 
b)
LEI
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 12 204/473p each
 
GB00BDR05C01
 
b)
 
Nature of the transaction
Shares acquired following the vesting of the fifth tranche of shares in respect of the 1 June 2022 RAP Award.
c)
Price(s) and volume(s)
Price(s)
 
Volume(s)
Nil
 
4,743
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
e)
 
Date of the transaction
2024.06.26
 
f)
 
Place of the transaction
London Stock Exchange (XLON)
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
Ordinary shares of 12 204/473p each
 
GB00BDR05C01
 
b)
 
Nature of the transaction
 
Automatic disposal of shares resulting from RAP Award exercise to cover tax liabilities.
c)
Price(s) and volume(s)
Price(s)
 
Volume(s)
£8.958
 
4,778
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
e)
Date of the transaction
2024.06.26
 
f)
 
Place of the transaction
 
London Stock Exchange (XLON)
 
 
 
1  
 
Details of the person discharging managerial responsibilities / person closely associated  
 
a)  
 
Name  
 
Will Serle
2  
 
Reason for the notification  
 
a)  
 
Position/status  
 
Chief People and Culture Officer 
b)  
 
Initial notification /Amendment  
 
Amendment 
3  
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor  
 
a)  
 
Name  
 
National Grid plc 
b)  
 
LEI  
 
8R95QZMKZLJX5Q2XR704 
4  
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted  
 
a)  
 
Description of the financial instrument, type of instrument  
 
Identification code  
 
Ordinary shares of 12 204/473p each 
 
GB00BDR05C01 
b)  
 
Nature of the transaction  
 
 
Acquisition of shares from a full take-up of rights over a Share Incentive Plan holding pursuant to the 2024 Rights Issue. 
c)  
 
Price(s) and volume(s)  
 
 
Price(s) 
 
Volume(s) 
GBP 6.45 
97
 
d)  
 
Aggregated information  
 
- Aggregated volume  
 
 - Price  
 
 
e)  
 
Date of the transaction   
 
2024.06.03
f)   
Place of the transaction  
 
London Stock Exchange (XLON) 
 
 
Exhibit 99.2
 
2 September 2024
 
National Grid plc ('National Grid' or 'Company')
 
Voting Rights update
 
 
 
National Grid's registered capital as of 31 August 2024 consisted of 5,126,611,643 ordinary shares, of which, 240,745,366 were held as treasury shares; leaving a balance of 4,885,866,277 with voting rights.
 
The figure of 4,885,866,277 may be used by shareholders as the denominator for the calculations by which they will determine if they are required to notify their interest in, or a change to their interest in, National Grid under the FCA's Disclosure Guidance and Transparency Rules.
 
 
Julian Baddeley
Group Company Secretary
 

Exhibit 99.3
 
10 September 2024
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Transactions of Persons Discharging Managerial Responsibilities ('PDMRs')
 
 
This announcement is made in accordance with Article 19 of the Market Abuse Regulation ('MAR'). In accordance with MAR, the relevant Financial Conduct Authority ('FCA') notifications are set out below.
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Andy Agg
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Financial Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 12 204/473p each
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.2791
 
14
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
e)
 
Date of the transaction
 
 
2024.09.09
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
John Pettigrew
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief Executive
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 12 204/473p each
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.2791
 
14
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
e)
 
Date of the transaction
 
 
2024.09.09
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
1
 
Details of the person discharging managerial responsibilities / person closely associated
 
a)
 
Name
 
Will Serle
 
2
 
Reason for the notification
 
a)
 
Position/status
 
Chief People and Culture Officer
 
b)
 
Initial notification /Amendment
 
Initial notification
 
3
 
Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor
 
a)
 
Name
 
National Grid plc
 
b)
 
LEI
 
8R95QZMKZLJX5Q2XR704
 
4
 
Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted
 
a)
 
Description of the financial instrument, type of instrument
 
Identification code
 
Ordinary shares of 12 204/473p each
 
GB00BDR05C01
b)
 
Nature of the transaction
 
 
Monthly purchase of securities ("partnership
shares") under the Share Incentive Plan
c)
 
Price(s) and volume(s)
 
 
Price(s)
 
Volume(s)
GBP 10.2791
 
14
d)
 
Aggregated information
 
- Aggregated volume
 
- Price
 
 
e)
 
Date of the transaction
 
 
2024.09.09
 
f)
 
Place of the transaction
 
 
London Stock Exchange (XLON)
 
 
 
 
 

 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
NATIONAL GRID plc
 
 
 
 
 
By:
 
Beth Melges
 
 
 
Beth Melges
Head of Plc Governance
 
 
 
 
Date: 30 September 2024