0001003344-15-000061.txt : 20151109
0001003344-15-000061.hdr.sgml : 20151109
20151105191751
ACCESSION NUMBER: 0001003344-15-000061
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20151104
FILED AS OF DATE: 20151105
DATE AS OF CHANGE: 20151105
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEADWATERS INC
CENTRAL INDEX KEY: 0001003344
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 870547337
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
BUSINESS PHONE: 8019849400
MAIL ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
FORMER COMPANY:
FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19951113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: HATFIELD HARLAN M
CENTRAL INDEX KEY: 0001249884
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32459
FILM NUMBER: 151202146
MAIL ADDRESS:
STREET 1: 10653 SOUTH RIVER FRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-11-04
0
0001003344
HEADWATERS INC
HW
0001249884
HATFIELD HARLAN M
10701 S. RIVER FRONT PARKWAY, SUITE 300
SOUTH JORDAN
UT
84095
0
1
0
0
General Counsel
Restricted Stock
2015-11-04
4
A
0
5482
0
A
58516
D
Restricted Stock
2015-11-05
4
S
0
2788
17.7873
D
55728
D
Stock Appreciation Rights
17.83
2015-11-04
4
A
0
10422
0
A
2016-09-30
2025-09-30
Common Stock
10422
10422
D
Vesting pro rata yearly for a period of 3 years on September 30th, subject to performance condition.
Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards.
Harlan M. Hatfield
2015-11-05