0001104659-17-030839.txt : 20170508
0001104659-17-030839.hdr.sgml : 20170508
20170508215111
ACCESSION NUMBER: 0001104659-17-030839
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170508
FILED AS OF DATE: 20170508
DATE AS OF CHANGE: 20170508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEADWATERS INC
CENTRAL INDEX KEY: 0001003344
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 870547337
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
BUSINESS PHONE: 8019849400
MAIL ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
FORMER COMPANY:
FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19951113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Summers Sylvia
CENTRAL INDEX KEY: 0001347095
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32459
FILM NUMBER: 17824238
MAIL ADDRESS:
STREET 1: 915 DEGUIGNE DRIVE
STREET 2: PO BOX 3453
CITY: SUNNYVALE
STATE: CA
ZIP: 940883453
4
1
a4.xml
4
X0306
4
2017-05-08
1
0001003344
HEADWATERS INC
HW
0001347095
Summers Sylvia
10701 S. RIVER FRONT PARKWAY, SUITE 300
SOUTH JORDAN
UT
84095
1
0
0
0
COMMON STOCK
2017-05-08
4
D
0
18997
D
0
D
Pursuant to the merger agreement between issuer and Boral Limited, amounts deferred under the Headwaters Director Deferred Compensation Plan were deemed invested in the issuer's common stock, and each share of issuer's common stock purchased by the issuer and held as treasury stock immediately prior to the effective time of the merger was canceled with the director receiving a cash payment of $24.25 per share, without interest.
/s/ Harlan M. Hatfield For: Sylvia Summers
2017-05-08