0001104659-17-030839.txt : 20170508 0001104659-17-030839.hdr.sgml : 20170508 20170508215111 ACCESSION NUMBER: 0001104659-17-030839 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170508 FILED AS OF DATE: 20170508 DATE AS OF CHANGE: 20170508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEADWATERS INC CENTRAL INDEX KEY: 0001003344 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 870547337 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 BUSINESS PHONE: 8019849400 MAIL ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 FORMER COMPANY: FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC DATE OF NAME CHANGE: 19951113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Summers Sylvia CENTRAL INDEX KEY: 0001347095 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32459 FILM NUMBER: 17824238 MAIL ADDRESS: STREET 1: 915 DEGUIGNE DRIVE STREET 2: PO BOX 3453 CITY: SUNNYVALE STATE: CA ZIP: 940883453 4 1 a4.xml 4 X0306 4 2017-05-08 1 0001003344 HEADWATERS INC HW 0001347095 Summers Sylvia 10701 S. RIVER FRONT PARKWAY, SUITE 300 SOUTH JORDAN UT 84095 1 0 0 0 COMMON STOCK 2017-05-08 4 D 0 18997 D 0 D Pursuant to the merger agreement between issuer and Boral Limited, amounts deferred under the Headwaters Director Deferred Compensation Plan were deemed invested in the issuer's common stock, and each share of issuer's common stock purchased by the issuer and held as treasury stock immediately prior to the effective time of the merger was canceled with the director receiving a cash payment of $24.25 per share, without interest. /s/ Harlan M. Hatfield For: Sylvia Summers 2017-05-08