0001085146-23-004494.txt : 20231114
0001085146-23-004494.hdr.sgml : 20231114
20231114164645
ACCESSION NUMBER: 0001085146-23-004494
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231114
DATE AS OF CHANGE: 20231114
EFFECTIVENESS DATE: 20231114
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC
CENTRAL INDEX KEY: 0001004244
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-05194
FILM NUMBER: 231407420
BUSINESS ADDRESS:
STREET 1: 74 BATTERSON PARK ROAD
STREET 2: POND VIEW COPORATE CENTER
CITY: FARMINGTON
STATE: CT
ZIP: 06032
BUSINESS PHONE: 8606768722
MAIL ADDRESS:
STREET 1: 74 BATTERSON PARK ROAD
STREET 2: POND VIEW CORPORATE CENTER
CITY: FARMINGTON
STATE: CT
ZIP: 06032
FORMER COMPANY:
FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC
DATE OF NAME CHANGE: 19990426
13F-HR
1
primary_doc.xml
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0001004244
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09-30-2023
09-30-2023
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NEW ENGLAND ASSET MANAGEMENT INC
74 BATTERSON PARK ROAD
POND VIEW CORPORATE CENTER
FARMINGTON
CT
06032
13F HOLDINGS REPORT
028-05194
000105900
801-22445
N
William E. Rotatori
CEO
860-676-8722
/s/ William E. Rotatori
Farmington
CT
11-14-2023
0
113
609610051
false
INFORMATION TABLE
2
infotable.xml
INFORMATION TABLE
ABBOTT LABS
COM
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BBG001S5N9M6
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SH
SOLE
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ABBVIE INC
COM
00287Y109
BBG0025Y4RZ3
7578210
50840
SH
SOLE
50840
0
0
ALLIANT ENERGY CORP
COM
018802108
BBG001S8ZQ30
6843563
141250
SH
SOLE
141250
0
0
ALPHABET INC
CAP STK CL A
02079K305
BBG009S39JY5
3114468
23800
SH
SOLE
23800
0
0
AMERICAN EXPRESS CO
COM
025816109
BBG001S5P034
3401532
22800
SH
SOLE
22800
0
0
AMGEN INC
COM
031162100
BBG001S5NNL6
4730176
17600
SH
SOLE
17600
0
0
APPLE INC
COM
037833100
BBG001S5N8V8
821808
4800
SH
SOLE
4800
0
0
ARES CAPITAL CORP
COM
04010L103
BBG001SL96Z9
4398273
225900
SH
OTR
0
0
225900
AT&T INC
COM
00206R102
BBG001S5VWH2
3849626
256300
SH
SOLE
256300
0
0
BANK AMERICA CORP
7.25%CNV PFD L
060505682
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SH
OTR
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0
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BANK AMERICA CORP
COM
060505104
BBG001S5P0Y0
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BLACKROCK CAP INVT CORP
COM
092533108
BBG001SQ1025
1645359
443493
SH
OTR
0
0
443493
BNY MELLON ETF TRUST
CORE BOND ETF
09661T602
BBG00RYR57H4
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100
SH
SOLE
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0
100
BRISTOL-MYERS SQUIBB CO
COM
110122108
BBG001S8N8J6
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79531
SH
SOLE
79531
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0
BROADCOM INC
COM
11135F101
BBG00KHY5SY8
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SH
SOLE
11405
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0
CHEVRON CORP NEW
COM
166764100
BBG001S67ZC5
7811153
46324
SH
SOLE
46324
0
0
CISCO SYS INC
COM
17275R102
BBG001S6HC62
10525885
195794
SH
SOLE
195794
0
0
CITIGROUP INC
COM NEW
172967424
BBG001S72ZG4
2803010
68150
SH
SOLE
68150
0
0
CMS ENERGY CORP
COM
125896100
BBG001S5PYJ3
7060975
132950
SH
SOLE
132950
0
0
COCA COLA CO
COM
191216100
BBG001S5SMQ8
4520721
80756
SH
SOLE
80756
0
0
CONOCOPHILLIPS
COM
20825C104
BBG001S5TZM2
2803320
23400
SH
SOLE
23400
0
0
CROWN CASTLE INC
COM
22822V101
BBG001S7W5T3
4871148
52930
SH
SOLE
52930
0
0
CSX CORP
COM
126408103
BBG001S5Q7Q3
1891125
61500
SH
SOLE
61500
0
0
CVS HEALTH CORP
COM
126650100
BBG001S5QBD8
5822988
83400
SH
SOLE
83400
0
0
DARDEN RESTAURANTS INC
COM
237194105
BBG001S5QM08
1943352
13569
SH
SOLE
13569
0
0
DISNEY WALT CO
COM
254687106
BBG001S5QHF3
988810
12200
SH
SOLE
12200
0
0
DUKE ENERGY CORP NEW
COM NEW
26441C204
BBG001S5QNR7
7023731
79580
SH
SOLE
79580
0
0
ELI LILLY & CO
COM
532457108
BBG001S5STL8
2529882
4710
SH
SOLE
4710
0
0
EOG RES INC
COM
26875P101
BBG001S5ZB93
2167596
17100
SH
SOLE
17100
0
0
FIFTH THIRD BANCORP
COM
316773100
BBG001S5R6S2
5893025
232650
SH
SOLE
232650
0
0
FIRST TR EXCHANGE TRADED FD
NASDAQ CYB ETF
33734X846
BBG009K1H2W7
52245
1150
SH
SOLE
0
0
1150
GENERAL MLS INC
COM
370334104
BBG001S5RKR2
4541370
70970
SH
SOLE
70970
0
0
GOLUB CAP BDC INC
COM
38173M102
BBG001T63BY7
3416291
232876
SH
OTR
0
0
232876
HOME DEPOT INC
COM
437076102
BBG001S5RTW7
4033534
13349
SH
SOLE
13349
0
0
IMPACT SHS TR I
AFFORDABLE HOUS
45259R103
BBG011WV2Y14
4877
300
SH
SOLE
0
0
300
INTERNATIONAL BUSINESS MACHS
COM
459200101
BBG001S5S399
4871918
34725
SH
SOLE
34725
0
0
INVESCO EXCH TRADED FD TR II
TAXABLE MUN BD
46138G805
BBG001STKGB3
5058
200
SH
SOLE
0
0
200
INVESCO EXCHANGE TRADED FD T
S&P500 EQL WGT
46137V357
BBG00KJR2NN7
368394
2600
SH
SOLE
0
0
2600
ISHARES INC
CORE MSCI EMKT
46434G103
BBG003HC3DG9
8559062
179850
SH
SOLE
0
0
179850
ISHARES TR
0-5YR INVT GR CP
46434V100
BBG005DW0468
4800
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SH
SOLE
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100
ISHARES TR
10+ YR INVST GRD
464289511
BBG001T5MKD1
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SH
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ISHARES TR
BROAD USD HIGH
46435U853
BBG00J2DS0J6
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SH
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ISHARES TR
CORE MSCI EAFE
46432F842
BBG003H6TRS0
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387800
ISHARES TR
CORE MSCI EURO
46434V738
BBG006MJ8984
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ISHARES TR
CORE MSCI INTL
46435G326
BBG00G9DM0M7
10041644
172300
SH
SOLE
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0
172300
ISHARES TR
CORE S&P MCP ETF
464287507
BBG001SFC7V0
3368469
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SH
SOLE
0
0
13509
ISHARES TR
CORE S&P SCP ETF
464287804
BBG001SFC7W9
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SH
SOLE
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21788
ISHARES TR
CORE S&P500 ETF
464287200
BBG001SFB7R6
42515717
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SH
SOLE
34340
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64665
ISHARES TR
CORE US AGGBD ET
464287226
BBG001SM1QT8
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SH
SOLE
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0
50
ISHARES TR
FLTG RATE NT ETF
46429B655
BBG001V1QYX1
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100
SH
SOLE
0
0
100
ISHARES TR
IBOXX HI YD ETF
464288513
BBG001ST0ZQ7
3591638
48720
SH
SOLE
0
0
48720
ISHARES TR
IBOXX INV CP ETF
464287242
BBG001S60QR6
2550500
25000
SH
SOLE
0
0
25000
ISHARES TR
MBS ETF
464288588
BBG001SSD8B1
4440
50
SH
SOLE
0
0
50
ISHARES TR
PFD AND INCM SEC
464288687
BBG001SNVWC8
180900
6000
SH
SOLE
0
0
6000
ISHARES TR
RUSSELL 2000 ETF
464287655
BBG001SFC7Y7
2177614
12321
SH
SOLE
0
0
12321
ISHARES TR
SELECT DIVID ETF
464287168
BBG001SDJVG2
4830345
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SH
SOLE
7000
0
37875
ISHARES TR
SELECT DIVID ETF
464287168
BBG001SDJVG2
304083
2825
SH
OTR
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0
2825
ISHARES U S ETF TR
BLACKROCK ST MAT
46431W507
BBG0059KNK04
4989
100
SH
SOLE
0
0
100
JOHNSON & JOHNSON
COM
478160104
BBG001S5SHQ9
7310282
46936
SH
DFND
46936
0
0
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
BBG001SLBY94
2290925
92750
SH
OTR
0
0
92750
JPMORGAN CHASE & CO
COM
46625H100
BBG001S8CRC3
13456406
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SH
SOLE
92790
0
0
KEYCORP
COM
493267108
BBG001S5SKV6
6908458
642050
SH
SOLE
642050
0
0
KINDER MORGAN INC DEL
COM
49456B101
BBG001TG2YZ5
3003384
181145
SH
SOLE
181145
0
0
KRAFT HEINZ CO
COM
500754106
BBG005CPNTR1
3041056
90400
SH
SOLE
90400
0
0
LOCKHEED MARTIN CORP
COM
539830109
BBG001S7PS57
7734252
18912
SH
SOLE
18912
0
0
MCDONALDS CORP
COM
580135101
BBG001S5T110
4954516
18807
SH
SOLE
18807
0
0
MEDTRONIC PLC
SHS
G5960L103
BBG001S5T2S9
1473168
18800
SH
SOLE
18800
0
0
MERCK & CO INC
COM
58933Y105
BBG001S5TC52
5906756
57375
SH
SOLE
57375
0
0
MICROSOFT CORP
COM
594918104
BBG001S5TD05
13114676
41535
SH
SOLE
41535
0
0
MOLSON COORS BEVERAGE CO
CL B
60871R209
BBG001S5VQ21
8955380
140830
SH
SOLE
140830
0
0
MONDELEZ INTL INC
CL A
609207105
BBG001SHHZJ3
2234680
32200
SH
SOLE
32200
0
0
NEWMONT CORP
COM
651639106
BBG001S5TKX3
742695
20100
SH
SOLE
20100
0
0
NXP SEMICONDUCTORS N V
COM
N6596X109
BBG001SF62F6
8406636
42050
SH
SOLE
42050
0
0
PAYPAL HLDGS INC
COM
70450Y103
BBG0077VNXW5
1157508
19800
SH
SOLE
19800
0
0
PEPSICO INC
COM
713448108
BBG001S695T1
2073776
12239
SH
SOLE
12239
0
0
PFIZER INC
COM
717081103
BBG001S5V466
5551165
167355
SH
SOLE
167355
0
0
PGIM ETF TR
PGIM ULTRA SH BD
69344A107
BBG00KJQ1QS8
4949
100
SH
SOLE
0
0
100
PIMCO ETF TR
ENHAN SHRT MA AC
72201R833
BBG001T618D9
5007
50
SH
SOLE
0
0
50
PNC FINL SVCS GROUP INC
COM
693475105
BBG001S5V947
3087666
25150
SH
SOLE
25150
0
0
PPL CORP
COM
69351T106
BBG001S5VC31
6880698
292050
SH
SOLE
292050
0
0
PROCTER AND GAMBLE CO
COM
742718109
BBG001S5V4L9
7974604
54673
SH
SOLE
54673
0
0
PUBLIC SVC ENTERPRISE GRP IN
COM
744573106
BBG001S5V3C1
5376288
94470
SH
SOLE
94470
0
0
QUALCOMM INC
COM
747525103
BBG001S6VS70
7042426
63411
SH
SOLE
63411
0
0
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
BBG001WBMLH8
4423
100
SH
SOLE
0
0
100
SHELL PLC
SPON ADS
780259305
BBG0147BN6H1
6662364
103485
SH
SOLE
103485
0
0
SPDR S&P 500 ETF TR
TR UNIT
78462F103
BBG001S72SM3
86062411
201325
SH
SOLE
18354
0
182971
SPDR S&P MIDCAP 400 ETF TR
UTSER1 S&PDCRP
78467Y107
BBG001S63NQ1
263025
576
SH
SOLE
0
0
576
SPDR SER TR
BLOOMBERG HIGH Y
78468R622
BBG001SQS7X7
3076312
34030
SH
SOLE
0
0
34030
SPDR SER TR
PORTFOLIO INTRMD
78464A375
BBG001T2HCY9
4718
150
SH
SOLE
0
0
150
SPDR SER TR
PORTFOLIO LN COR
78464A367
BBG001SRZBZ6
63720
3000
SH
SOLE
0
0
3000
SPDR SER TR
PORTFOLIO SH TSR
78468R101
BBG0029J2KF1
5744
200
SH
SOLE
0
0
200
SYSCO CORP
COM
871829107
BBG001S5WJS8
7833200
118595
SH
SOLE
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0
TAIWAN SEMICONDUCTOR MFG LTD
SPONSORED ADS
874039100
BBG001S5WWW4
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SH
SOLE
22025
0
0
TARGET CORP
COM
87612E106
BBG001SC0K41
740819
6700
SH
SOLE
6700
0
0
TEXAS INSTRS INC
COM
882508104
BBG001S5WYZ7
7550908
47487
SH
SOLE
47487
0
0
US BANCORP DEL
COM NEW
902973304
BBG001S6T8C1
6783086
205175
SH
DFND
205175
0
0
VANECK ETF TRUST
IG FLOATING RATE
92189F486
BBG001V14Q53
5058
200
SH
SOLE
0
0
200
VANGUARD BD INDEX FDS
INTERMED TERM
921937819
BBG001ST39R1
5423
75
SH
SOLE
0
0
75
VANGUARD CHARLOTTE FDS
TOTAL INT BD ETF
92203J407
BBG004N1LGK2
4783
100
SH
SOLE
0
0
100
VANGUARD INDEX FDS
MID CAP ETF
922908629
BBG001SHVTS1
2290640
11000
SH
SOLE
0
0
11000
VANGUARD INDEX FDS
S&P 500 ETF SHS
922908363
BBG001TC6MC1
10917060
27800
SH
SOLE
9900
0
17900
VANGUARD INDEX FDS
SMALL CP ETF
922908751
BBG001SHTTV0
4639778
24540
SH
SOLE
0
0
24540
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
BBG001SHTB03
12609720
59365
SH
SOLE
48565
0
10800
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
BBG001T62KZ7
5636
75
SH
SOLE
0
0
75
VANGUARD WHITEHALL FDS
HIGH DIV YLD
921946406
BBG001SS0V24
14025690
135750
SH
SOLE
95350
0
40400
VANGUARD WHITEHALL FDS
INTL HIGH ETF
921946794
BBG00C868SD7
1033563
16700
SH
SOLE
0
0
16700
VANGUARD WORLD FDS
INF TECH ETF
92204A702
BBG001SHTTR5
109949
265
SH
SOLE
0
0
265
VERISK ANALYTICS INC
COM
92345Y106
BBG001SBRX64
6850960
29000
SH
OTR
29000
0
0
VERIZON COMMUNICATIONS INC
COM
92343V104
BBG001S67QY1
6816990
210336
SH
SOLE
210336
0
0
WALMART INC
COM
931142103
BBG001S5XH92
4697944
29375
SH
SOLE
29375
0
0
WELLS FARGO CO NEW
COM
949746101
BBG001S5XF23
6373956
155995
SH
DFND
155995
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
334500
300
SH
SOLE
0
0
300
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
14801625
13275
SH
OTR
0
0
13275