0001437749-22-019416.txt : 20220808 0001437749-22-019416.hdr.sgml : 20220808 20220808172741 ACCESSION NUMBER: 0001437749-22-019416 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220803 FILED AS OF DATE: 20220808 DATE AS OF CHANGE: 20220808 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN JOHN H CENTRAL INDEX KEY: 0001226982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07635 FILM NUMBER: 221145604 MAIL ADDRESS: STREET 1: 1328 RACINE ST. CITY: RACINE STATE: WI ZIP: 53403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWIN DISC INC CENTRAL INDEX KEY: 0000100378 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 390667110 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1328 RACINE ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626384000 MAIL ADDRESS: STREET 1: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 FORMER COMPANY: FORMER CONFORMED NAME: TWIN DISC CLUTCH CO DATE OF NAME CHANGE: 19770217 4 1 rdgdoc.xml FORM 4 X0306 4 2022-08-03 0000100378 TWIN DISC INC TWIN 0001226982 BATTEN JOHN H TWIN DISC, INC. 1328 RACINE ST. RACINE WI 53403 1 1 1 President and CEO Common Stock 2022-08-03 4 A 0 48251 8.29 A 326395 D Common Stock 2457.2354 I 401(k) Common Stock 195019 I As Trustee Common Stock 221156 I As Trustee Common Stock 54152 I As Trustee Common Stock 53672 I As Trustee Common Stock 45440 I As Trustee Restricted Stock Units 0 2022-08-03 4 A 0 72376 0 A 2025-08-03 2025-08-03 Common Stock 72376 72376 D Restricted Stock Units 0.0000 2024-08-04 2024-08-04 Common Stock 20952 20952 D Award of Restricted Stock for no cash consideration pursuant to Twin Disc, Incorporated 2021 Long-Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/3/2025. As trustee of Michael E. Batten Marital Trust. As trustee of Michael E. Batten Family Trust. As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vemet Batten Grantor Trust. Award of Restricted Stock Units for no cash consideration pursuant to Twin Disc, Incorporated 2021 Long-Term Incentive Compensation Plan. Grant will vest 100% on 8/3/2025. Each restricted stock unit represents a contingent right to receive one share of Twin Disc Inc. common stock, subject to adjustment based on achievement of performance objectives. The maximum number of shares issuable under this award is 144,752. The restricted stock units will vest three years from the grant date if the Reporting Person is still employed by the issuer and if certain performance objectives for the three-year period ending June 30, 2025 are met. /s/ John H. Batten 2022-08-05