0001085146-23-003425.txt : 20230814 0001085146-23-003425.hdr.sgml : 20230814 20230814161805 ACCESSION NUMBER: 0001085146-23-003425 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230814 DATE AS OF CHANGE: 20230814 EFFECTIVENESS DATE: 20230814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 231170516 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001004244 XXXXXXXX 06-30-2023 06-30-2023 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 000105900 801-22445 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 08-14-2023 0 103 689610926 false INFORMATION TABLE 2 infotable.xml INFORMATION TABLE ABBOTT LABS COM 002824100 BBG001S5N9M6 2930894 26884 SH SOLE 26884 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 7112397 52790 SH SOLE 52790 0 0 ALLIANT ENERGY CORP COM 018802108 BBG001S8ZQ30 6689311 127464 SH SOLE 127464 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 3638880 30400 SH SOLE 30400 0 0 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 4652359 26707 SH SOLE 26707 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 4273885 19250 SH SOLE 19250 0 0 APPLE INC COM 037833100 BBG001S5N8V8 2440918 12584 SH SOLE 12584 0 0 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 4244661 225900 SH OTR 0 0 225900 AT&T INC COM 00206R102 BBG001S5VWH2 4340793 272150 SH SOLE 272150 0 0 BANK AMERICA CORP 7.25%CNV PFD L 060505682 11056122 9435 SH OTR 0 0 9435 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 7307343 254700 SH SOLE 254700 0 0 BLACKROCK CAP INVT CORP COM 092533108 BBG001SQ1025 1454657 443493 SH OTR 0 0 443493 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 5213907 81531 SH SOLE 81531 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 12998439 14985 SH SOLE 14985 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 7776237 49420 SH SOLE 49420 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 10707076 206940 SH SOLE 206940 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 3326390 72250 SH SOLE 72250 0 0 CMS ENERGY CORP COM 125896100 BBG001S5PYJ3 5628426 95803 SH SOLE 95803 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 4929368 81856 SH SOLE 81856 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 2866992 27671 SH SOLE 27671 0 0 CROWN CASTLE INC COM 22822V101 BBG001S7W5T3 6338482 55630 SH SOLE 55630 0 0 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 6183402 89446 SH SOLE 89446 0 0 DARDEN RESTAURANTS INC COM 237194105 BBG001S5QM08 2350649 14069 SH SOLE 14069 0 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 1275454 14286 SH SOLE 14286 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 6876776 76630 SH SOLE 76630 0 0 ENTERGY CORP NEW COM 29364G103 BBG001S67KF5 68159 700 SH SOLE 700 0 0 EOG RES INC COM 26875P101 BBG001S5ZB93 2323132 20300 SH SOLE 20300 0 0 FIFTH THIRD BANCORP COM 316773100 BBG001S5R6S2 6486975 247500 SH SOLE 247500 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 BBG009K1H2W7 52222 1150 SH SOLE 0 0 1150 GENERAL MLS INC COM 370334104 BBG001S5RKR2 5573789 72670 SH SOLE 72670 0 0 GLOBAL PMTS INC COM 37940X102 BBG001SGS2Z8 1115148 11319 SH SOLE 11319 0 0 GOLUB CAP BDC INC COM 38173M102 BBG001T63BY7 3143826 232876 SH OTR 0 0 232876 HOME DEPOT INC COM 437076102 BBG001S5RTW7 4224393 13599 SH SOLE 13599 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 4733529 35375 SH SOLE 35375 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 389064 2600 SH SOLE 0 0 2600 ISHARES INC CORE MSCI EMKT 46434G103 BBG003HC3DG9 8864807 179850 SH SOLE 0 0 179850 ISHARES TR BROAD USD HIGH 46435U853 BBG00J2DS0J6 12002000 340000 SH SOLE 0 0 340000 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 26628750 394500 SH SOLE 6700 0 387800 ISHARES TR CORE MSCI EURO 46434V738 BBG006MJ8984 1383643 26290 SH SOLE 0 0 26290 ISHARES TR CORE MSCI INTL 46435G326 BBG00G9DM0M7 10530976 172300 SH SOLE 0 0 172300 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 3532333 13509 SH SOLE 0 0 13509 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 2171174 21788 SH SOLE 0 0 21788 ISHARES TR CORE S&P500 ETF 464287200 BBG001SFB7R6 44575457 100010 SH SOLE 34340 0 65670 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 3657410 48720 SH SOLE 0 0 48720 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 2703500 25000 SH SOLE 0 0 25000 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 185580 6000 SH SOLE 0 0 6000 ISHARES TR RUSSELL 2000 ETF 464287655 BBG001SFC7Y7 3075161 16421 SH SOLE 0 0 16421 ISHARES TR S&P 100 ETF 464287101 BBG001SGB026 4037670 19500 SH SOLE 19500 0 0 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 17819258 157275 SH SOLE 7000 0 150275 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 320073 2825 SH OTR 0 0 2825 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 6982627 42186 SH DFND 42186 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 BBG001SLBY94 2124903 92750 SH OTR 0 0 92750 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 14302860 98342 SH SOLE 98342 0 0 KEYCORP COM 493267108 BBG001S5SKV6 6287820 680500 SH SOLE 680500 0 0 KIMBERLY-CLARK CORP COM 494368103 BBG001S5SLZ0 27612 200 SH SOLE 200 0 0 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 3179587 184645 SH SOLE 184645 0 0 KRAFT HEINZ CO COM 500754106 BBG005CPNTR1 3230500 91000 SH SOLE 91000 0 0 LILLY ELI & CO COM 532457108 BBG001S5STL8 5327613 11360 SH SOLE 11360 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 9122430 19815 SH SOLE 19815 0 0 MCDONALDS CORP COM 580135101 BBG001S5T110 5701720 19107 SH SOLE 19107 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 1933266 21944 SH SOLE 21944 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 6932054 60075 SH SOLE 60075 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 15312722 44966 SH SOLE 44966 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 9779215 148530 SH SOLE 148530 0 0 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 2777920 38085 SH SOLE 38085 0 0 NEWMONT CORP COM 651639106 BBG001S5TKX3 994959 23323 SH SOLE 23323 0 0 NXP SEMICONDUCTORS N V COM N6596X109 BBG001SF62F6 9138962 44650 SH SOLE 44650 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 1595114 23904 SH SOLE 23904 0 0 PEPSICO INC COM 713448108 BBG001S695T1 2285430 12339 SH SOLE 12339 0 0 PFIZER INC COM 717081103 BBG001S5V466 6432205 175360 SH SOLE 175360 0 0 PNC FINL SVCS GROUP INC COM 693475105 BBG001S5V947 3343973 26550 SH SOLE 26550 0 0 PPL CORP COM 69351T106 BBG001S5VC31 6002451 226850 SH SOLE 226850 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 8794092 57955 SH SOLE 57955 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 4947442 79020 SH SOLE 79020 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 7971037 66961 SH SOLE 66961 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 BBG001S7T1S7 574278 7075 SH SOLE 1075 0 6000 SHELL PLC SPON ADS 780259305 BBG0147BN6H1 6508058 107785 SH SOLE 107785 0 0 SOUTHERN CO COM 842587107 BBG001S5W777 70250 1000 SH SOLE 1000 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 BBG001S72SM3 112867067 254618 SH SOLE 18354 0 236264 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 BBG001S63NQ1 275852 576 SH SOLE 0 0 576 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 3131781 34030 SH SOLE 0 0 34030 SPDR SER TR PORTFOLIO LN COR 78464A367 BBG001SRZBZ6 69780 3000 SH SOLE 0 0 3000 SYSCO CORP COM 871829107 BBG001S5WJS8 8105979 109245 SH SOLE 109245 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 2253039 22325 SH SOLE 22325 0 0 TARGET CORP COM 87612E106 BBG001SC0K41 1033964 7839 SH SOLE 7839 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 9156177 50862 SH SOLE 50862 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 2353130 11500 SH SOLE 11500 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 7186630 217513 SH DFND 217513 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 BBG001SHVTS1 2421760 11000 SH SOLE 0 0 11000 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 7290312 17900 SH SOLE 0 0 17900 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 4880761 24540 SH SOLE 0 0 24540 VANGUARD INDEX FDS TOTAL STK MKT 922908769 BBG001SHTB03 13076922 59365 SH SOLE 48565 0 10800 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 BBG001SHTV18 617000 10000 SH SOLE 0 0 10000 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 BBG001SS0V24 14399003 135750 SH SOLE 95350 0 40400 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 1055440 16700 SH SOLE 0 0 16700 VANGUARD WORLD FDS INF TECH ETF 92204A702 BBG001SHTTR5 117172 265 SH SOLE 0 0 265 VERISK ANALYTICS INC COM 92345Y106 BBG001SBRX64 6554870 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 7448636 200286 SH SOLE 200286 0 0 VIATRIS INC COM 92556V106 BBG00Y52JV51 1886 189 SH SOLE 189 0 0 WALMART INC COM 931142103 BBG001S5XH92 4742907 30175 SH SOLE 30175 0 0 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 7039511 164937 SH DFND 164937 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 345600 300 SH SOLE 0 0 300 WELLS FARGO CO NEW PERP PFD CNV A 949746804 15292800 13275 SH OTR 0 0 13275