0001127602-16-059087.txt : 20160801 0001127602-16-059087.hdr.sgml : 20160801 20160801164208 ACCESSION NUMBER: 0001127602-16-059087 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160728 FILED AS OF DATE: 20160801 DATE AS OF CHANGE: 20160801 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TWIN DISC INC CENTRAL INDEX KEY: 0000100378 STANDARD INDUSTRIAL CLASSIFICATION: GENERAL INDUSTRIAL MACHINERY & EQUIPMENT [3560] IRS NUMBER: 390667110 STATE OF INCORPORATION: WI FISCAL YEAR END: 0617 BUSINESS ADDRESS: STREET 1: 1328 RACINE ST CITY: RACINE STATE: WI ZIP: 53403 BUSINESS PHONE: 2626384000 MAIL ADDRESS: STREET 1: 1328 RACINE STREET CITY: RACINE STATE: WI ZIP: 53403 FORMER COMPANY: FORMER CONFORMED NAME: TWIN DISC CLUTCH CO DATE OF NAME CHANGE: 19770217 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BATTEN JOHN H CENTRAL INDEX KEY: 0001226982 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-07635 FILM NUMBER: 161797824 MAIL ADDRESS: STREET 1: 1328 RACINE ST. CITY: RACINE STATE: WI ZIP: 53403 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2016-07-28 0000100378 TWIN DISC INC TWIN 0001226982 BATTEN JOHN H TWIN DISC, INC. 1328 RACINE ST. RACINE WI 53403 1 1 1 President and CEO Common Stock 2016-07-28 4 A 0 33496 9.74 A 178127 D Common Stock 2457.2805 I 401(k) Common Stock 45440 I As Trustee Common Stock 44960 I As Trustee Common Stock 428969.6 I As Trustee Common Stock 45440 I As Trustee Common Stock 10400 I As Trustee Award of Restricted Stock for no cash consideration pursuant to the Twin Disc, Incorporated 2010 Long Term Incentive Compensation Plan as amended. Grant will vest 100% on 7/28/2019. As trustee of Elizabeth Batten Stribney Trust. As trustee of Timothy Michael Batten Trust. As trustee of Michael E. Batten Trust. Reflects reporting person's appointment as trustee of the John H. Batten and Katherine V. Batten Family Trust, dated December 13, 1976, and the Batten Family Trust, dated October 21, 1988. Shares were transferred on January 8, 2016 to the Louise Vernet Batten Grantor Trust, for which reporting person serves as trustee. As trustee of Gloria S. Batten Trust. Reporting person is also trustee and guardian over 1,956,456 shares of common stock held for the benefit of non-immediate family members, for which Section 16 reporting is not required. /s/ John H. Batten 2016-08-01