0001127602-16-059087.txt : 20160801
0001127602-16-059087.hdr.sgml : 20160801
20160801164208
ACCESSION NUMBER: 0001127602-16-059087
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160728
FILED AS OF DATE: 20160801
DATE AS OF CHANGE: 20160801
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TWIN DISC INC
CENTRAL INDEX KEY: 0000100378
STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560]
IRS NUMBER: 390667110
STATE OF INCORPORATION: WI
FISCAL YEAR END: 0617
BUSINESS ADDRESS:
STREET 1: 1328 RACINE ST
CITY: RACINE
STATE: WI
ZIP: 53403
BUSINESS PHONE: 2626384000
MAIL ADDRESS:
STREET 1: 1328 RACINE STREET
CITY: RACINE
STATE: WI
ZIP: 53403
FORMER COMPANY:
FORMER CONFORMED NAME: TWIN DISC CLUTCH CO
DATE OF NAME CHANGE: 19770217
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BATTEN JOHN H
CENTRAL INDEX KEY: 0001226982
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-07635
FILM NUMBER: 161797824
MAIL ADDRESS:
STREET 1: 1328 RACINE ST.
CITY: RACINE
STATE: WI
ZIP: 53403
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2016-07-28
0000100378
TWIN DISC INC
TWIN
0001226982
BATTEN JOHN H
TWIN DISC, INC.
1328 RACINE ST.
RACINE
WI
53403
1
1
1
President and CEO
Common Stock
2016-07-28
4
A
0
33496
9.74
A
178127
D
Common Stock
2457.2805
I
401(k)
Common Stock
45440
I
As Trustee
Common Stock
44960
I
As Trustee
Common Stock
428969.6
I
As Trustee
Common Stock
45440
I
As Trustee
Common Stock
10400
I
As Trustee
Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 7/28/2019.
As trustee of Elizabeth Batten Stribney Trust.
As trustee of Timothy Michael Batten Trust.
As trustee of Michael E. Batten Trust.
Reflects reporting person's appointment as trustee of the John H. Batten and Katherine V. Batten Family Trust, dated December 13, 1976, and the Batten Family Trust, dated October 21, 1988. Shares were transferred on January 8, 2016 to the Louise Vernet Batten Grantor Trust, for which reporting person serves as trustee.
As trustee of Gloria S. Batten Trust.
Reporting person is also trustee and guardian over 1,956,456 shares of common stock held for the benefit of non-immediate family members, for which Section 16 reporting is not required.
/s/ John H. Batten
2016-08-01