0001085146-23-004494.txt : 20231114 0001085146-23-004494.hdr.sgml : 20231114 20231114164645 ACCESSION NUMBER: 0001085146-23-004494 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230930 FILED AS OF DATE: 20231114 DATE AS OF CHANGE: 20231114 EFFECTIVENESS DATE: 20231114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 231407420 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001004244 XXXXXXXX 09-30-2023 09-30-2023 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 000105900 801-22445 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 11-14-2023 0 113 609610051 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 2217865 22900 SH SOLE 22900 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 7578210 50840 SH SOLE 50840 0 0 ALLIANT ENERGY CORP COM 018802108 BBG001S8ZQ30 6843563 141250 SH SOLE 141250 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 3114468 23800 SH SOLE 23800 0 0 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 3401532 22800 SH SOLE 22800 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 4730176 17600 SH SOLE 17600 0 0 APPLE INC COM 037833100 BBG001S5N8V8 821808 4800 SH SOLE 4800 0 0 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 4398273 225900 SH OTR 0 0 225900 AT&T INC COM 00206R102 BBG001S5VWH2 3849626 256300 SH SOLE 256300 0 0 BANK AMERICA CORP 7.25%CNV PFD L 060505682 10493701 9435 SH OTR 0 0 9435 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 6599949 241050 SH SOLE 241050 0 0 BLACKROCK CAP INVT CORP COM 092533108 BBG001SQ1025 1645359 443493 SH OTR 0 0 443493 BNY MELLON ETF TRUST CORE BOND ETF 09661T602 BBG00RYR57H4 4030 100 SH SOLE 0 0 100 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 4615979 79531 SH SOLE 79531 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 9472765 11405 SH SOLE 11405 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 7811153 46324 SH SOLE 46324 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 10525885 195794 SH SOLE 195794 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 2803010 68150 SH SOLE 68150 0 0 CMS ENERGY CORP COM 125896100 BBG001S5PYJ3 7060975 132950 SH SOLE 132950 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 4520721 80756 SH SOLE 80756 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 2803320 23400 SH SOLE 23400 0 0 CROWN CASTLE INC COM 22822V101 BBG001S7W5T3 4871148 52930 SH SOLE 52930 0 0 CSX CORP COM 126408103 BBG001S5Q7Q3 1891125 61500 SH SOLE 61500 0 0 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 5822988 83400 SH SOLE 83400 0 0 DARDEN RESTAURANTS INC COM 237194105 BBG001S5QM08 1943352 13569 SH SOLE 13569 0 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 988810 12200 SH SOLE 12200 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 7023731 79580 SH SOLE 79580 0 0 ELI LILLY & CO COM 532457108 BBG001S5STL8 2529882 4710 SH SOLE 4710 0 0 EOG RES INC COM 26875P101 BBG001S5ZB93 2167596 17100 SH SOLE 17100 0 0 FIFTH THIRD BANCORP COM 316773100 BBG001S5R6S2 5893025 232650 SH SOLE 232650 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 BBG009K1H2W7 52245 1150 SH SOLE 0 0 1150 GENERAL MLS INC COM 370334104 BBG001S5RKR2 4541370 70970 SH SOLE 70970 0 0 GOLUB CAP BDC INC COM 38173M102 BBG001T63BY7 3416291 232876 SH OTR 0 0 232876 HOME DEPOT INC COM 437076102 BBG001S5RTW7 4033534 13349 SH SOLE 13349 0 0 IMPACT SHS TR I AFFORDABLE HOUS 45259R103 BBG011WV2Y14 4877 300 SH SOLE 0 0 300 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 4871918 34725 SH SOLE 34725 0 0 INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 46138G805 BBG001STKGB3 5058 200 SH SOLE 0 0 200 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 368394 2600 SH SOLE 0 0 2600 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 8559062 179850 SH SOLE 0 0 179850 ISHARES TR 0-5YR INVT GR CP 46434V100 BBG005DW0468 4800 100 SH SOLE 0 0 100 ISHARES TR 10+ YR INVST GRD 464289511 BBG001T5MKD1 4714 100 SH SOLE 0 0 100 ISHARES TR BROAD USD HIGH 46435U853 BBG00J2DS0J6 11801400 340000 SH SOLE 0 0 340000 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 25386075 394500 SH SOLE 6700 0 387800 ISHARES TR CORE MSCI EURO 46434V738 BBG006MJ8984 1305561 26290 SH SOLE 0 0 26290 ISHARES TR CORE MSCI INTL 46435G326 BBG00G9DM0M7 10041644 172300 SH SOLE 0 0 172300 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 3368469 13509 SH SOLE 0 0 13509 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 2055262 21788 SH SOLE 0 0 21788 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 42515717 99005 SH SOLE 34340 0 64665 ISHARES TR CORE US AGGBD ET 464287226 BBG001SM1QT8 4702 50 SH SOLE 0 0 50 ISHARES TR FLTG RATE NT ETF 46429B655 BBG001V1QYX1 5089 100 SH SOLE 0 0 100 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 3591638 48720 SH SOLE 0 0 48720 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 2550500 25000 SH SOLE 0 0 25000 ISHARES TR MBS ETF 464288588 BBG001SSD8B1 4440 50 SH SOLE 0 0 50 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 180900 6000 SH SOLE 0 0 6000 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 2177614 12321 SH SOLE 0 0 12321 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 4830345 44875 SH SOLE 7000 0 37875 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 304083 2825 SH OTR 0 0 2825 ISHARES U S ETF TR BLACKROCK ST MAT 46431W507 BBG0059KNK04 4989 100 SH SOLE 0 0 100 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 7310282 46936 SH DFND 46936 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 BBG001SLBY94 2290925 92750 SH OTR 0 0 92750 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 13456406 92790 SH SOLE 92790 0 0 KEYCORP COM 493267108 BBG001S5SKV6 6908458 642050 SH SOLE 642050 0 0 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 3003384 181145 SH SOLE 181145 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 3041056 90400 SH SOLE 90400 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 7734252 18912 SH SOLE 18912 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 4954516 18807 SH SOLE 18807 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 1473168 18800 SH SOLE 18800 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 5906756 57375 SH SOLE 57375 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 13114676 41535 SH SOLE 41535 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 8955380 140830 SH SOLE 140830 0 0 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 2234680 32200 SH SOLE 32200 0 0 NEWMONT CORP COM 651639106 BBG001S5TKX3 742695 20100 SH SOLE 20100 0 0 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 8406636 42050 SH SOLE 42050 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 1157508 19800 SH SOLE 19800 0 0 PEPSICO INC COM 713448108 BBG001S695T1 2073776 12239 SH SOLE 12239 0 0 PFIZER INC COM 717081103 BBG001S5V466 5551165 167355 SH SOLE 167355 0 0 PGIM ETF TR PGIM ULTRA SH BD 69344A107 BBG00KJQ1QS8 4949 100 SH SOLE 0 0 100 PIMCO ETF TR ENHAN SHRT MA AC 72201R833 BBG001T618D9 5007 50 SH SOLE 0 0 50 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 3087666 25150 SH SOLE 25150 0 0 PPL CORP COM 69351T106 BBG001S5VC31 6880698 292050 SH SOLE 292050 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 7974604 54673 SH SOLE 54673 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 5376288 94470 SH SOLE 94470 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 7042426 63411 SH SOLE 63411 0 0 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 BBG001WBMLH8 4423 100 SH SOLE 0 0 100 SHELL PLC SPON ADS 780259305 BBG0147BN6H1 6662364 103485 SH SOLE 103485 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 86062411 201325 SH SOLE 18354 0 182971 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 BBG001S63NQ1 263025 576 SH SOLE 0 0 576 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 3076312 34030 SH SOLE 0 0 34030 SPDR SER TR PORTFOLIO INTRMD 78464A375 BBG001T2HCY9 4718 150 SH SOLE 0 0 150 SPDR SER TR PORTFOLIO LN COR 78464A367 BBG001SRZBZ6 63720 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO SH TSR 78468R101 BBG0029J2KF1 5744 200 SH SOLE 0 0 200 SYSCO CORP COM 871829107 BBG001S5WJS8 7833200 118595 SH SOLE 118595 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 1913973 22025 SH SOLE 22025 0 0 TARGET CORP COM 87612E106 BBG001SC0K41 740819 6700 SH SOLE 6700 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 7550908 47487 SH SOLE 47487 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 6783086 205175 SH DFND 205175 0 0 VANECK ETF TRUST IG FLOATING RATE 92189F486 BBG001V14Q53 5058 200 SH SOLE 0 0 200 VANGUARD BD INDEX FDS INTERMED TERM 921937819 BBG001ST39R1 5423 75 SH SOLE 0 0 75 VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 92203J407 BBG004N1LGK2 4783 100 SH SOLE 0 0 100 VANGUARD INDEX FDS MID CAP ETF 922908629 BBG001SHVTS1 2290640 11000 SH SOLE 0 0 11000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 10917060 27800 SH SOLE 9900 0 17900 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 4639778 24540 SH SOLE 0 0 24540 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 12609720 59365 SH SOLE 48565 0 10800 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 BBG001T62KZ7 5636 75 SH SOLE 0 0 75 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 14025690 135750 SH SOLE 95350 0 40400 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 1033563 16700 SH SOLE 0 0 16700 VANGUARD WORLD FDS INF TECH ETF 92204A702 BBG001SHTTR5 109949 265 SH SOLE 0 0 265 VERISK ANALYTICS INC COM 92345Y106 BBG001SBRX64 6850960 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 6816990 210336 SH SOLE 210336 0 0 WALMART INC COM 931142103 BBG001S5XH92 4697944 29375 SH SOLE 29375 0 0 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 6373956 155995 SH DFND 155995 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 334500 300 SH SOLE 0 0 300 WELLS FARGO CO NEW PERP PFD CNV A 949746804 14801625 13275 SH OTR 0 0 13275