-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L5sVtqH98sgxPQe6qZhn68qAFYkV08LTH/4Yd6Hm7hiqGVdgusMgPGeFNldw7Xum mG4AKVeuXzAoBROOxWCzUg== 0001003457-01-000004.txt : 20010307 0001003457-01-000004.hdr.sgml : 20010307 ACCESSION NUMBER: 0001003457-01-000004 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 5 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20010301 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HANCOCK JOHN DECLARATION TRUST CENTRAL INDEX KEY: 0001003457 STANDARD INDUSTRIAL CLASSIFICATION: [] STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-07437 FILM NUMBER: 1558514 BUSINESS ADDRESS: STREET 1: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199-7603 BUSINESS PHONE: 6173751702 MAIL ADDRESS: STREET 1: 101 HUNTINGTON AVE CITY: BOSTON STATE: MA ZIP: 02199-7603 NSAR-B 1 0001.txt N-SAR (6.1) PAGE 1 000 B000000 12/31/2000 000 C000000 0001003457 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 U 001 A000000 JOHN HANCOCK DECLARATION TRUST 001 B000000 811-07437 001 C000000 6173751702 002 A000000 101 HUNTINGTON AVENUE 002 B000000 BOSTON 002 C000000 MA 002 D010000 02199 002 D020000 7603 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 15 007 C010100 1 007 C020100 JOHN HANCOCK V.A. LARGE CAP GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 JOHN HANCOCK V.A. SMALL CAP GROWTH FUND 007 C030200 N 007 C010300 3 007 C020300 JOHN HANCOCK V.A. 500 INDEX FUND 007 C030300 N 007 C010400 4 007 C020400 JOHN HANCOCK V.A. CORE EQUITY FUND 007 C030400 N 007 C010500 5 007 C020500 JOHN HANCOCK V.A. INTERNATIONAL FUND 007 C030500 N 007 C010600 6 007 C020600 JOHN HANCOCK V.A. MONEY MARKET FUND 007 C030600 N 007 C010700 7 007 C020700 JOHN HANCOCK V.A. BOND FUND 007 C030700 N 007 C010800 8 007 C020800 JOHN HANCOCK V.A. SOVEREIGN INVESTORS FUND 007 C030800 N 007 C010900 9 007 C020900 JOHN HANCOCK V.A. 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000100 Y 046 000100 N 047 000100 Y 048 000100 0.750 048 A010100 0 048 A020100 0.000 048 B010100 0 048 B020100 0.000 048 C010100 0 048 C020100 0.000 048 D010100 0 048 D020100 0.000 048 E010100 0 048 E020100 0.000 048 F010100 0 048 F020100 0.000 048 G010100 0 048 G020100 0.000 048 H010100 0 048 H020100 0.000 048 I010100 0 048 I020100 0.000 048 J010100 0 048 J020100 0.000 048 K010100 0 048 K020100 0.000 049 000100 N 050 000100 N 051 000100 N 052 000100 N 053 A000100 Y 053 B000100 Y 053 C000100 N 058 A000100 N PAGE 7 059 000100 Y 060 A000100 Y 060 B000100 Y 061 000100 500 062 A000100 N 062 B000100 0.0 062 C000100 0.0 062 D000100 0.0 062 E000100 0.0 062 F000100 0.0 062 G000100 0.0 062 H000100 0.0 062 I000100 0.0 062 J000100 0.0 062 K000100 0.0 062 L000100 0.0 062 M000100 0.0 062 N000100 0.0 062 O000100 0.0 062 P000100 0.0 062 Q000100 0.0 062 R000100 0.0 063 A000100 0 063 B000100 0.0 066 A000100 Y 066 B000100 N 066 C000100 N 066 D000100 Y 066 E000100 N 066 F000100 N 066 G000100 N 067 000100 N 068 A000100 N 068 B000100 N 069 000100 N 070 A010100 Y 070 A020100 Y 070 B010100 Y 070 B020100 N 070 C010100 Y 070 C020100 N 070 D010100 Y 070 D020100 N 070 E010100 Y 070 E020100 N 070 F010100 Y 070 F020100 N 070 G010100 Y 070 G020100 N 070 H010100 Y 070 H020100 N PAGE 8 070 I010100 N 070 I020100 N 070 J010100 Y 070 J020100 N 070 K010100 Y 070 K020100 Y 070 L010100 Y 070 L020100 Y 070 M010100 Y 070 M020100 N 070 N010100 Y 070 N020100 Y 070 O010100 N 070 O020100 N 070 P010100 Y 070 P020100 N 070 Q010100 N 070 Q020100 N 070 R010100 Y 070 R020100 N 071 A000100 31297 071 B000100 34613 071 C000100 18427 071 D000100 170 072 A000100 12 072 B000100 19 072 C000100 55 072 D000100 0 072 E000100 0 072 F000100 148 072 G000100 0 072 H000100 0 072 I000100 0 072 J000100 17 072 K000100 0 072 L000100 1 072 M000100 0 072 N000100 0 072 O000100 0 072 P000100 0 072 Q000100 0 072 R000100 13 072 S000100 4 072 T000100 0 072 U000100 0 072 V000100 2 072 W000100 5 072 X000100 190 072 Y000100 0 072 Z000100 -116 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801-8124 008 D010201 BOSTON 008 D020201 MA 008 D030201 02199 008 D040201 7603 015 A000201 INVESTORS BANK & TRUST COMPANY 015 B000201 C 015 C010201 BOSTON 015 C020201 MA 015 C030201 02111 015 E010201 X 028 A010200 549 028 A020200 0 028 A030200 0 028 A040200 514 028 B010200 317 028 B020200 0 028 B030200 0 028 B040200 1524 028 C010200 450 028 C020200 0 028 C030200 0 028 C040200 2510 028 D010200 288 028 D020200 0 028 D030200 0 028 D040200 599 028 E010200 83 028 E020200 0 028 E030200 0 028 E040200 2154 028 F010200 39 028 F020200 1194 028 F030200 0 028 F040200 912 028 G010200 1726 028 G020200 1194 028 G030200 0 028 G040200 8213 028 H000200 0 045 000200 Y 046 000200 N 047 000200 Y 048 000200 0.750 PAGE 11 048 A010200 0 048 A020200 0.000 048 B010200 0 048 B020200 0.000 048 C010200 0 048 C020200 0.000 048 D010200 0 048 D020200 0.000 048 E010200 0 048 E020200 0.000 048 F010200 0 048 F020200 0.000 048 G010200 0 048 G020200 0.000 048 H010200 0 048 H020200 0.000 048 I010200 0 048 I020200 0.000 048 J010200 0 048 J020200 0.000 048 K010200 0 048 K020200 0.000 049 000200 N 050 000200 N 051 000200 N 052 000200 N 053 A000200 Y 053 B000200 Y 053 C000200 N 058 A000200 N 059 000200 Y 060 A000200 Y 060 B000200 Y 061 000200 500 062 A000200 N 062 B000200 0.0 062 C000200 0.0 062 D000200 0.0 062 E000200 0.0 062 F000200 0.0 062 G000200 0.0 062 H000200 0.0 062 I000200 0.0 062 J000200 0.0 062 K000200 0.0 062 L000200 0.0 062 M000200 0.0 062 N000200 0.0 062 O000200 0.0 062 P000200 0.0 062 Q000200 0.0 PAGE 12 062 R000200 0.0 063 A000200 0 063 B000200 0.0 066 A000200 Y 066 B000200 N 066 C000200 Y 066 D000200 N 066 E000200 N 066 F000200 N 066 G000200 N 067 000200 N 068 A000200 N 068 B000200 N 069 000200 N 070 A010200 Y 070 A020200 Y 070 B010200 Y 070 B020200 N 070 C010200 Y 070 C020200 N 070 D010200 Y 070 D020200 N 070 E010200 Y 070 E020200 N 070 F010200 Y 070 F020200 N 070 G010200 Y 070 G020200 N 070 H010200 Y 070 H020200 N 070 I010200 N 070 I020200 N 070 J010200 Y 070 J020200 N 070 K010200 Y 070 K020200 N 070 L010200 Y 070 L020200 Y 070 M010200 Y 070 M020200 N 070 N010200 Y 070 N020200 Y 070 O010200 N 070 O020200 N 070 P010200 Y 070 P020200 N 070 Q010200 N 070 Q020200 N 070 R010200 N 070 R020200 N 071 A000200 34978 PAGE 13 071 B000200 28520 071 C000200 27466 071 D000200 104 072 A000200 12 072 B000200 46 072 C000200 11 072 D000200 0 072 E000200 33 072 F000200 214 072 G000200 0 072 H000200 0 072 I000200 0 072 J000200 70 072 K000200 0 072 L000200 4 072 M000200 1 072 N000200 0 072 O000200 0 072 P000200 2 072 Q000200 0 072 R000200 15 072 S000200 0 072 T000200 0 072 U000200 2 072 V000200 0 072 W000200 7 072 X000200 315 072 Y000200 30 072 Z000200 -195 072AA000200 0 072BB000200 2222 072CC010200 0 072CC020200 5140 072DD010200 0 072DD020200 0 072EE000200 1193 073 A010200 0.0000 073 A020200 0.0000 073 B000200 0.9031 073 C000200 0.0000 074 A000200 0 074 B000200 144 074 C000200 0 074 D000200 0 074 E000200 0 074 F000200 19722 074 G000200 0 074 H000200 0 074 I000200 0 074 J000200 34 074 K000200 0 PAGE 14 074 L000200 2 074 M000200 3 074 N000200 19905 074 O000200 44 074 P000200 7 074 Q000200 0 074 R010200 0 074 R020200 0 074 R030200 0 074 R040200 82 074 S000200 0 074 T000200 19772 074 U010200 1373 074 U020200 0 074 V010200 14.40 074 V020200 0.00 074 W000200 0.0000 074 X000200 3 074 Y000200 0 075 A000200 0 075 B000200 28501 076 000200 0.00 080 A000200 GULF INSURANCE COMPANY 080 B000200 ICI MUTUAL INSURANCE COMPANY 080 C000200 45000 081 A000200 Y 081 B000200 77 082 A000200 N 082 B000200 0 083 A000200 N 083 B000200 0 084 A000200 N 084 B000200 0 085 A000200 Y 085 B000200 N 008 A000301 JOHN HANCOCK ADVISERS, INC. 008 B000301 A 008 C000301 801-8124 008 D010301 BOSTON 008 D020301 MA 008 D030301 02199 008 D040301 7603 015 A000301 STATE STREET BANK AND TRUST COMPANY 015 B000301 C 015 C010301 BOSTON 015 C020301 MA 015 C030301 02101 015 E010301 X 028 A010300 45 028 A020300 0 028 A030300 0 PAGE 15 028 A040300 1128 028 B010300 142 028 B020300 0 028 B030300 0 028 B040300 745 028 C010300 179 028 C020300 67 028 C030300 0 028 C040300 265 028 D010300 11 028 D020300 0 028 D030300 0 028 D040300 2046 028 E010300 95 028 E020300 0 028 E030300 0 028 E040300 1180 028 F010300 116 028 F020300 155 028 F030300 0 028 F040300 1868 028 G010300 588 028 G020300 222 028 G030300 0 028 G040300 7232 028 H000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.350 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 PAGE 16 048 K020300 0.000 049 000300 N 050 000300 N 051 000300 N 052 000300 N 053 A000300 Y 053 B000300 Y 053 C000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 500 062 A000300 N 062 B000300 0.0 062 C000300 0.0 062 D000300 0.0 062 E000300 0.0 062 F000300 0.0 062 G000300 0.0 062 H000300 0.0 062 I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 N 066 D000300 Y 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 Y 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y PAGE 17 070 D020300 N 070 E010300 Y 070 E020300 N 070 F010300 Y 070 F020300 Y 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 N 070 L020300 N 070 M010300 N 070 M020300 N 070 N010300 Y 070 N020300 N 070 O010300 N 070 O020300 N 070 P010300 Y 070 P020300 N 070 Q010300 N 070 Q020300 N 070 R010300 N 070 R020300 N 071 A000300 2307 071 B000300 12894 071 C000300 32553 071 D000300 7 072 A000300 12 072 B000300 28 072 C000300 373 072 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33179 PAGE 19 076 000300 0.00 080 A000300 GULF INSURANCE COMPANY 080 B000300 ICI MUTUAL INSURANCE COMPANY 080 C000300 45000 081 A000300 Y 081 B000300 77 082 A000300 N 082 B000300 0 083 A000300 N 083 B000300 0 084 A000300 N 084 B000300 0 085 A000300 Y 085 B000300 N 028 A010400 1684 028 A020400 0 028 A030400 0 028 A040400 376 028 B010400 1281 028 B020400 0 028 B030400 0 028 B040400 622 028 C010400 844 028 C020400 50 028 C030400 0 028 C040400 856 028 D010400 701 028 D020400 0 028 D030400 0 028 D040400 1485 028 E010400 708 028 E020400 0 028 E030400 0 028 E040400 915 028 F010400 867 028 F020400 1586 028 F030400 0 028 F040400 1654 028 G010400 6085 028 G020400 1636 028 G030400 0 028 G040400 5908 028 H000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 0.700 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 PAGE 20 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 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I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 N 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 N 070 N010400 N 070 N020400 N 070 O010400 N 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 42116 071 B000400 41675 071 C000400 42757 071 D000400 97 072 A000400 12 PAGE 22 072 B000400 74 072 C000400 493 072 D000400 0 072 E000400 0 072 F000400 306 072 G000400 0 072 H000400 0 072 I000400 0 072 J000400 25 072 K000400 0 072 L000400 5 072 M000400 3 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 20 072 S000400 8 072 T000400 0 072 U000400 2 072 V000400 0 072 W000400 2 072 X000400 371 072 Y000400 0 072 Z000400 196 072AA000400 154 072BB000400 0 072CC010400 0 072CC020400 3702 072DD010400 199 072DD020400 0 072EE000400 1540 073 A010400 0.0888 073 A020400 0.0000 073 B000400 0.6886 073 C000400 0.0000 074 A000400 1 074 B000400 730 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 39954 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 126 074 K000400 0 074 L000400 45 074 M000400 2 074 N000400 40858 074 O000400 140 PAGE 23 074 P000400 25 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 20 074 S000400 0 074 T000400 40673 074 U010400 2322 074 U020400 0 074 V010400 17.52 074 V020400 0.00 074 W000400 0.0000 074 X000400 3 074 Y000400 0 075 A000400 0 075 B000400 43750 076 000400 0.00 080 A000400 GULF INSURANCE COMPANY 080 B000400 ICI MUTUAL INSURANCE COMPANY 080 C000400 45000 081 A000400 Y 081 B000400 77 082 A000400 N 082 B000400 0 083 A000400 N 083 B000400 0 084 A000400 N 084 B000400 0 085 A000400 Y 085 B000400 N 028 A010500 54 028 A020500 0 028 A030500 0 028 A040500 73 028 B010500 23 028 B020500 0 028 B030500 0 028 B040500 128 028 C010500 18 028 C020500 0 028 C030500 0 028 C040500 123 028 D010500 37 028 D020500 0 028 D030500 0 028 D040500 100 028 E010500 35 028 E020500 0 028 E030500 0 028 E040500 185 PAGE 24 028 F010500 4 028 F020500 346 028 F030500 0 028 F040500 213 028 G010500 171 028 G020500 346 028 G030500 0 028 G040500 822 028 H000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.900 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 500 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 PAGE 25 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 063 A000500 0 063 B000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 N 066 D000500 Y 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 Y 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y PAGE 26 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 N 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 N 070 Q020500 N 070 R010500 N 070 R020500 N 071 A000500 14986 071 B000500 15776 071 C000500 8483 071 D000500 177 072 A000500 12 072 B000500 22 072 C000500 95 072 D000500 0 072 E000500 5 072 F000500 82 072 G000500 0 072 H000500 0 072 I000500 0 072 J000500 188 072 K000500 0 072 L000500 5 072 M000500 1 072 N000500 1 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 13 072 S000500 2 072 T000500 0 072 U000500 2 072 V000500 0 072 W000500 0 072 X000500 294 072 Y000500 190 072 Z000500 18 072AA000500 0 072BB000500 451 072CC010500 0 072CC020500 2179 072DD010500 107 072DD020500 0 072EE000500 239 073 A010500 0.1684 073 A020500 0.0000 PAGE 27 073 B000500 0.3744 073 C000500 0.0000 074 A000500 1 074 B000500 0 074 C000500 1022 074 D000500 0 074 E000500 0 074 F000500 5299 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 1930 074 K000500 9 074 L000500 12 074 M000500 68 074 N000500 8341 074 O000500 0 074 P000500 0 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 1011 074 S000500 0 074 T000500 7330 074 U010500 666 074 U020500 0 074 V010500 11.01 074 V020500 0.00 074 W000500 0.0000 074 X000500 3 074 Y000500 0 075 A000500 0 075 B000500 9056 076 000500 0.00 080 A000500 GULF INSURANCE COMPANY 080 B000500 ICI MUTUAL INSURANCE COMPANY 080 C000500 45000 081 A000500 Y 081 B000500 77 082 A000500 N 082 B000500 0 083 A000500 N 083 B000500 0 084 A000500 N 084 B000500 0 085 A000500 Y 085 B000500 N 028 A010600 15626 028 A020600 187 028 A030600 0 PAGE 28 028 A040600 7020 028 B010600 19400 028 B020600 200 028 B030600 0 028 B040600 15257 028 C010600 21426 028 C020600 209 028 C030600 0 028 C040600 21835 028 D010600 29006 028 D020600 267 028 D030600 0 028 D040600 21014 028 E010600 35894 028 E020600 293 028 E030600 0 028 E040600 22199 028 F010600 28670 028 F020600 329 028 F030600 0 028 F040600 25922 028 G010600 150022 028 G020600 1485 028 G030600 0 028 G040600 113247 028 H000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 0.500 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 PAGE 29 048 K020600 0.000 049 000600 N 050 000600 N 051 000600 N 052 000600 N 053 A000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 500 062 A000600 Y 062 B000600 0.0 062 C000600 11.3 062 D000600 8.5 062 E000600 0.0 062 F000600 0.0 062 G000600 0.0 062 H000600 0.0 062 I000600 71.3 062 J000600 0.0 062 K000600 0.0 062 L000600 0.0 062 M000600 0.0 062 N000600 0.0 062 O000600 0.0 062 P000600 0.7 062 Q000600 0.0 062 R000600 0.0 063 A000600 44 063 B000600 0.0 064 A000600 N 064 B000600 N 066 A000600 N 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 Y 070 B010600 N 070 B020600 N 070 C010600 N 070 C020600 N 070 D010600 N 070 D020600 N 070 E010600 N 070 E020600 N 070 F010600 N 070 F020600 N 070 G010600 N PAGE 30 070 G020600 N 070 H010600 N 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 N 070 L010600 N 070 L020600 N 070 M010600 N 070 M020600 N 070 N010600 Y 070 N020600 N 070 O010600 N 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 0 071 B000600 0 071 C000600 0 071 D000600 0 072 A000600 12 072 B000600 2512 072 C000600 0 072 D000600 0 072 E000600 0 072 F000600 195 072 G000600 0 072 H000600 0 072 I000600 0 072 J000600 17 072 K000600 0 072 L000600 1 072 M000600 2 072 N000600 0 072 O000600 0 072 P000600 0 072 Q000600 0 072 R000600 8 072 S000600 0 072 T000600 0 072 U000600 2 072 V000600 0 072 W000600 8 072 X000600 233 PAGE 31 072 Y000600 0 072 Z000600 2279 072AA000600 0 072BB000600 0 072CC010600 0 072CC020600 0 072DD010600 2279 072DD020600 0 072EE000600 0 073 A010600 0.0576 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 0 074 B000600 6307 074 C000600 61612 074 D000600 0 074 E000600 0 074 F000600 0 074 G000600 0 074 H000600 0 074 I000600 0 074 J000600 6047 074 K000600 0 074 L000600 19 074 M000600 3 074 N000600 73988 074 O000600 0 074 P000600 30 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 41 074 S000600 0 074 T000600 73917 074 U010600 73917 074 U020600 0 074 V010600 1.00 074 V020600 0.00 074 W000600 1.0000 074 X000600 3 074 Y000600 0 075 A000600 38908 075 B000600 0 076 000600 0.00 080 A000600 GULF INSURANCE COMPANY 080 B000600 ICI MUTUAL INSURANCE COMPANY 080 C000600 45000 081 A000600 Y 081 B000600 77 PAGE 32 082 A000600 N 082 B000600 0 083 A000600 N 083 B000600 0 084 A000600 N 084 B000600 0 085 A000600 Y 085 B000600 N 028 A010700 768 028 A020700 80 028 A030700 0 028 A040700 142 028 B010700 1294 028 B020700 96 028 B030700 0 028 B040700 204 028 C010700 1286 028 C020700 91 028 C030700 0 028 C040700 355 028 D010700 1447 028 D020700 105 028 D030700 0 028 D040700 109 028 E010700 2015 028 E020700 107 028 E030700 0 028 E040700 87 028 F010700 2699 028 F020700 125 028 F030700 0 028 F040700 128 028 G010700 9509 028 G020700 604 028 G030700 0 028 G040700 1025 028 H000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 0.500 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 PAGE 33 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 049 000700 N 050 000700 N 051 000700 N 052 000700 N 053 A000700 Y 053 B000700 Y 053 C000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 500 062 A000700 Y 062 B000700 0.0 062 C000700 0.0 062 D000700 6.4 062 E000700 0.0 062 F000700 0.0 062 G000700 0.0 062 H000700 0.0 062 I000700 0.0 062 J000700 0.0 062 K000700 0.0 062 L000700 0.0 062 M000700 36.9 062 N000700 24.0 062 O000700 0.0 062 P000700 31.3 062 Q000700 0.0 062 R000700 0.0 063 A000700 0 063 B000700 14.5 064 A000700 N 064 B000700 N 066 A000700 N 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N PAGE 34 070 A010700 Y 070 A020700 Y 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 N 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 N 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 55471 071 B000700 44430 071 C000700 14917 071 D000700 298 072 A000700 12 072 B000700 1162 072 C000700 0 072 D000700 0 072 E000700 0 072 F000700 81 072 G000700 0 072 H000700 0 072 I000700 0 072 J000700 46 072 K000700 0 PAGE 35 072 L000700 2 072 M000700 1 072 N000700 1 072 O000700 0 072 P000700 0 072 Q000700 0 072 R000700 12 072 S000700 0 072 T000700 0 072 U000700 2 072 V000700 0 072 W000700 4 072 X000700 149 072 Y000700 28 072 Z000700 1041 072AA000700 0 072BB000700 152 072CC010700 1085 072CC020700 0 072DD010700 1041 072DD020700 0 072EE000700 0 073 A010700 0.6434 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 1 074 B000700 1606 074 C000700 0 074 D000700 23226 074 E000700 0 074 F000700 0 074 G000700 0 074 H000700 0 074 I000700 0 074 J000700 215 074 K000700 0 074 L000700 377 074 M000700 3 074 N000700 25428 074 O000700 225 074 P000700 14 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 16 074 S000700 0 074 T000700 25173 074 U010700 2446 074 U020700 0 PAGE 36 074 V010700 10.29 074 V020700 0.00 074 W000700 0.0000 074 X000700 3 074 Y000700 0 075 A000700 0 075 B000700 16100 076 000700 0.00 080 A000700 GULF INSURANCE COMPANY 080 B000700 ICI MUTUAL INSURANCE COMPANY 080 C000700 45000 081 A000700 Y 081 B000700 77 082 A000700 N 082 B000700 0 083 A000700 N 083 B000700 0 084 A000700 N 084 B000700 0 085 A000700 Y 085 B000700 N 028 A010800 1197 028 A020800 0 028 A030800 0 028 A040800 353 028 B010800 2048 028 B020800 0 028 B030800 0 028 B040800 674 028 C010800 1540 028 C020800 176 028 C030800 0 028 C040800 1254 028 D010800 1337 028 D020800 0 028 D030800 0 028 D040800 256 028 E010800 1721 028 E020800 0 028 E030800 0 028 E040800 454 028 F010800 1112 028 F020800 148 028 F030800 0 028 F040800 774 028 G010800 8955 028 G020800 324 028 G030800 0 028 G040800 3765 028 H000800 0 045 000800 Y PAGE 37 046 000800 N 047 000800 Y 048 000800 0.600 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 049 000800 N 050 000800 N 051 000800 N 052 000800 N 053 A000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 500 062 A000800 N 062 B000800 0.0 062 C000800 0.0 062 D000800 0.0 062 E000800 0.0 062 F000800 0.0 062 G000800 0.0 062 H000800 0.0 062 I000800 0.0 062 J000800 0.0 062 K000800 0.0 062 L000800 0.0 062 M000800 0.0 062 N000800 0.0 062 O000800 0.0 062 P000800 0.0 PAGE 38 062 Q000800 0.0 062 R000800 0.0 063 A000800 0 063 B000800 0.0 066 A000800 Y 066 B000800 N 066 C000800 N 066 D000800 N 066 E000800 Y 066 F000800 N 066 G000800 N 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 Y 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 N 070 L010800 N 070 L020800 N 070 M010800 N 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 N 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 N 070 R020800 N PAGE 39 071 A000800 24475 071 B000800 21202 071 C000800 46240 071 D000800 46 072 A000800 12 072 B000800 283 072 C000800 746 072 D000800 0 072 E000800 0 072 F000800 295 072 G000800 0 072 H000800 0 072 I000800 0 072 J000800 17 072 K000800 0 072 L000800 2 072 M000800 3 072 N000800 0 072 O000800 0 072 P000800 0 072 Q000800 0 072 R000800 18 072 S000800 9 072 T000800 0 072 U000800 2 072 V000800 0 072 W000800 7 072 X000800 353 072 Y000800 0 072 Z000800 676 072AA000800 0 072BB000800 1886 072CC010800 0 072CC020800 1084 072DD010800 0 072DD020800 0 072EE000800 679 073 A010800 0.2077 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 0 074 B000800 5365 074 C000800 0 074 D000800 404 074 E000800 0 074 F000800 49517 074 G000800 0 074 H000800 0 074 I000800 0 074 J000800 0 PAGE 40 074 K000800 0 074 L000800 75 074 M000800 29 074 N000800 55390 074 O000800 14 074 P000800 30 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 18 074 S000800 0 074 T000800 55328 074 U010800 3525673 074 U020800 0 074 V010800 15.69 074 V020800 0.00 074 W000800 0.0000 074 X000800 3 074 Y000800 0 075 A000800 0 075 B000800 49245 076 000800 0.00 080 A000800 GULF INSURANCE COMPANY 080 B000800 ICI MUTUAL INSURANCE COMPANY 080 C000800 45000 081 A000800 Y 081 B000800 77 082 A000800 N 082 B000800 0 083 A000800 N 083 B000800 0 084 A000800 N 084 B000800 0 085 A000800 Y 085 B000800 N 015 A000901 INVESTORS BANK & TRUST COMPANY 015 B000901 C 015 C010901 BOSTON 015 C020901 MA 015 C030901 02111 015 E010901 X 028 A010900 1277 028 A020900 206 028 A030900 0 028 A040900 60 028 B010900 1363 028 B020900 230 028 B030900 0 028 B040900 199 028 C010900 1239 PAGE 41 028 C020900 219 028 C030900 0 028 C040900 511 028 D010900 1278 028 D020900 247 028 D030900 0 028 D040900 190 028 E010900 1060 028 E020900 227 028 E030900 0 028 E040900 89 028 F010900 1833 028 F020900 610 028 F030900 0 028 F040900 104 028 G010900 8050 028 G020900 1739 028 G030900 0 028 G040900 1153 028 H000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 0.600 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 049 000900 N 050 000900 N 051 000900 N 052 000900 N 053 A000900 Y PAGE 42 053 B000900 Y 053 C000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 500 062 A000900 Y 062 B000900 0.0 062 C000900 0.0 062 D000900 10.0 062 E000900 0.0 062 F000900 0.0 062 G000900 0.0 062 H000900 0.0 062 I000900 0.0 062 J000900 0.0 062 K000900 0.0 062 L000900 2.7 062 M000900 48.7 062 N000900 0.0 062 O000900 0.0 062 P000900 37.8 062 Q000900 0.0 062 R000900 0.0 063 A000900 0 063 B000900 8.0 064 A000900 N 064 B000900 N 066 A000900 N 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 Y 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N PAGE 43 070 I020900 N 070 J010900 Y 070 J020900 Y 070 K010900 Y 070 K020900 N 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 Y 070 N010900 Y 070 N020900 N 070 O010900 N 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 Y 070 R020900 N 071 A000900 23090 071 B000900 12640 071 C000900 23963 071 D000900 53 072 A000900 12 072 B000900 21 072 C000900 2640 072 D000900 0 072 E000900 0 072 F000900 165 072 G000900 0 072 H000900 0 072 I000900 0 072 J000900 23 072 K000900 0 072 L000900 4 072 M000900 2 072 N000900 0 072 O000900 0 072 P000900 0 072 Q000900 0 072 R000900 8 072 S000900 0 072 T000900 0 072 U000900 2 072 V000900 0 072 W000900 6 072 X000900 210 072 Y000900 0 072 Z000900 2451 072AA000900 0 072BB000900 700 PAGE 44 072CC010900 0 072CC020900 1322 072DD010900 2360 072DD020900 0 072EE000900 350 073 A010900 0.8345 073 A020900 0.0000 073 B000900 0.0945 073 C000900 0.0000 074 A000900 0 074 B000900 3437 074 C000900 0 074 D000900 29817 074 E000900 104 074 F000900 177 074 G000900 0 074 H000900 0 074 I000900 0 074 J000900 160 074 K000900 0 074 L000900 847 074 M000900 3 074 N000900 34545 074 O000900 41 074 P000900 17 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 15 074 S000900 0 074 T000900 34472 074 U010900 3842 074 U020900 0 074 V010900 8.97 074 V020900 0.00 074 W000900 0.0000 074 X000900 3 074 Y000900 0 075 A000900 0 075 B000900 27503 076 000900 0.00 080 A000900 GULF INSURANCE COMPANY 080 B000900 ICI MUTUAL INSURANCE COMPANY 080 C000900 45000 081 A000900 Y 081 B000900 77 082 A000900 N 082 B000900 0 083 A000900 N 083 B000900 0 PAGE 45 084 A000900 N 084 B000900 0 085 A000900 Y 085 B000900 N 080 C001000 0 081 B001000 0 082 B001000 0 083 B001000 0 084 B001000 0 028 A011100 754 028 A021100 0 028 A031100 0 028 A041100 811 028 B011100 2705 028 B021100 0 028 B031100 0 028 B041100 317 028 C011100 1788 028 C021100 0 028 C031100 0 028 C041100 820 028 D011100 2296 028 D021100 0 028 D031100 0 028 D041100 370 028 E011100 3329 028 E021100 0 028 E031100 0 028 E041100 2220 028 F011100 3926 028 F021100 170 028 F031100 0 028 F041100 348 028 G011100 14798 028 G021100 170 028 G031100 0 028 G041100 4886 028 H001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 0.800 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 PAGE 46 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 500 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 063 A001100 0 063 B001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 N 066 D001100 Y 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N PAGE 47 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 N 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 N 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 N 070 N011100 Y 070 N021100 Y 070 O011100 N 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 29716 071 B001100 22019 071 C001100 53932 071 D001100 41 072 A001100 12 072 B001100 70 072 C001100 616 072 D001100 0 072 E001100 0 072 F001100 435 072 G001100 0 072 H001100 0 PAGE 48 072 I001100 0 072 J001100 18 072 K001100 0 072 L001100 4 072 M001100 3 072 N001100 0 072 O001100 0 072 P001100 1 072 Q001100 0 072 R001100 18 072 S001100 0 072 T001100 0 072 U001100 0 072 V001100 0 072 W001100 13 072 X001100 492 072 Y001100 0 072 Z001100 194 072AA001100 697 072BB001100 0 072CC011100 0 072CC021100 12307 072DD011100 170 072DD021100 0 072EE001100 0 073 A011100 0.0450 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 1 074 B001100 3504 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 67939 074 G001100 0 074 H001100 0 074 I001100 0 074 J001100 609 074 K001100 0 074 L001100 55 074 M001100 6 074 N001100 72114 074 O001100 684 074 P001100 0 074 Q001100 47 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 16 074 S001100 0 PAGE 49 074 T001100 71367 074 U011100 3892 074 U021100 0 074 V011100 18.34 074 V021100 0.00 074 W001100 0.0000 074 X001100 3 074 Y001100 0 075 A001100 0 075 B001100 54352 076 001100 0.00 080 A001100 GULF INSURANCE COMPANY 080 B001100 ICI MUTUAL INSURANCE COMPANY 080 C001100 45000 081 A001100 Y 081 B001100 77 082 A001100 N 082 B001100 0 083 A001100 N 083 B001100 0 084 A001100 N 084 B001100 0 085 A001100 Y 085 B001100 N 028 A011200 819 028 A021200 0 028 A031200 0 028 A041200 210 028 B011200 684 028 B021200 0 028 B031200 0 028 B041200 398 028 C011200 932 028 C021200 3 028 C031200 0 028 C041200 1441 028 D011200 805 028 D021200 0 028 D031200 0 028 D041200 785 028 E011200 821 028 E021200 0 028 E031200 0 028 E041200 1373 028 F011200 901 028 F021200 15129 028 F031200 0 028 F041200 1373 028 G011200 4962 028 G021200 15132 028 G031200 0 PAGE 50 028 G041200 5580 028 H001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.600 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 500 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 PAGE 51 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 N 066 E001200 Y 066 F001200 N 066 G001200 N 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 Y 070 O011200 N 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 N PAGE 52 070 Q021200 N 070 R011200 N 070 R021200 N 071 A001200 70515 071 B001200 69224 071 C001200 42141 071 D001200 164 072 A001200 12 072 B001200 194 072 C001200 172 072 D001200 0 072 E001200 27 072 F001200 257 072 G001200 0 072 H001200 0 072 I001200 0 072 J001200 48 072 K001200 0 072 L001200 2 072 M001200 2 072 N001200 0 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 18 072 S001200 8 072 T001200 0 072 U001200 0 072 V001200 0 072 W001200 4 072 X001200 339 072 Y001200 0 072 Z001200 54 072AA001200 13434 072BB001200 0 072CC011200 0 072CC021200 15297 072DD011200 43 072DD021200 0 072EE001200 15129 073 A011200 0.0186 073 A021200 0.0000 073 B001200 6.5883 073 C001200 0.0000 074 A001200 0 074 B001200 0 074 C001200 83 074 D001200 0 074 E001200 0 074 F001200 37754 074 G001200 0 PAGE 53 074 H001200 0 074 I001200 0 074 J001200 2452 074 K001200 0 074 L001200 29 074 M001200 0 074 N001200 40318 074 O001200 805 074 P001200 21 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 449 074 S001200 0 074 T001200 39043 074 U011200 3670 074 U021200 0 074 V011200 10.64 074 V021200 0.00 074 W001200 0.0000 074 X001200 0 074 Y001200 0 075 A001200 0 075 B001200 42853 076 001200 0.00 080 A001200 GULF INSURANCE COMPANY 080 B001200 ICI MUTUAL INSURANCE COMPANY 080 C001200 45000 081 A001200 Y 081 B001200 77 082 A001200 N 082 B001200 0 083 A001200 N 083 B001200 0 084 A001200 N 084 B001200 0 085 A001200 Y 085 B001200 N 028 A011300 436 028 A021300 0 028 A031300 0 028 A041300 129 028 B011300 737 028 B021300 0 028 B031300 0 028 B041300 110 028 C011300 1025 028 C021300 0 028 C031300 0 028 C041300 1154 PAGE 54 028 D011300 667 028 D021300 0 028 D031300 0 028 D041300 339 028 E011300 42 028 E021300 0 028 E031300 0 028 E041300 1413 028 F011300 212 028 F021300 78 028 F031300 0 028 F041300 573 028 G011300 3119 028 G021300 78 028 G031300 0 028 G041300 3718 028 H001300 0 045 001300 Y 046 001300 N 047 001300 Y 048 001300 0.750 048 A011300 0 048 A021300 0.000 048 B011300 0 048 B021300 0.000 048 C011300 0 048 C021300 0.000 048 D011300 0 048 D021300 0.000 048 E011300 0 048 E021300 0.000 048 F011300 0 048 F021300 0.000 048 G011300 0 048 G021300 0.000 048 H011300 0 048 H021300 0.000 048 I011300 0 048 I021300 0.000 048 J011300 0 048 J021300 0.000 048 K011300 0 048 K021300 0.000 049 001300 N 050 001300 N 051 001300 N 052 001300 N 053 A001300 Y 053 B001300 Y 053 C001300 N 058 A001300 N PAGE 55 059 001300 Y 060 A001300 Y 060 B001300 Y 061 001300 500 062 A001300 N 062 B001300 0.0 062 C001300 0.0 062 D001300 0.0 062 E001300 0.0 062 F001300 0.0 062 G001300 0.0 062 H001300 0.0 062 I001300 0.0 062 J001300 0.0 062 K001300 0.0 062 L001300 0.0 062 M001300 0.0 062 N001300 0.0 062 O001300 0.0 062 P001300 0.0 062 Q001300 0.0 062 R001300 0.0 063 A001300 0 063 B001300 0.0 066 A001300 Y 066 B001300 N 066 C001300 Y 066 D001300 N 066 E001300 N 066 F001300 N 066 G001300 N 067 001300 N 068 A001300 N 068 B001300 N 069 001300 N 070 A011300 Y 070 A021300 Y 070 B011300 Y 070 B021300 N 070 C011300 Y 070 C021300 N 070 D011300 Y 070 D021300 N 070 E011300 Y 070 E021300 N 070 F011300 Y 070 F021300 N 070 G011300 Y 070 G021300 N 070 H011300 Y 070 H021300 N PAGE 56 070 I011300 N 070 I021300 N 070 J011300 Y 070 J021300 N 070 K011300 Y 070 K021300 Y 070 L011300 Y 070 L021300 Y 070 M011300 Y 070 M021300 N 070 N011300 Y 070 N021300 Y 070 O011300 N 070 O021300 N 070 P011300 Y 070 P021300 N 070 Q011300 N 070 Q021300 N 070 R011300 N 070 R021300 N 071 A001300 26399 071 B001300 18796 071 C001300 12092 071 D001300 155 072 A001300 12 072 B001300 60 072 C001300 17 072 D001300 0 072 E001300 0 072 F001300 100 072 G001300 0 072 H001300 0 072 I001300 0 072 J001300 27 072 K001300 0 072 L001300 4 072 M001300 0 072 N001300 0 072 O001300 0 072 P001300 0 072 Q001300 0 072 R001300 12 072 S001300 0 072 T001300 0 072 U001300 0 072 V001300 0 072 W001300 3 072 X001300 146 072 Y001300 13 072 Z001300 -56 072AA001300 691 PAGE 57 072BB001300 0 072CC011300 0 072CC021300 1247 072DD011300 0 072DD021300 0 072EE001300 78 073 A011300 0.0000 073 A021300 0.0000 073 B001300 0.1010 073 C001300 0.0000 074 A001300 0 074 B001300 0 074 C001300 0 074 D001300 0 074 E001300 0 074 F001300 11417 074 G001300 0 074 H001300 0 074 I001300 0 074 J001300 236 074 K001300 0 074 L001300 2 074 M001300 0 074 N001300 11655 074 O001300 45 074 P001300 6 074 Q001300 0 074 R011300 0 074 R021300 0 074 R031300 0 074 R041300 122 074 S001300 0 074 T001300 11482 074 U011300 761 074 U021300 0 074 V011300 15.09 074 V021300 0.00 074 W001300 0.0000 074 X001300 3 074 Y001300 0 075 A001300 0 075 B001300 13275 076 001300 0.00 080 A001300 GULF INSURANCE COMPANY 080 B001300 ICI MUTUAL INSURANCE COMPANY 080 C001300 45000 081 A001300 Y 081 B001300 77 082 A001300 N 082 B001300 0 083 A001300 N PAGE 58 083 B001300 0 084 A001300 N 084 B001300 0 085 A001300 Y 085 B001300 N 028 A011400 15 028 A021400 84 028 A031400 0 028 A041400 568 028 B011400 73 028 B021400 94 028 B031400 0 028 B041400 52 028 C011400 51 028 C021400 84 028 C031400 0 028 C041400 65 028 D011400 2 028 D021400 87 028 D031400 0 028 D041400 186 028 E011400 3 028 E021400 83 028 E031400 0 028 E041400 236 028 F011400 134 028 F021400 329 028 F031400 0 028 F041400 382 028 G011400 278 028 G021400 761 028 G031400 0 028 G041400 1489 028 H001400 0 045 001400 Y 046 001400 N 047 001400 Y 048 001400 0.600 048 A011400 0 048 A021400 0.000 048 B011400 0 048 B021400 0.000 048 C011400 0 048 C021400 0.000 048 D011400 0 048 D021400 0.000 048 E011400 0 048 E021400 0.000 048 F011400 0 048 F021400 0.000 048 G011400 0 PAGE 59 048 G021400 0.000 048 H011400 0 048 H021400 0.000 048 I011400 0 048 I021400 0.000 048 J011400 0 048 J021400 0.000 048 K011400 0 048 K021400 0.000 049 001400 N 050 001400 N 051 001400 N 052 001400 N 053 A001400 N 058 A001400 N 059 001400 Y 060 A001400 Y 060 B001400 Y 061 001400 500 062 A001400 Y 062 B001400 0.0 062 C001400 0.0 062 D001400 16.1 062 E001400 0.0 062 F001400 0.0 062 G001400 0.0 062 H001400 0.0 062 I001400 0.0 062 J001400 0.0 062 K001400 0.0 062 L001400 0.0 062 M001400 0.0 062 N001400 0.0 062 O001400 0.0 062 P001400 63.4 062 Q001400 0.0 062 R001400 18.1 063 A001400 0 063 B001400 6.2 064 A001400 N 064 B001400 N 066 A001400 N 067 001400 N 068 A001400 N 068 B001400 N 069 001400 N 070 A011400 Y 070 A021400 Y 070 B011400 Y 070 B021400 N 070 C011400 Y PAGE 60 070 C021400 N 070 D011400 Y 070 D021400 N 070 E011400 Y 070 E021400 N 070 F011400 Y 070 F021400 N 070 G011400 Y 070 G021400 N 070 H011400 Y 070 H021400 N 070 I011400 N 070 I021400 N 070 J011400 Y 070 J021400 Y 070 K011400 Y 070 K021400 N 070 L011400 Y 070 L021400 Y 070 M011400 Y 070 M021400 Y 070 N011400 Y 070 N021400 N 070 O011400 N 070 O021400 N 070 P011400 Y 070 P021400 N 070 Q011400 N 070 Q021400 N 070 R011400 Y 070 R021400 N 071 A001400 4376 071 B001400 6110 071 C001400 7828 071 D001400 56 072 A001400 12 072 B001400 987 072 C001400 123 072 D001400 0 072 E001400 0 072 F001400 51 072 G001400 0 072 H001400 0 072 I001400 0 072 J001400 17 072 K001400 0 072 L001400 1 072 M001400 1 072 N001400 0 072 O001400 0 072 P001400 0 PAGE 61 072 Q001400 0 072 R001400 14 072 S001400 21 072 T001400 0 072 U001400 0 072 V001400 0 072 W001400 1 072 X001400 106 072 Y001400 33 072 Z001400 1037 072AA001400 141 072BB001400 0 072CC011400 0 072CC021400 1666 072DD011400 1040 072DD021400 0 072EE001400 241 073 A011400 0.9394 073 A021400 0.0000 073 B001400 0.2290 073 C001400 0.0000 074 A001400 4 074 B001400 1162 074 C001400 0 074 D001400 4573 074 E001400 627 074 F001400 680 074 G001400 0 074 H001400 0 074 I001400 0 074 J001400 2 074 K001400 0 074 L001400 229 074 M001400 0 074 N001400 7277 074 O001400 34 074 P001400 3 074 Q001400 0 074 R011400 0 074 R021400 0 074 R031400 0 074 R041400 21 074 S001400 0 074 T001400 7219 074 U011400 1080 074 U021400 0 074 V011400 6.68 074 V021400 0.00 074 W001400 0.0000 074 X001400 3 074 Y001400 0 PAGE 62 075 A001400 0 075 B001400 8561 076 001400 0.00 080 A001400 GULF INSURANCE COMPANY 080 B001400 ICI MUTUAL INSURANCE COMPANY 080 C001400 45000 081 A001400 Y 081 B001400 77 082 A001400 N 082 B001400 0 083 A001400 N 083 B001400 0 084 A001400 N 084 B001400 0 085 A001400 Y 085 B001400 N 028 A011500 4 028 A021500 0 028 A031500 0 028 A041500 411 028 B011500 75 028 B021500 0 028 B031500 0 028 B041500 331 028 C011500 50 028 C021500 60 028 C031500 0 028 C041500 355 028 D011500 18 028 D021500 0 028 D031500 0 028 D041500 297 028 E011500 19 028 E021500 0 028 E031500 0 028 E041500 1150 028 F011500 64 028 F021500 61 028 F031500 0 028 F041500 668 028 G011500 230 028 G021500 121 028 G031500 0 028 G041500 3212 028 H001500 0 045 001500 Y 046 001500 N 047 001500 Y 048 001500 0.800 048 A011500 0 048 A021500 0.000 PAGE 63 048 B011500 0 048 B021500 0.000 048 C011500 0 048 C021500 0.000 048 D011500 0 048 D021500 0.000 048 E011500 0 048 E021500 0.000 048 F011500 0 048 F021500 0.000 048 G011500 0 048 G021500 0.000 048 H011500 0 048 H021500 0.000 048 I011500 0 048 I021500 0.000 048 J011500 0 048 J021500 0.000 048 K011500 0 048 K021500 0.000 049 001500 N 050 001500 N 051 001500 N 052 001500 N 053 A001500 N 058 A001500 N 059 001500 Y 060 A001500 Y 060 B001500 Y 061 001500 500 062 A001500 N 062 B001500 0.0 062 C001500 0.0 062 D001500 0.0 062 E001500 0.0 062 F001500 0.0 062 G001500 0.0 062 H001500 0.0 062 I001500 0.0 062 J001500 0.0 062 K001500 0.0 062 L001500 0.0 062 M001500 0.0 062 N001500 0.0 062 O001500 0.0 062 P001500 0.0 062 Q001500 0.0 062 R001500 0.0 063 A001500 0 063 B001500 0.0 066 A001500 Y PAGE 64 066 B001500 N 066 C001500 N 066 D001500 Y 066 E001500 N 066 F001500 N 066 G001500 N 067 001500 N 068 A001500 N 068 B001500 N 069 001500 N 070 A011500 Y 070 A021500 Y 070 B011500 Y 070 B021500 N 070 C011500 Y 070 C021500 N 070 D011500 Y 070 D021500 N 070 E011500 Y 070 E021500 N 070 F011500 Y 070 F021500 N 070 G011500 Y 070 G021500 N 070 H011500 Y 070 H021500 N 070 I011500 N 070 I021500 N 070 J011500 Y 070 J021500 N 070 K011500 Y 070 K021500 N 070 L011500 Y 070 L021500 N 070 M011500 Y 070 M021500 N 070 N011500 Y 070 N021500 N 070 O011500 N 070 O021500 N 070 P011500 Y 070 P021500 N 070 Q011500 N 070 Q021500 N 070 R011500 Y 070 R021500 N 071 A001500 4346 071 B001500 12036 071 C001500 13719 071 D001500 32 072 A001500 12 PAGE 65 072 B001500 40 072 C001500 376 072 D001500 0 072 E001500 0 072 F001500 113 072 G001500 0 072 H001500 0 072 I001500 0 072 J001500 12 072 K001500 0 072 L001500 1 072 M001500 1 072 N001500 0 072 O001500 0 072 P001500 1 072 Q001500 0 072 R001500 13 072 S001500 0 072 T001500 0 072 U001500 0 072 V001500 0 072 W001500 3 072 X001500 144 072 Y001500 0 072 Z001500 272 072AA001500 0 072BB001500 2865 072CC011500 4087 072CC021500 0 072DD011500 275 072DD021500 0 072EE001500 0 073 A011500 0.1686 073 A021500 0.0000 073 B001500 0.0000 073 C001500 0.0000 074 A001500 0 074 B001500 679 074 C001500 0 074 D001500 0 074 E001500 0 074 F001500 13050 074 G001500 0 074 H001500 0 074 I001500 0 074 J001500 37 074 K001500 0 074 L001500 27 074 M001500 0 074 N001500 13793 074 O001500 0 PAGE 66 074 P001500 9 074 Q001500 0 074 R011500 0 074 R021500 0 074 R031500 0 074 R041500 51 074 S001500 0 074 T001500 13733 074 U011500 1389 074 U021500 0 074 V011500 9.89 074 V021500 0.00 074 W001500 0.0000 074 X001500 3 074 Y001500 0 075 A001500 0 075 B001500 14177 076 001500 0.00 080 A001500 GULF INSURANCE COMPANY 080 B001500 ICI MUTUAL INSURANCE COMPANY 080 C001500 45000 081 A001500 Y 081 B001500 77 082 A001500 N 082 B001500 0 083 A001500 N 083 B001500 0 084 A001500 N 084 B001500 0 085 A001500 Y 085 B001500 N 028 A011600 1105 028 A021600 0 028 A031600 0 028 A041600 133 028 B011600 1989 028 B021600 0 028 B031600 0 028 B041600 53 028 C011600 1864 028 C021600 0 028 C031600 0 028 C041600 79 028 D011600 3372 028 D021600 0 028 D031600 0 028 D041600 11 028 E011600 4419 028 E021600 0 028 E031600 0 028 E041600 27 PAGE 67 028 F011600 3046 028 F021600 24 028 F031600 0 028 F041600 38 028 G011600 15795 028 G021600 24 028 G031600 0 028 G041600 341 028 H001600 0 045 001600 Y 046 001600 N 047 001600 Y 048 001600 0.800 048 A011600 0 048 A021600 0.000 048 B011600 0 048 B021600 0.000 048 C011600 0 048 C021600 0.000 048 D011600 0 048 D021600 0.000 048 E011600 0 048 E021600 0.000 048 F011600 0 048 F021600 0.000 048 G011600 0 048 G021600 0.000 048 H011600 0 048 H021600 0.000 048 I011600 0 048 I021600 0.000 048 J011600 0 048 J021600 0.000 048 K011600 0 048 K021600 0.000 049 001600 N 050 001600 N 051 001600 N 052 001600 N 053 A001600 Y 053 B001600 Y 053 C001600 N 058 A001600 N 059 001600 Y 060 A001600 Y 060 B001600 Y 061 001600 500 062 A001600 N 062 B001600 0.0 062 C001600 0.0 062 D001600 0.0 PAGE 68 062 E001600 0.0 062 F001600 0.0 062 G001600 0.0 062 H001600 0.0 062 I001600 0.0 062 J001600 0.0 062 K001600 0.0 062 L001600 0.0 062 M001600 0.0 062 N001600 0.0 062 O001600 0.0 062 P001600 0.0 062 Q001600 0.0 062 R001600 0.0 063 A001600 0 063 B001600 0.0 066 A001600 Y 066 B001600 N 066 C001600 N 066 D001600 Y 066 E001600 N 066 F001600 N 066 G001600 N 067 001600 N 068 A001600 N 068 B001600 N 069 001600 N 070 A011600 Y 070 A021600 Y 070 B011600 Y 070 B021600 Y 070 C011600 Y 070 C021600 N 070 D011600 Y 070 D021600 N 070 E011600 Y 070 E021600 N 070 F011600 Y 070 F021600 N 070 G011600 Y 070 G021600 N 070 H011600 Y 070 H021600 N 070 I011600 N 070 I021600 N 070 J011600 Y 070 J021600 N 070 K011600 Y 070 K021600 N 070 L011600 Y 070 L021600 Y PAGE 69 070 M011600 Y 070 M021600 N 070 N011600 Y 070 N021600 Y 070 O011600 N 070 O021600 N 070 P011600 Y 070 P021600 N 070 Q011600 N 070 Q021600 N 070 R011600 N 070 R021600 N 071 A001600 18361 071 B001600 3735 071 C001600 4947 071 D001600 76 072 A001600 12 072 B001600 68 072 C001600 1 072 D001600 0 072 E001600 0 072 F001600 33 072 G001600 0 072 H001600 0 072 I001600 0 072 J001600 34 072 K001600 0 072 L001600 2 072 M001600 0 072 N001600 0 072 O001600 0 072 P001600 0 072 Q001600 0 072 R001600 12 072 S001600 0 072 T001600 0 072 U001600 0 072 V001600 0 072 W001600 2 072 X001600 83 072 Y001600 40 072 Z001600 26 072AA001600 0 072BB001600 194 072CC011600 0 072CC021600 3889 072DD011600 24 072DD021600 0 072EE001600 0 073 A011600 0.0143 073 A021600 0.0000 PAGE 70 073 B001600 0.0000 073 C001600 0.0000 074 A001600 1 074 B001600 2748 074 C001600 1499 074 D001600 0 074 E001600 0 074 F001600 10543 074 G001600 0 074 H001600 0 074 I001600 0 074 J001600 246 074 K001600 0 074 L001600 2 074 M001600 0 074 N001600 15039 074 O001600 969 074 P001600 7 074 Q001600 0 074 R011600 0 074 R021600 0 074 R031600 0 074 R041600 21 074 S001600 0 074 T001600 14042 074 U011600 1916 074 U021600 0 074 V011600 7.33 074 V021600 0.00 074 W001600 0.0000 074 X001600 3 074 Y001600 0 075 A001600 0 075 B001600 6211 076 001600 0.00 080 A001600 GULF INSURANCE COMPANY 080 B001600 ICI MUTUAL INSURANCE COMPANY 080 C001600 45000 081 A001600 Y 081 B001600 77 082 A001600 N 082 B001600 0 083 A001600 N 083 B001600 0 084 A001600 N 084 B001600 0 085 A001600 Y 085 B001600 N SIGNATURE SUSAN S. NEWTON TITLE VICE PRESIDENT EX-99 2 0002.txt Report of Independent Auditors To the Board of Trustees of John Hancock Declaration Trust In planning and performing our audit of the financial statements of John Hancock Declaration Trust (comprising, respectively, the V.A. International Fund, V.A. Regional Bank Fund, V.A. Financial Industries Fund, V.A. Small Cap Growth Fund, V.A. Mid Cap Growth Fund, V.A. Large Cap Growth Fund, V.A. Relative Value Fund (formerly, V.A. Large Cap Value Fund), V.A. Core Equity Fund, V.A. Sovereign Investors Fund, V.A. 500 Index Fund, V.A. Bond Fund, V.A. Strategic Income Fund, V.A. High Yield Bond Fund, V.A. Money Market Fund, and V.A. Technology Fund) for the year ended December 31, 2000, we considered its internal control, including control activities for safeguarding securities, to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, not to provide assurance on internal control. The management of John Hancock Declaration Trust is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of internal control. Generally, internal controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, misstatements due to errors or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that it may become inadequate because of changes in conditions, or that the degree of compliance with policies and procedures may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the specific internal control components does not reduce to a relatively low level the risk that errors or fraud in amounts that would be material in relation to the consolidated financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control, including control activities for safeguarding securities, and its operation that we consider to be material weaknesses as defined above as of December 31, 2000. This report is intended solely for the information and use of management, the Board of Trustees of John Hancock Declaration Trust, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. ERNST & YOUNG LLP February 9, 2000 EX-99.1 3 0003.txt 02/28/01 JOHN HANCOCK V.A. FINANCIAL INDUSTRIES FUND Exhibit - Item 77 Sub-Item 77.C. (a) December 1, 2000 Special Meeting (c) To approve the proposal to eliminate the investment restriction requiring the fund to invest more than 25% of its assets in the banking industry as set forth in the Fund's proxy statements. Number of affirmative votes - 3,132,756.371 Number of negative votes - 131,200.188 EX-99.2 4 0004.txt JOHN HANCOCK DECLARATION TRUST John Hancock V.A. International Fund Second Interim Sub-Investment Management Contract Dated January 31, 2001 JOHN HANCOCK ADVISERS, INC. 101 Huntington Avenue Boston, Massachusetts 02199 JOHN HANCOCK DECLARATION TRUST - - John Hancock V.A. International Fund 101 Huntington Avenue Boston, Massachusetts 02199 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT 600 West Broadway San Diego, California 92101 Second Interim Sub-Investment Management Contract Ladies and Gentlemen: John Hancock Declaration Trust (the "Trust") has been organized as a business trust under the laws of The Commonwealth of Massachusetts to engage in the business of an investment company. The Trust's shares of beneficial interest may be classified into series, each series representing the entire undivided interest in a separate portfolio of assets. Series may be established or terminated from time to time by action of the Board of Trustees of the Trust. As of the date hereof, the Trust has fifteen series of shares, representing interests in John Hancock V.A. Bond Fund, John Hancock V.A. Large Cap Growth Fund, John Hancock V.A. Small Cap Growth Fund, John Hancock V.A. 500 Index Fund, John Hancock V.A. Financial Industries Fund, John Hancock V.A. Relative Value Fund, John Hancock V.A. High Yield Bond Fund, John Hancock V.A. Core Equity Fund, John Hancock V.A. International Fund, John Hancock V.A. Money Market Fund, John Hancock V.A. Regional Bank Fund, John Hancock V.A. Sovereign Investors Fund, John Hancock V.A. Mid Cap Growth Fund, John Hancock V.A. Technology Fund and John Hancock V.A. Strategic Income Fund. The Board of Trustees of the Trust (the "Trustees") has selected John Hancock Advisers, Inc. (the "Adviser") to provide overall investment advice and management for the John Hancock V.A. International Fund (the "Fund"), and to provide certain other services, under the terms and conditions provided in the Investment Management Contract, dated August 29, 1996, between the Trust, the Fund and the Adviser (the "Investment Management Contract"). The Adviser and the Trustees have selected Nicholas-Applegate Capital Management (the "Sub-Adviser") to provide the Adviser and the Fund with the advice and services set forth below, and the Sub-Adviser is willing to provide such advice and services, subject to the review of the Trustees and overall supervision of the Adviser, under the terms and conditions hereinafter set forth. The Sub-Adviser hereby represents and warrants that it is registered as an investment adviser under the Investment Advisers Act of 1940, as amended. Accordingly, the Trust, on behalf of the Fund, and the Adviser agree with the Sub-Adviser as follows: 1. Delivery of Documents. The Trust has furnished the Sub-Adviser with copies, properly certified or otherwise authenticated, of each of the following: (a) Declaration of Trust of the Trust, dated November 15, 1995, as amended from time to time (the "Declaration of Trust"); (b) By-Laws of the Trust as in effect on the date hereof; (c) Resolutions of the Trustees approving the form of this Agreement by and among the Adviser, the Sub-Adviser and the Trust, on behalf of the Fund; (d) Resolutions of the Trustees selecting the Adviser as investment adviser for the Fund and approving the form of the Investment Management Contract; (e) the Investment Management Contract; (f) the Fund's portfolio compliance checklists; (g) the Fund's current Registration Statement, including the Fund's Prospectus and Statement of Additional Information; and (h) the Fund's Code of Ethics. The Trust will furnish to the Sub-Adviser from time to time copies, properly certified or otherwise authenticated, of all amendments of or supplements to the foregoing, if any. 2. Investment Services. The Sub-Adviser will use its best efforts to provide to the Fund continuing and suitable investment advice with respect to investments, consistent with the investment policies, objectives and restrictions of the Fund as set forth in the Fund's Prospectus and Statement of Additional Information. In the performance of the Sub-Adviser's duties hereunder, subject always (x) to the provisions contained in the documents delivered to the Sub- Adviser pursuant to Section 1, as each of the same may from time to time be amended or supplemented, and (y) to the limitations set forth in the Registration Statement of the Trust, on behalf of the Fund, as in effect from time to time under the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended (the "1940 Act"), the Sub-Adviser will have investment discretion with respect to the Fund and will, at its own expense: (a) furnish the Adviser and the Fund with advice and recommendations, consistent with the investment policies, objectives and restrictions of the Fund as set forth in the Fund's Prospectus and Statement of Additional Information, with respect to the purchase, holding and disposition of portfolio securities including the purchase and sale of options; (b) furnish the Adviser and the Fund with advice as to the manner in which voting rights, subscription rights, rights to consent to corporate action and any other rights pertaining to the Fund's assets shall be exercised, the Fund having the responsibility to exercise such voting and other rights; (c) furnish the Adviser and the Fund with research, economic and statistical data in connection with the Fund's investments and investment policies; (d) submit such reports relating to the valuation of the Fund's securities as the Trustees may reasonably request; (e) subject to prior consultation with the Adviser, engage in negotiations relating to the Fund's investments with issuers, investment banking firms, securities brokers or dealers and other institutions or investors; (f) The Sub-Adviser shall have full authority and discretion to select brokers and dealers to execute portfolio transactions for the Fund and for the selection of the markets on or in which the transaction will be executed. In providing the Fund with investment management, it is recognized that the Sub-Adviser will give primary consideration to securing the most favorable price and efficient execution considering all circumstances. Within the framework of this policy, the Sub-Adviser may consider the financial responsibility, research and investment information and other research services and products provided by brokers or dealers who may effect or be a party to any such transaction or other transactions to which the Sub-Adviser's other clients may be a party. It is understood that it is desirable for the Fund that the Sub-Adviser have access to brokerage and research services and products and security and economic analysis provided by brokers who may execute brokerage transactions at a higher cost to the Fund than broker-dealers that do not provide such brokerage and research services. Therefore, in compliance with Section 28(e) of the Securities Exchange Act of 1934 ("1934 Act"), the Sub-Adviser is authorized to place orders for the purchase and sale of securities for the Fund with such brokers, that provide brokerage and research products and/or services that charge an amount of commission for effecting securities transaction in excess of the amount of commission another broker would have charged for effecting that transaction, provided the Sub-Adviser determines in good faith that such amount of commission was reasonable in relation to the value of the brokerage and research products and/or services provided by such broker viewed in terms of either that particular transaction or the overall responsibilities of the Sub-Adviser for this or other advisory accounts, subject to review by the Adviser from time to time with respect to the extent and continuation of this practice. It is understood that the information, services and products provided by such brokers may be useful to the Sub-Adviser in connection with the Sub-Adviser's services to other clients; (g) from time to time or at any time requested by the Adviser or the Trustees, make reports to the Adviser or the Trust of the Sub-Adviser's performance of the foregoing services; (h) subject to the supervision of the Adviser, maintain all books and records with respect to the Fund's securities transactions required by the 1940 Act, and preserve such records for the periods prescribed therefor by the 1940 Act (the Sub-Adviser agrees that such records are the property of the Trust and copies will be surrendered to the Trust promptly upon request therefor); (i) give instructions to the Fund's custodian as to deliveries of securities to and from such custodian and transfer of payment of cash for the account of the Fund, and advise the Adviser on the same day such instructions are given; and (j) cooperate generally with the Fund and the Adviser to provide information necessary for the preparation of registration statements and periodic reports to be filed with the Securities and Exchange Commission, including Form N-1A, periodic statements, shareholder communications and proxy materials furnished to holders of shares of the Fund, filings with state "blue sky" authorities and with United States agencies responsible for tax matters, and other reports and filings of like nature. 3. Expenses Paid by the Sub-Adviser. The Sub-Adviser will pay the cost of maintaining the staff and personnel necessary for it to perform its obligations under this Agreement, the expenses of office rent, telephone, telecommunications and other facilities it is obligated to provide in order to perform the services specified in Section 2, and any other expenses incurred by it in connection with the performance of its duties hereunder. 4. Expenses of the Fund Not Paid by the Sub-Adviser. The Sub-Adviser will not be required to pay any expenses which this Agreement does not expressly make payable by the Sub- Adviser. In particular, and without limiting the generality of the foregoing but subject to the provisions of Section 3, the Sub-Adviser will not be required to pay under this Agreement: (a) the compensation and expenses of Trustees and of independent advisers, independent contractors, consultants, managers and other agents employed by the Trust or the Fund other than through the Sub-Adviser; (b) legal, accounting and auditing fees and expenses of the Trust or the Fund; (c) the fees and disbursements of custodians and depositories of the Trust or the Fund's assets, transfer agents, disbursing agents, plan agents and registrars; (d) taxes and governmental fees assessed against the Trust or the Fund's assets and payable by the Trust or the Fund; (e) the cost of preparing and mailing dividends, distributions, reports, notices and proxy materials to shareholders of the Trust or the Fund except that the Sub-Adviser shall bear the costs of providing the information referred to in Section 2(j) to the Adviser; (f) brokers' commissions and underwriting fees; and (g) the expense of periodic calculations of the net asset value of the shares of the Fund. 5. Compensation of the Sub-Adviser. For all services to be rendered, facilities furnished and expenses paid or assumed by the Sub-Adviser as herein provided for the Fund, the Adviser will pay the Sub-Adviser quarterly, in arrears, a fee at the annual rate of 55% of the investment advisory fee. The "average daily net assets" of the Fund shall be determined on the basis set forth in the Fund's Prospectus or otherwise consistent with the 1940 Act and the regulations promulgated thereunder. The Sub-Adviser will receive a pro rata portion of such fee for any periods in which the Sub-Adviser advises the Fund less than a full quarter. The Fund shall not be liable to the Sub-Adviser for the Sub-Adviser's compensation hereunder. Calculations of the Sub-Adviser's fee will be based on average net asset values as provided by the Adviser. In addition to the foregoing, the Sub-Adviser may from time to time agree not to impose all or a portion of its fee otherwise payable hereunder (in advance of the time such fee or portion thereof would otherwise accrue) and/or undertake to pay or reimburse the Fund for all or a portion of its expenses not otherwise required to be borne or reimbursed by it. Any such fee reduction or undertaking may be discontinued or modified by the Sub-Adviser at any time. The fees payable to the Sub-Adviser by the Adviser under this Sub-Investment Management Contract shall, upon receipt by the Adviser of its fees under the Investment Management Contract, be paid by the Adviser into an interest-bearing escrow account. If the holders of "a majority of the outstanding voting securities" (as defined in the 1940 Act) of the Fund have voted to approve a new Sub-Investment Management Contract with the Sub-Adviser by May 12, 2001, the fees paid by the Adviser into such escrow account (and interest thereon) shall be paid to the Sub-Adviser. If such approval has not been obtained by May 12, 2001, this Sub-Investment Management Contract shall terminate and the Sub-Adviser shall be paid from the escrow account the lesser of: (i) the costs incurred in performing its obligations under this Sub-Investment Management Contract (plus interest earned on that amount while in escrow), or (ii) the total amount in the escrow account (plus interest earned). 6. Other Activities of the Sub-Adviser and Its Affiliates. Nothing herein contained shall prevent the Sub-Adviser or any associate of the Sub-Adviser from engaging in any other business or from acting as investment adviser or investment manager for any other person or entity, understood that officers, directors and employees of the Sub-Adviser or its affiliates may continue to engage in providing portfolio management services and advice to other investment companies, whether or not registered, to other investment advisory clients of the Sub-Adviser or its affiliates and to said affiliates themselves. 7. Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities for the account of the Fund, neither the Sub-Adviser nor any of its investment management subsidiaries nor any of such investment management subsidiaries' directors, officers or employees will act as principal or agent or receive any commission, except as may be permitted by the 1940 Act and rules and regulations promulgated thereunder. The Sub-Adviser shall not knowingly recommend that the Fund purchase, sell or retain securities of any issuer in which the Sub-Adviser has a financial interest without obtaining prior approval of the Adviser prior to the execution of any such transaction. Nothing herein contained shall limit or restrict the Sub-Adviser or any of its officers, affiliates or employees from buying, selling or trading in any securities for its or their own account or accounts. The Trust and Fund acknowledge the Sub-Adviser and its officers, affiliates, and employees, and its other clients may at any time have, acquire, increase, decrease or dispose of positions in investments which are at the same time being acquired or disposed of hereunder. The Sub-Adviser shall have no obligation to acquire with respect to the Fund, a position in any investment which the Sub-Adviser, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client, if in the sole discretion of the Sub-Adviser, it is not feasible or desirable to acquire a position in such investment on behalf of the Fund. Nothing herein contained shall prevent the Sub-Adviser from purchasing or recommending the purchase of a particular security for one or more funds or clients while other funds or clients may be selling the same security. 8. No Partnership or Joint Venture. The Trust, the Fund, the Adviser and the Sub-Adviser are not partners of or joint venturers with each other and nothing herein shall be construed so as to make them such partners or joint venturers or impose any liability as such on any of them. 9. Name of the Trust, the Fund and the Sub-Adviser. The Trust and the Fund may use the name "John Hancock" or any name or names derived from or similar to the names "John Hancock Advisers, Inc." or "John Hancock Life Insurance Company" only for so long as this Agreement remains in effect. At such time as this Agreement shall no longer be in effect, the Trust and the Fund will (to the extent that they lawfully can) cease to use such a name or any other name indicating that the Fund is advised by or otherwise connected with the Adviser. The Fund acknowledges that it has adopted the name John Hancock V.A. International Fund through permission of John Hancock Life Insurance Company, a Massachusetts insurance company, and agrees that John Hancock Life Insurance Company reserves to itself and any successor to its business the right to grant the nonexclusive right to use the name "John Hancock" or any similar name or names to any other corporation or entity, including but not limited to any investment company of which John Hancock Life Insurance Company or any subsidiary or affiliate thereof shall be the investment adviser. In addition, the Fund and the Trust hereby consent to the reasonable use of the name of the Fund in marketing/client materials developed and distributed by or on behalf of Sub-Adviser. In addition, it is understood that the name "Nicholas-Applegate" or the name of any of its affiliates, or any derivative associated with those names, are the valuable property of the Sub- Adviser and its affiliates and that the Fund, Trust and/or the Adviser have the right to use such name(s) or derivative(s) in offering materials and sales literature so long as this Agreement is in effect. Upon termination of the Agreement, such authorization shall forthwith cease to be in effect. 10. Limitation of Liability of Sub-Adviser. The Sub-Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Trust or the Fund or the Adviser in connection with the matters to which this Agreement relates, except a loss resulting from willful misfeasance, bad faith or gross negligence on the Sub-Adviser's part in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement. Any person, even though also employed by the Sub-Adviser, who may be or become an employee of and paid by the Trust or the Fund shall be deemed, when acting within the scope of his employment by the Trust or the Fund, to be acting in such employment solely for the Trust or the fund and not as the Sub-Adviser's employee or agent. 11. Duration and Termination of this Agreement. This Agreement shall remain in force until May 12, 2001 or shareholder approval of a new Agreement. This Agreement may, on 10 days' written notice, be terminated at any time without the payment of any penalty by the Trust or the Fund by vote of a majority of the outstanding voting securities of the Fund, by the Trustees, the Adviser or the Sub-Adviser. Termination of this Agreement with respect to the Fund shall not be deemed to terminate or otherwise invalidate any provisions of any contract between the Sub- Adviser and any other series of the Trust. This Agreement shall automatically terminate in the event of its assignment or upon termination of the Investment Management Contract. In interpreting the provisions of this Section 11, the definitions contained in Section 2(a) of the 1940 Act (particularly the definitions of "assignment," "interested person" or "voting security"), shall be applied. 12. Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved by (a) the Trustees, including a majority of the Trustees who are not interested persons of the Adviser, the Sub-Adviser, or (other than as Board members) of the Trust or the Fund, cast in person at a meeting called for the purpose of voting on such approval, and (b) a majority of the outstanding voting securities of the Fund, as defined in the 1940 Act. 13. Governing Law. This Agreement shall be governed and construed in accordance with the laws of the Commonwealth of Massachusetts. 14. Severability. The provisions of this Agreement are independent of and separable from each other, and no provision shall be affected or rendered invalid or unenforceable by virtue of the fact that for any reason any other or others of them may be deemed invalid or unenforceable in whole or in part. 15. Miscellaneous. (a) The captions in this Agreement are included for convenience of reference only and in no way define or limit any of the provisions hereof or otherwise affect their construction or effect. This Agreement may be executed simultaneously in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. The name John Hancock Declaration Trust is the designation of the Trustees under the Declaration of Trust dated November 15, 1995, as amended from time to time. The Declaration of Trust has been filed with the Secretary of The Commonwealth of Massachusetts. The obligations of the Trust and the Fund are not personally binding upon, nor shall resort be had to the private property of, any of the Trustees, shareholders, officers, employees or agents of the Fund, but only the Fund's property shall be bound. The Trust or the Fund shall not be liable for the obligations of any other series of the Trust. (b) Any information supplied by the Sub-Adviser, which is not otherwise in the public domain, in connection with the performance of its duties hereunder is to be regarded as confidential and for use only by the Fund and/or its agents, and only in connection with the Fund and its investments. 16. Nicholas-Applegate undertakes to promptly notify Fund of any change in its general partner(s). 17. The Fund agrees to obtain and maintain insurance coverage satisfying any insurance requirements under the 1940 Act, to carry errors and omissions coverage in the amount of $10,000,000. 18. The Adviser has received from Sub-Adviser and reviewed the disclosure statement or "brochure" required to be delivered pursuant to Rule 204-3 of the Act (the "Brochure"), which Brochure was received and reviewed by the Adviser more than 48 hours prior to entering into this Agreement. Yours very truly, JOHN HANCOCK DECLARATION TRUST on behalf of John Hancock V.A. International Fund By: ______________________________________ President The foregoing contract is hereby agreed to as of the date hereof. JOHN HANCOCK ADVISERS, INC. By: ______________________________________ President NICHOLAS-APPLEGATE CAPITAL MANAGEMENT By: ____________________________ Name: Title: s:\funds\dectrust\vaintrnl\subinvmginicholas2 8 EX-99.3 5 0005.txt JOHN HANCOCK DECLARATION TRUST John Hancock V.A. International Fund Interim Sub-Investment Management Contract Dated December 14, 2000 JOHN HANCOCK ADVISERS, INC. 101 Huntington Avenue Boston, Massachusetts 02199 JOHN HANCOCK DECLARATION TRUST - - John Hancock V.A. International Fund 101 Huntington Avenue Boston, Massachusetts 02199 NICHOLAS-APPLEGATE CAPITAL MANAGEMENT 600 West Broadway San Diego, California 92101 Interim Sub-Investment Management Contract Ladies and Gentlemen: John Hancock Declaration Trust (the "Trust") has been organized as a business trust under the laws of The Commonwealth of Massachusetts to engage in the business of an investment company. The Trust's shares of beneficial interest may be classified into series, each series representing the entire undivided interest in a separate portfolio of assets. Series may be established or terminated from time to time by action of the Board of Trustees of the Trust. As of the date hereof, the Trust has fifteen series of shares, representing interests in John Hancock V.A. Bond Fund, John Hancock V.A. Large Cap Growth Fund, John Hancock V.A. Small Cap Growth Fund, John Hancock V.A. 500 Index Fund, John Hancock V.A. Financial Industries Fund, John Hancock V.A. Relative Value Fund, John Hancock V.A. High Yield Bond Fund, John Hancock V.A. Core Equity Fund, John Hancock V.A. International Fund, John Hancock V.A. Money Market Fund, John Hancock V.A. Regional Bank Fund, John Hancock V.A. Sovereign Investors Fund, John Hancock V.A. Mid Cap Growth Fund, John Hancock V.A. Technology Fund and John Hancock V.A. Strategic Income Fund. The Board of Trustees of the Trust (the "Trustees") has selected John Hancock Advisers, Inc. (the "Adviser") to provide overall investment advice and management for the John Hancock V.A. International Fund (the "Fund"), and to provide certain other services, under the terms and conditions provided in the Investment Management Contract, dated August 29, 1996, between the Trust, the Fund and the Adviser (the "Investment Management Contract"). The Adviser and the Trustees have selected Nicholas-Applegate Capital Management (the "Sub-Adviser") to provide the Adviser and the Fund with the advice and services set forth below, and the Sub-Adviser is willing to provide such advice and services, subject to the review of the Trustees and overall supervision of the Adviser, under the terms and conditions hereinafter set forth. The Sub-Adviser hereby represents and warrants that it is registered as an investment adviser under the Investment Advisers Act of 1940, as amended. Accordingly, the Trust, on behalf of the Fund, and the Adviser agree with the Sub-Adviser as follows: 1. Delivery of Documents. The Trust has furnished the Sub-Adviser with copies, properly certified or otherwise authenticated, of each of the following: (a) Declaration of Trust of the Trust, dated November 15, 1995, as amended from time to time (the "Declaration of Trust"); (b) By-Laws of the Trust as in effect on the date hereof; (c) Resolutions of the Trustees approving the form of this Agreement by and among the Adviser, the Sub-Adviser and the Trust, on behalf of the Fund; (d) Resolutions of the Trustees selecting the Adviser as investment adviser for the Fund and approving the form of the Investment Management Contract; (e) the Investment Management Contract; (f) the Fund's portfolio compliance checklists; (g) the Fund's current Registration Statement, including the Fund's Prospectus and Statement of Additional Information; and (h) the Fund's Code of Ethics. The Trust will furnish to the Sub-Adviser from time to time copies, properly certified or otherwise authenticated, of all amendments of or supplements to the foregoing, if any. 2. Investment Services. The Sub-Adviser will use its best efforts to provide to the Fund continuing and suitable investment advice with respect to investments, consistent with the investment policies, objectives and restrictions of the Fund as set forth in the Fund's Prospectus and Statement of Additional Information. In the performance of the Sub-Adviser's duties hereunder, subject always (x) to the provisions contained in the documents delivered to the Sub- Adviser pursuant to Section 1, as each of the same may from time to time be amended or supplemented, and (y) to the limitations set forth in the Registration Statement of the Trust, on behalf of the Fund, as in effect from time to time under the Securities Act of 1933, as amended, and the Investment Company Act of 1940, as amended (the "1940 Act"), the Sub-Adviser will have investment discretion with respect to the Fund and will, at its own expense: (a) furnish the Adviser and the Fund with advice and recommendations, consistent with the investment policies, objectives and restrictions of the Fund as set forth in the Fund's Prospectus and Statement of Additional Information, with respect to the purchase, holding and disposition of portfolio securities including the purchase and sale of options; (b) furnish the Adviser and the Fund with advice as to the manner in which voting rights, subscription rights, rights to consent to corporate action and any other rights pertaining to the Fund's assets shall be exercised, the Fund having the responsibility to exercise such voting and other rights; (c) furnish the Adviser and the Fund with research, economic and statistical data in connection with the Fund's investments and investment policies; (d) submit such reports relating to the valuation of the Fund's securities as the Trustees may reasonably request; (e) subject to prior consultation with the Adviser, engage in negotiations relating to the Fund's investments with issuers, investment banking firms, securities brokers or dealers and other institutions or investors; (f) The Sub-Adviser shall have full authority and discretion to select brokers and dealers to execute portfolio transactions for the Fund and for the selection of the markets on or in which the transaction will be executed. In providing the Fund with investment management, it is recognized that the Sub-Adviser will give primary consideration to securing the most favorable price and efficient execution considering all circumstances. Within the framework of this policy, the Sub-Adviser may consider the financial responsibility, research and investment information and other research services and products provided by brokers or dealers who may effect or be a party to any such transaction or other transactions to which the Sub-Adviser's other clients may be a party. It is understood that it is desirable for the Fund that the Sub-Adviser have access to brokerage and research services and products and security and economic analysis provided by brokers who may execute brokerage transactions at a higher cost to the Fund than broker-dealers that do not provide such brokerage and research services. Therefore, in compliance with Section 28(e) of the Securities Exchange Act of 1934 ("1934 Act"), the Sub-Adviser is authorized to place orders for the purchase and sale of securities for the Fund with such brokers, that provide brokerage and research products and/or services that charge an amount of commission for effecting securities transaction in excess of the amount of commission another broker would have charged for effecting that transaction, provided the Sub-Adviser determines in good faith that such amount of commission was reasonable in relation to the value of the brokerage and research products and/or services provided by such broker viewed in terms of either that particular transaction or the overall responsibilities of the Sub-Adviser for this or other advisory accounts, subject to review by the Adviser from time to time with respect to the extent and continuation of this practice. It is understood that the information, services and products provided by such brokers may be useful to the Sub-Adviser in connection with the Sub-Adviser's services to other clients; (g) from time to time or at any time requested by the Adviser or the Trustees, make reports to the Adviser or the Trust of the Sub-Adviser's performance of the foregoing services; (h) subject to the supervision of the Adviser, maintain all books and records with respect to the Fund's securities transactions required by the 1940 Act, and preserve such records for the periods prescribed therefor by the 1940 Act (the Sub-Adviser agrees that such records are the property of the Trust and copies will be surrendered to the Trust promptly upon request therefor); (i) give instructions to the Fund's custodian as to deliveries of securities to and from such custodian and transfer of payment of cash for the account of the Fund, and advise the Adviser on the same day such instructions are given; and (j) cooperate generally with the Fund and the Adviser to provide information necessary for the preparation of registration statements and periodic reports to be filed with the Securities and Exchange Commission, including Form N-1A, periodic statements, shareholder communications and proxy materials furnished to holders of shares of the Fund, filings with state "blue sky" authorities and with United States agencies responsible for tax matters, and other reports and filings of like nature. 3. Expenses Paid by the Sub-Adviser. The Sub-Adviser will pay the cost of maintaining the staff and personnel necessary for it to perform its obligations under this Agreement, the expenses of office rent, telephone, telecommunications and other facilities it is obligated to provide in order to perform the services specified in Section 2, and any other expenses incurred by it in connection with the performance of its duties hereunder. 4. Expenses of the Fund Not Paid by the Sub-Adviser. The Sub-Adviser will not be required to pay any expenses which this Agreement does not expressly make payable by the Sub- Adviser. In particular, and without limiting the generality of the foregoing but subject to the provisions of Section 3, the Sub-Adviser will not be required to pay under this Agreement: (a) the compensation and expenses of Trustees and of independent advisers, independent contractors, consultants, managers and other agents employed by the Trust or the Fund other than through the Sub-Adviser; (b) legal, accounting and auditing fees and expenses of the Trust or the Fund; (c) the fees and disbursements of custodians and depositories of the Trust or the Fund's assets, transfer agents, disbursing agents, plan agents and registrars; (d) taxes and governmental fees assessed against the Trust or the Fund's assets and payable by the Trust or the Fund; (e) the cost of preparing and mailing dividends, distributions, reports, notices and proxy materials to shareholders of the Trust or the Fund except that the Sub-Adviser shall bear the costs of providing the information referred to in Section 2(j) to the Adviser; (f) brokers' commissions and underwriting fees; and (g) the expense of periodic calculations of the net asset value of the shares of the Fund. 5. Compensation of the Sub-Adviser. For all services to be rendered, facilities furnished and expenses paid or assumed by the Sub-Adviser as herein provided for the Fund, the Adviser will pay the Sub-Adviser quarterly, in arrears, a fee at the annual rate of 55% of the investment advisory fee. The "average daily net assets" of the Fund shall be determined on the basis set forth in the Fund's Prospectus or otherwise consistent with the 1940 Act and the regulations promulgated thereunder. The Sub-Adviser will receive a pro rata portion of such fee for any periods in which the Sub-Adviser advises the Fund less than a full quarter. The Fund shall not be liable to the Sub-Adviser for the Sub-Adviser's compensation hereunder. Calculations of the Sub-Adviser's fee will be based on average net asset values as provided by the Adviser. In addition to the foregoing, the Sub-Adviser may from time to time agree not to impose all or a portion of its fee otherwise payable hereunder (in advance of the time such fee or portion thereof would otherwise accrue) and/or undertake to pay or reimburse the Fund for all or a portion of its expenses not otherwise required to be borne or reimbursed by it. Any such fee reduction or undertaking may be discontinued or modified by the Sub-Adviser at any time. 6. Other Activities of the Sub-Adviser and Its Affiliates. Nothing herein contained shall prevent the Sub-Adviser or any associate of the Sub-Adviser from engaging in any other business or from acting as investment adviser or investment manager for any other person or entity, understood that officers, directors and employees of the Sub-Adviser or its affiliates may continue to engage in providing portfolio management services and advice to other investment companies, whether or not registered, to other investment advisory clients of the Sub-Adviser or its affiliates and to said affiliates themselves. 7. Avoidance of Inconsistent Position. In connection with purchases or sales of portfolio securities for the account of the Fund, neither the Sub-Adviser nor any of its investment management subsidiaries nor any of such investment management subsidiaries' directors, officers or employees will act as principal or agent or receive any commission, except as may be permitted by the 1940 Act and rules and regulations promulgated thereunder. The Sub-Adviser shall not knowingly recommend that the Fund purchase, sell or retain securities of any issuer in which the Sub-Adviser has a financial interest without obtaining prior approval of the Adviser prior to the execution of any such transaction. Nothing herein contained shall limit or restrict the Sub-Adviser or any of its officers, affiliates or employees from buying, selling or trading in any securities for its or their own account or accounts. The Trust and Fund acknowledge the Sub-Adviser and its officers, affiliates, and employees, and its other clients may at any time have, acquire, increase, decrease or dispose of positions in investments which are at the same time being acquired or disposed of hereunder. The Sub-Adviser shall have no obligation to acquire with respect to the Fund, a position in any investment which the Sub-Adviser, its officers, affiliates or employees may acquire for its or their own accounts or for the account of another client, if in the sole discretion of the Sub-Adviser, it is not feasible or desirable to acquire a position in such investment on behalf of the Fund. Nothing herein contained shall prevent the Sub-Adviser from purchasing or recommending the purchase of a particular security for one or more funds or clients while other funds or clients may be selling the same security. 8. No Partnership or Joint Venture. The Trust, the Fund, the Adviser and the Sub-Adviser are not partners of or joint venturers with each other and nothing herein shall be construed so as to make them such partners or joint venturers or impose any liability as such on any of them. 9. Name of the Trust, the Fund and the Sub-Adviser. The Trust and the Fund may use the name "John Hancock" or any name or names derived from or similar to the names "John Hancock Advisers, Inc." or "John Hancock Life Insurance Company" only for so long as this Agreement remains in effect. At such time as this Agreement shall no longer be in effect, the Trust and the Fund will (to the extent that they lawfully can) cease to use such a name or any other name indicating that the Fund is advised by or otherwise connected with the Adviser. The Fund acknowledges that it has adopted the name John Hancock V.A. International Fund through permission of John Hancock Life Insurance Company, a Massachusetts insurance company, and agrees that John Hancock Life Insurance Company reserves to itself and any successor to its business the right to grant the nonexclusive right to use the name "John Hancock" or any similar name or names to any other corporation or entity, including but not limited to any investment company of which John Hancock Life Insurance Company or any subsidiary or affiliate thereof shall be the investment adviser. In addition, the Fund and the Trust hereby consent to the reasonable use of the name of the Fund in marketing/client materials developed and distributed by or on behalf of Sub-Adviser. In addition, it is understood that the name "Nicholas-Applegate" or the name of any of its affiliates, or any derivative associated with those names, are the valuable property of the Sub- Adviser and its affiliates and that the Fund, Trust and/or the Adviser have the right to use such name(s) or derivative(s) in offering materials and sales literature so long as this Agreement is in effect. Upon termination of the Agreement, such authorization shall forthwith cease to be in effect. 10. Limitation of Liability of Sub-Adviser. The Sub-Adviser shall not be liable for any error of judgment or mistake of law or for any loss suffered by the Trust or the Fund or the Adviser in connection with the matters to which this Agreement relates, except a loss resulting from willful misfeasance, bad faith or gross negligence on the Sub-Adviser's part in the performance of its duties or from reckless disregard by it of its obligations and duties under this Agreement. Any person, even though also employed by the Sub-Adviser, who may be or become an employee of and paid by the Trust or the Fund shall be deemed, when acting within the scope of his employment by the Trust or the Fund, to be acting in such employment solely for the Trust or the Fund and not as the Sub-Adviser's employee or agent. 11. Duration and Termination of this Agreement. This Agreement shall remain in force until May 12, 2001. This Agreement may, on 60 days' written notice, be terminated at any time without the payment of any penalty by the Trust or the Fund by vote of a majority of the outstanding voting securities of the Fund, by the Trustees, the Adviser or the Sub-Adviser. Termination of this Agreement with respect to the Fund shall not be deemed to terminate or otherwise invalidate any provisions of any contract between the Sub-Adviser and any other series of the Trust. This Agreement shall automatically terminate in the event of its assignment or upon termination of the Investment Management Contract. In interpreting the provisions of this Section 11, the definitions contained in Section 2(a) of the 1940 Act (particularly the definitions of "assignment," "interested person" or "voting security"), shall be applied. 12. Amendment of this Agreement. No provision of this Agreement may be changed, waived, discharged or terminated orally, but only by an instrument in writing signed by the party against which enforcement of the change, waiver, discharge or termination is sought, and no amendment, transfer, assignment, sale, hypothecation or pledge of this Agreement shall be effective until approved by (a) the Trustees, including a majority of the Trustees who are not interested persons of the Adviser, the Sub-Adviser, or (other than as Board members) of the Trust or the Fund, cast in person at a meeting called for the purpose of voting on such approval, and (b) a majority of the outstanding voting securities of the Fund, as defined in the 1940 Act. 13. Governing Law. This Agreement shall be governed and construed in accordance with the laws of the Commonwealth of Massachusetts. 14. Severability. The provisions of this Agreement are independent of and separable from each other, and no provision shall be affected or rendered invalid or unenforceable by virtue of the fact that for any reason any other or others of them may be deemed invalid or unenforceable in whole or in part. 15. Miscellaneous. (a) The captions in this Agreement are included for convenience of reference only and in no way define or limit any of the provisions hereof or otherwise affect their construction or effect. This Agreement may be executed simultaneously in two or more counterparts, each of which shall be deemed an original, but all of which together shall constitute one and the same instrument. The name John Hancock Declaration Trust is the designation of the Trustees under the Declaration of Trust dated November 15, 1995, as amended from time to time. The Declaration of Trust has been filed with the Secretary of The Commonwealth of Massachusetts. The obligations of the Trust and the Fund are not personally binding upon, nor shall resort be had to the private property of, any of the Trustees, shareholders, officers, employees or agents of the Fund, but only the Fund's property shall be bound. The Trust or the Fund shall not be liable for the obligations of any other series of the Trust. (b) Any information supplied by the Sub-Adviser, which is not otherwise in the public domain, in connection with the performance of its duties hereunder is to be regarded as confidential and for use only by the Fund and/or its agents, and only in connection with the Fund and its investments. 16. Nicholas-Applegate undertakes to promptly notify Fund of any change in its general partner(s). 17. The Fund agrees to obtain and maintain insurance coverage satisfying any insurance requirements under the 1940 Act, to carry errors and omissions coverage in the amount of $10,000,000. 18. The Adviser has received from Sub-Adviser and reviewed the disclosure statement or "brochure" required to be delivered pursuant to Rule 204-3 of the Act (the "Brochure"), which Brochure was received and reviewed by the Adviser more than 48 hours prior to entering into this Agreement. Yours very truly, JOHN HANCOCK DECLARATION TRUST on behalf of John Hancock V.A. International Fund By: ______________________________________ President The foregoing contract is hereby agreed to as of the date hereof. JOHN HANCOCK ADVISERS, INC. By: ______________________________________ President NICHOLAS-APPLEGATE CAPITAL MANAGEMENT By: ____________________________ Name: Title: s:\funds\dectrust\vaintrnl\subinvmginicholasdec00 8 -----END PRIVACY-ENHANCED MESSAGE-----