0001085146-23-001342.txt : 20230214 0001085146-23-001342.hdr.sgml : 20230214 20230214163312 ACCESSION NUMBER: 0001085146-23-001342 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20221231 FILED AS OF DATE: 20230214 DATE AS OF CHANGE: 20230214 EFFECTIVENESS DATE: 20230214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: NEW ENGLAND ASSET MANAGEMENT INC CENTRAL INDEX KEY: 0001004244 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-05194 FILM NUMBER: 23630325 BUSINESS ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW COPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 BUSINESS PHONE: 8606768722 MAIL ADDRESS: STREET 1: 74 BATTERSON PARK ROAD STREET 2: POND VIEW CORPORATE CENTER CITY: FARMINGTON STATE: CT ZIP: 06032 FORMER COMPANY: FORMER CONFORMED NAME: GENERAL RE NEW ENGLAND ASSET MANAGEMENT INC DATE OF NAME CHANGE: 19990426 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false false false 0001004244 XXXXXXXX 12-31-2022 12-31-2022 false NEW ENGLAND ASSET MANAGEMENT INC

74 BATTERSON PARK ROAD POND VIEW CORPORATE CENTER FARMINGTON CT 06032

13F HOLDINGS REPORT 028-05194 000105900 801-22445 N William E. Rotatori 860-676-8722 /s/ William E. Rotatori Farmington CT 02-14-2023 2 122 5430611402 false 1 0000317745 028-04922 GENERAL RE CORP 2 0001067983 028-04545 BERKSHIRE HATHAWAY INC INFORMATION TABLE 2 infotable.xml INFORMATION TABLE 3M CO COM 88579Y101 BBG001S5T7X2 2840665 23688 SH SOLE 23688 0 0 ABBOTT LABS COM 002824100 BBG001S5N9M6 2951594 26884 SH SOLE 26884 0 0 ABBVIE INC COM 00287Y109 BBG0025Y4RZ3 8928144 55245 SH SOLE 55245 0 0 ADVANCE AUTO PARTS INC COM 00751Y106 BBG001SD2SB2 1740394 11837 SH SOLE 11837 0 0 AGNICO EAGLE MINES LTD COM 008474108 BBG001S77MK3 2554737 49139 SH SOLE 49139 0 0 ALLIANT ENERGY CORP COM 018802108 BBG001S8ZQ30 652251 11814 SH SOLE 11814 0 0 ALPHABET INC CAP STK CL A 02079K305 BBG009S39JY5 1508733 17100 SH SOLE 17100 0 0 AMERICAN EXPRESS CO COM 025816109 BBG001S5P034 3945959 26707 SH SOLE 26707 0 0 AMGEN INC COM 031162100 BBG001S5NNL6 1969800 7500 SH SOLE 7500 0 0 APPLE INC COM 037833100 BBG001S5N8V8 2895360 22284 SH SOLE 22284 0 0 APPLE INC COM 037833100 BBG001S5N8V8 2653717216 20424207 SH DFND 01 02 0 20424207 0 ARES CAPITAL CORP COM 04010L103 BBG001SL96Z9 4172373 225900 SH OTR 0 0 225900 AT&T INC COM 00206R102 BBG001S5VWH2 5006600 271950 SH SOLE 271950 0 0 BANK AMERICA CORP COM 060505104 BBG001S5P0Y0 753526368 22751400 SH DFND 01 02 0 22751400 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 10944600 9435 SH OTR 0 0 9435 BLACKROCK CAP INVT CORP COM 092533108 BBG001SQ1025 1605445 443493 SH OTR 0 0 443493 BRISTOL-MYERS SQUIBB CO COM 110122108 BBG001S8N8J6 6216192 86396 SH SOLE 86396 0 0 BROADCOM INC COM 11135F101 BBG00KHY5SY8 8652537 15475 SH SOLE 15475 0 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 785807220 4378000 SH DFND 01 02 0 4378000 0 CHEVRON CORP NEW COM 166764100 BBG001S67ZC5 9201555 51265 SH SOLE 51265 0 0 CISCO SYS INC COM 17275R102 BBG001S6HC62 10232596 214790 SH SOLE 214790 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 3353805 74150 SH SOLE 74150 0 0 CITIGROUP INC COM NEW 172967424 BBG001S72ZG4 4025470 89000 SH DFND 01 02 0 89000 0 CMS ENERGY CORP COM 125896100 BBG001S5PYJ3 1744931 27553 SH SOLE 27553 0 0 COCA COLA CO COM 191216100 BBG001S5SMQ8 3039667 47786 SH SOLE 47786 0 0 CONOCOPHILLIPS COM 20825C104 BBG001S5TZM2 4055778 34371 SH SOLE 34371 0 0 CROWN CASTLE INC COM 22822V101 BBG001S7W5T3 6213533 45809 SH SOLE 45809 0 0 CVS HEALTH CORP COM 126650100 BBG001S5QBD8 3890310 41746 SH SOLE 41746 0 0 DARDEN RESTAURANTS INC COM 237194105 BBG001S5QM08 8516148 61564 SH SOLE 61564 0 0 DIAGEO PLC SPON ADR NEW 25243Q205 BBG001S7V596 40582773 227750 SH DFND 01 02 0 227750 0 DISNEY WALT CO COM 254687106 BBG001S5QHF3 1241168 14286 SH SOLE 14286 0 0 DUKE ENERGY CORP NEW COM NEW 26441C204 BBG001S5QNR7 6842656 66440 SH SOLE 66440 0 0 EBAY INC. COM 278642103 BBG001S9B9J5 975582 23525 SH SOLE 23525 0 0 EMERSON ELEC CO COM 291011104 BBG001S5QVT7 9207351 95850 SH SOLE 95850 0 0 ENTERGY CORP NEW COM 29364G103 BBG001S67KF5 5266125 46810 SH SOLE 46810 0 0 EOG RES INC COM 26875P101 BBG001S5ZB93 3199144 24700 SH SOLE 24700 0 0 FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF 33734X846 BBG009K1H2W7 44517 1150 SH SOLE 0 0 1150 FRANCO NEV CORP COM 351858105 BBG001STGSR5 791584 5800 SH SOLE 5800 0 0 GENERAL MLS INC COM 370334104 BBG001S5RKR2 6439680 76800 SH SOLE 76800 0 0 GLOBAL PMTS INC COM 37940X102 BBG001SGS2Z8 1124203 11319 SH SOLE 11319 0 0 GOLUB CAP BDC INC COM 38173M102 BBG001T63BY7 3064648 232876 SH OTR 0 0 232876 HOME DEPOT INC COM 437076102 BBG001S5RTW7 4421724 13999 SH SOLE 13999 0 0 HP INC COM 40434L105 BBG001S6W7N7 442731159 16476783 SH DFND 01 02 0 16476783 0 INTERNATIONAL BUSINESS MACHS COM 459200101 BBG001S5S399 5185456 36805 SH SOLE 36805 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 46137V357 BBG00KJR2NN7 367250 2600 SH SOLE 0 0 2600 ISHARES INC CORE MSCI EMKT 46434G103 9428730 201900 SH SOLE 2300 0 199600 ISHARES TR BROAD USD HIGH 46435U853 BBG00J2DS0J6 9737460 282000 SH SOLE 0 0 282000 ISHARES TR CORE MSCI EAFE 46432F842 BBG003H6TRS0 9924040 161000 SH SOLE 0 0 161000 ISHARES TR CORE MSCI EURO 46434V738 21213025 446590 SH SOLE 34800 0 411790 ISHARES TR CORE S&P MCP ETF 464287507 BBG001SFC7V0 3267692 13509 SH SOLE 0 0 13509 ISHARES TR CORE S&P SCP ETF 464287804 BBG001SFC7W9 2062016 21788 SH SOLE 0 0 21788 ISHARES TR CORE S&P500 ETF 464287200 45398253 118160 SH SOLE 34940 0 83220 ISHARES TR IBOXX HI YD ETF 464288513 BBG001ST0ZQ7 3565165 48420 SH SOLE 0 0 48420 ISHARES TR IBOXX INV CP ETF 464287242 BBG001S60QR6 2635750 25000 SH SOLE 0 0 25000 ISHARES TR PFD AND INCM SEC 464288687 BBG001SNVWC8 183180 6000 SH SOLE 0 0 6000 ISHARES TR RUSSELL 2000 ETF 464287655 4408867 25286 SH SOLE 5300 0 19986 ISHARES TR S&P 100 ETF 464287101 BBG001SGB026 3326115 19500 SH SOLE 19500 0 0 ISHARES TR SELECT DIVID ETF 464287168 BBG001SDJVG2 340695 2825 SH OTR 0 0 2825 ISHARES TR SELECT DIVID ETF 464287168 19775385 163975 SH SOLE 35200 0 128775 JOHNSON & JOHNSON COM 478160104 BBG001S5SHQ9 6688146 37861 SH SOLE 37861 0 0 JOHNSON CTLS INTL PLC SHS G51502105 BBG001S5WZ84 2020288 31567 SH SOLE 31567 0 0 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 BBG001SLBY94 2017313 92750 SH OTR 0 0 92750 JPMORGAN CHASE & CO COM 46625H100 BBG001S8CRC3 14100883 105152 SH SOLE 105152 0 0 KEYCORP COM 493267108 BBG001S5SKV6 5758181 330550 SH SOLE 330550 0 0 KIMBERLY-CLARK CORP COM 494368103 BBG001S5SLZ0 67875 500 SH SOLE 500 0 0 KINDER MORGAN INC DEL COM 49456B101 BBG001TG2YZ5 3494141 193260 SH SOLE 193260 0 0 LILLY ELI & CO COM 532457108 BBG001S5STL8 4322034 11814 SH SOLE 11814 0 0 LOCKHEED MARTIN CORP COM 539830109 BBG001S7PS57 12257116 25195 SH SOLE 25195 0 0 MARKEL CORP COM 570535104 BBG001S9ZK95 5335835 4050 SH DFND 01 02 0 4050 0 MCDONALDS CORP COM 580135101 BBG001S5T110 8134381 30867 SH SOLE 30867 0 0 MEDTRONIC PLC SHS G5960L103 BBG001S5T2S9 1705488 21944 SH SOLE 21944 0 0 MERCK & CO INC COM 58933Y105 BBG001S5TC52 8544814 77015 SH SOLE 77015 0 0 MICROSOFT CORP COM 594918104 BBG001S5TD05 13267082 55321 SH SOLE 55321 0 0 MOLSON COORS BEVERAGE CO CL B 60871R209 BBG001S5VQ21 7889258 153130 SH SOLE 153130 0 0 MONDELEZ INTL INC CL A 609207105 BBG001SHHZJ3 2538365 38085 SH SOLE 38085 0 0 NEWMONT CORP COM 651639106 BBG001S5TKX3 1761882 37328 SH SOLE 37328 0 0 NVIDIA CORPORATION COM 67066G104 BBG001S5TZJ6 445727 3050 SH SOLE 3050 0 0 PAYPAL HLDGS INC COM 70450Y103 BBG0077VNXW5 1702443 23904 SH SOLE 23904 0 0 PEPSICO INC COM 713448108 BBG001S695T1 2459505 13614 SH SOLE 13614 0 0 PFIZER INC COM 717081103 BBG001S5V466 9383581 183130 SH SOLE 183130 0 0 PINNACLE WEST CAP CORP COM 723484101 BBG001S5VB15 83644 1100 SH SOLE 1100 0 0 PROCTER AND GAMBLE CO COM 742718109 BBG001S5V4L9 9212575 60785 SH SOLE 60785 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 BBG001S5V3C1 5038538 82235 SH SOLE 82235 0 0 QUALCOMM INC COM 747525103 BBG001S6VS70 6788905 61751 SH SOLE 61751 0 0 SEAGATE TECHNOLOGY HLDNGS PL ORD SHS G7997R103 BBG0113JGQG9 3222363 61250 SH SOLE 61250 0 0 SELECT SECTOR SPDR TR ENERGY 81369Y506 618850 7075 SH SOLE 1075 0 6000 SHELL PLC SPON ADS 780259305 BBG0147BN6H1 3188061 55980 SH SOLE 55980 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 BBG001SCYWS2 2895656 31775 SH SOLE 31775 0 0 SOUTHERN CO COM 842587107 BBG001S5W777 7519116 105295 SH SOLE 105295 0 0 SPDR GOLD TR GOLD SHS 78463V107 BBG001SCPX28 1017840 6000 SH SOLE 6000 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 4468087 57020 SH SOLE 5490 0 51530 SPDR S&P 500 ETF TR TR UNIT 78462F103 101246048 264744 SH SOLE 19595 0 245149 SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP 78467Y107 BBG001S63NQ1 255047 576 SH SOLE 0 0 576 SPDR SER TR BLOOMBERG HIGH Y 78468R622 BBG001SQS7X7 3041100 33790 SH SOLE 0 0 33790 SPDR SER TR NUVEEN BLMBRG SH 78468R739 BBG001T083N5 2282382 48582 SH SOLE 0 0 48582 SPDR SER TR PORTFOLIO LN COR 78464A367 BBG001SRZBZ6 67350 3000 SH SOLE 0 0 3000 SPDR SER TR PORTFOLIO SHORT 78464A474 BBG001T6B0P2 2810197 95650 SH SOLE 0 0 95650 STRYKER CORPORATION COM 863667101 BBG001S8FR03 1735879 7100 SH SOLE 7100 0 0 SYSCO CORP COM 871829107 BBG001S5WJS8 7602953 99450 SH SOLE 99450 0 0 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 BBG001S5WWW4 3253351 43675 SH SOLE 43675 0 0 TARGET CORP COM 87612E106 BBG001SC0K41 2509685 16839 SH SOLE 16839 0 0 TEXAS INSTRS INC COM 882508104 BBG001S5WYZ7 8649597 52352 SH SOLE 52352 0 0 UNION PAC CORP COM 907818108 BBG001S5X2M0 2381305 11500 SH SOLE 11500 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 8543330 195903 SH SOLE 195903 0 0 US BANCORP DEL COM NEW 902973304 BBG001S6T8C1 62246428 1427343 SH DFND 01 02 0 1427343 0 VANGUARD INDEX FDS LARGE CAP ETF 922908637 BBG001SHTTQ6 2985788 17140 SH SOLE 0 0 17140 VANGUARD INDEX FDS MID CAP ETF 922908629 BBG001SHVTS1 3686923 18090 SH SOLE 0 0 18090 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 BBG001TC6MC1 4374676 7000 SH SOLE 0 0 7000 VANGUARD INDEX FDS SMALL CP ETF 922908751 BBG001SHTTV0 2459380 23835 SH SOLE 0 0 23835 VANGUARD INDEX FDS TOTAL STK MKT 922908769 11349994 59365 SH SOLE 48565 0 10800 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 BBG001SHTV18 554400 10000 SH SOLE 0 0 10000 VANGUARD WHITEHALL FDS HIGH DIV YLD 921946406 14613761 135050 SH SOLE 95350 0 39700 VANGUARD WHITEHALL FDS INTL HIGH ETF 921946794 BBG00C868SD7 1922622 32275 SH SOLE 0 0 32275 VANGUARD WORLD FDS INF TECH ETF 92204A702 BBG001SHTTR5 84644 265 SH SOLE 0 0 265 VERISK ANALYTICS INC COM 92345Y106 BBG001SBRX64 5116180 29000 SH OTR 29000 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 BBG001S67QY1 5662410 143716 SH SOLE 143716 0 0 VIATRIS INC COM 92556V106 BBG00Y52JV51 2104 189 SH SOLE 189 0 0 WALMART INC COM 931142103 BBG001S5XH92 8004046 56450 SH SOLE 56450 0 0 WELLS FARGO CO NEW COM 949746101 BBG001S5XF23 7016079 169922 SH SOLE 169922 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 15730875 13275 SH OTR 0 0 13275 WISDOMTREE TR EUROPE HEDGED EQ 97717X701 BBG001T6DPF6 671336 9596 SH SOLE 9596 0 0 YUM CHINA HLDGS INC COM 98850P109 BBG00B8N0HH0 1142185 20900 SH SOLE 20900 0 0