0001127602-20-023226.txt : 20200810 0001127602-20-023226.hdr.sgml : 20200810 20200810160156 ACCESSION NUMBER: 0001127602-20-023226 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200806 FILED AS OF DATE: 20200810 DATE AS OF CHANGE: 20200810 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN JOHN H CENTRAL INDEX KEY: 0001226982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07635 FILM NUMBER: 201089250 MAIL ADDRESS: STREET 1: 1328 RACINE ST. CITY: RACINE STATE: WI ZIP: 53403 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWIN DISC INC CENTRAL INDEX KEY: 0000100378 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 390667110 STATE OF INCORPORATION: WI FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1328 RACINE ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626384000 MAIL ADDRESS: STREET 1: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 FORMER COMPANY: FORMER CONFORMED NAME: TWIN DISC CLUTCH CO DATE OF NAME CHANGE: 19770217 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-08-06 0000100378 TWIN DISC INC TWIN 0001226982 BATTEN JOHN H TWIN DISC, INC. 1328 RACINE ST. RACINE WI 53403 1 1 1 CEO Common Stock 2020-08-06 4 A 0 51994 5.77 A 267572 D Common Stock 2457.2354 I 401(k) Common Stock 221156 I As Trustee Common Stock 221155 I As Trustee Common Stock 45440 I As Trustee Common Stock 44960 I As Trustee Common Stock 45440 I As Trustee Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2018 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 8/6/2023. As trustee of Michael E. Batten Marital Trust As trustee of Michael E. Batten Family Trust As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Louise Vernet Batten Grantor Trust. /s/ John H. Batten 2020-08-10