6-K 1 nationalgridplc-2021s.htm HOLDING(S) IN COMPANY nationalgridplc-2021s
 
 
 
UNITED STATES
 
SECURITIES AND EXCHANGE COMMISSION
Washington D.C. 20549
 
 
FORM 6-K
 
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16 UNDER THE SECURITIES EXCHANGE ACT OF 1934
 
Date: 12 June 2024
 
Commission File Number: 001-14958
 
 
 
NATIONAL GRID plc
 
(Translation of registrant’s name into English)
 
England and Wales
 
(Jurisdiction of Incorporation) 
 
 
 
1-3 Strand, London, WC2N 5EH, United Kingdom
(Address of principal executive office)
 
 
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
 
  Form 20-F        Form 40-F
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  
 
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  
 
Indicate by check mark whether the registrant by furnishing the information contained in this Form is also thereby furnishing the information to the Commission pursuant to Rule 12g3- 2(b) under the Securities Exchange Act of 1934.    Yes      No
 
If “Yes” is marked, indicate below the file number assigned to the registrant in connection with Rule 12g3-2(b): n/a
 
 
 
 
 
 
 
 
 
 
 
EXHIBIT INDEX
 
Exhibit No.
 
 
Description
 
 
99.1
 
Exhibit 99.1 Announcement sent to the London Stock Exchange on 12 June 2024 — Holding(s) in Company
 
 
 
 
Exhibit 99.1
 
 
 
12 June 2024
 
National Grid plc ('National Grid' or 'Company')
 
Notification of Major Interest in National Grid Ordinary Shares
 
National Grid has received a notification on Form TR-1 from JPMorgan Chase & Co. that its total interest in National Grid voting ordinary shares is as shown below.
 
 
TR-1: Standard form for notification of major holdings
 
1. Issuer Details
 
ISIN
GB00BDR05C01
 
Issuer Name
NATIONAL GRID PLC
 
UK or Non-UK Issuer
UK
 
2. Reason for Notification
An acquisition or disposal of voting rights
 
3. Details of person subject to the notification obligation
 
Name
JPMorgan Chase & Co.
 
City of registered office (if applicable)
 
 
Country of registered office (if applicable)
US
 
4. Details of the shareholder
 
Name
City of registered office
Country of registered office
J.P. Morgan Securities plc
 
 
 
 
5. Date on which the threshold was crossed or reached
 
07-Jun-2024
 
6. Date on which Issuer notified
 
11-Jun-2024
 
7. Total positions of person(s) subject to the notification obligation
 
 
% of voting rights attached to shares (total of 8.A)
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2)
Total of both in % (8.A + 8.B)
Total number of voting rights held in issuer
Resulting situation on the date on which threshold was crossed or reached
 
4.885012
 
0.170737
 
5.055749
 
188151767
 
Position of previous notification (if applicable)
 
 
 
 
 
 
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
 
8A. Voting rights attached to shares
 
Class/Type of shares ISIN code(if possible)
Number of direct voting rights (DTR5.1)
Number of indirect voting rights (DTR5.2.1)
% of direct voting rights (DTR5.1)
% of indirect voting rights (DTR5.2.1)
GB00BDR05C01
 
 
181797644
 
 
4.885012
 
Sub Total 8.A
181797644
 
4.885012%
 
 
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Number of voting rights that may be acquired if the instrument is exercised/converted
% of voting rights
Depository Receipt
 
 
 
2520315
 
0.067722
 
Sub Total 8.B1
 
2520315
 
0.067722%
 
 
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
 
Type of financial instrument
Expiration date
Exercise/conversion period
Physical or cash settlement
Number of voting rights
% of voting rights
Cash-settled Equity Swap
 
16/10/2024
 
16/10/2024
 
Cash
 
58000
 
0.001558
 
Cash-settled Equity Swap
 
28/11/2024
 
28/11/2024
 
Cash
 
3017
 
0.000081
 
Cash-settled Equity Swap
 
29/11/2024
 
29/11/2024
 
Cash
 
21489
 
0.000577
 
Cash-settled Equity Swap
 
15/01/2025
 
15/01/2025
 
Cash
 
1107
 
0.000030
 
Cash-settled Equity Swap
 
16/01/2025
 
16/01/2025
 
Cash
 
39633
 
0.001065
 
Cash-settled Equity Swap
 
02/05/2025
 
02/05/2025
 
Cash
 
541265
 
0.014544
 
Cash-settled Equity Swap
 
08/05/2025
 
08/05/2025
 
Cash
 
4298
 
0.000115
 
Cash-settled Equity Swap
 
28/05/2025
 
28/05/2025
 
Cash
 
4763
 
0.000128
 
Cash-settled Equity Swap
 
29/05/2025
 
29/05/2025
 
Cash
 
909
 
0.000024
 
Cash-settled Equity Swap
 
30/05/2025
 
30/05/2025
 
Cash
 
71453
 
0.001920
 
Cash-settled Equity Swap
 
31/05/2025
 
31/05/2025
 
Cash
 
3089
 
0.000083
 
Cash-settled Equity Swap
 
03/06/2025
 
03/06/2025
 
Cash
 
2363
 
0.000063
 
Cash-settled Equity Swap
 
04/06/2025
 
04/06/2025
 
Cash
 
14437
 
0.000388
 
Cash-settled Equity Swap
 
24/06/2025
 
24/06/2025
 
Cash
 
148661
 
0.003995
 
Cash-settled Equity Swap
 
26/06/2025
 
26/06/2025
 
Cash
 
1614155
 
0.043373
 
Cash-settled Equity Swap
 
30/06/2025
 
30/06/2025
 
Cash
 
7906
 
0.000212
 
Cash-settled Equity Swap
 
01/07/2025
 
01/07/2025
 
Cash
 
1
 
0.000000
 
Cash-settled Equity Swap
 
02/07/2025
 
02/07/2025
 
Cash
 
35807
 
0.000962
 
Cash-settled Equity Swap
 
09/07/2025
 
09/07/2025
 
Cash
 
10000
 
0.000269
 
Cash-settled Equity Swap
 
17/07/2025
 
17/07/2025
 
Cash
 
63412
 
0.001704
 
Cash-settled Equity Swap
 
22/07/2025
 
22/07/2025
 
Cash
 
12646
 
0.000340
 
Cash-settled Equity Swap
 
23/07/2025
 
23/07/2025
 
Cash
 
14690
 
0.000395
 
Cash-settled Equity Swap
 
16/01/2026
 
16/01/2026
 
Cash
 
6323
 
0.000170
 
Cash-settled Equity Swap
 
28/04/2026
 
28/04/2026
 
Cash
 
687258
 
0.018467
 
Cash-settled Equity Swap
 
10/06/2026
 
10/06/2026
 
Cash
 
242
 
0.000007
 
Cash-settled Equity Swap
 
24/07/2026
 
24/07/2026
 
Cash
 
37190
 
0.000999
 
Cash-settled Equity Swap
 
09/10/2026
 
09/10/2026
 
Cash
 
89921
 
0.002416
 
Cash-settled Equity Swap
 
30/05/2028
 
30/05/2028
 
Cash
 
2696
 
0.000072
 
Cash-settled Equity Swap
 
04/12/2028
 
04/12/2028
 
Cash
 
25735
 
0.000692
 
Cash-settled Equity Swap
 
01/06/2029
 
01/06/2029
 
Cash
 
41917
 
0.001126
 
Cash-settled Futures
 
 
 
Cash
 
269425
 
0.007240
 
Sub Total 8.B2
 
3833808
 
0.103015%
 
 
9. Information in relation to the person subject to the notification obligation
 
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
 
 
Ultimate controlling person
Name of controlled undertaking
% of voting rights if it equals or is higher than the notifiable threshold
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
Total of both if it equals or is higher than the notifiable threshold
JPMorgan Chase & Co.
 
J.P. Morgan Securities plc
 
4.791378
 
 
4.886508%
 
JPMorgan Chase & Co.
 
J.P. Morgan Securities LLC
 
 
 
 
JPMorgan Chase & Co.
 
J.P. Morgan SE
 
 
 
 
 
10. In case of proxy voting
 
Name of the proxy holder
 
 
The number and % of voting rights held
 
 
The date until which the voting rights will be held
 
 
11. Additional Information
 
Chain of controlled undertakings:
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan Capital Holdings Limited (100%)
J.P. Morgan Securities plc (100%)
 
JPMorgan Chase & Co.JPMorgan Chase Holdings LLC (100%)
J.P. Morgan Broker-Dealer Holdings Inc. (100%)
J.P. Morgan Securities LLC (100%)
 
JPMorgan Chase & Co.
JPMorgan Chase Bank, National Association (100%)
J.P. Morgan International Finance Limited (100%)
J.P. Morgan SE (100%)
 
 
12. Date of Completion
 
11-Jun-2024
 
13. Place Of Completion
 
London, United Kingdom
 
 
This notice is in compliance with National Grid's obligations under the Disclosure and Transparency Rules. 
 
Pritti Patel  
Deputy Company Secretary and General Counsel, Corporate
 
 
 
 
 
 
 
 
 
 
SIGNATURE
 
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
 
 
 
 
NATIONAL GRID plc
 
 
 
 
 
By:
 
Beth Melges
 
 
 
Beth Melges
Head of Plc Governance
 
 
 
 
Date: 12 June 2024