0001003344-15-000061.txt : 20151109 0001003344-15-000061.hdr.sgml : 20151109 20151105191751 ACCESSION NUMBER: 0001003344-15-000061 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151104 FILED AS OF DATE: 20151105 DATE AS OF CHANGE: 20151105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEADWATERS INC CENTRAL INDEX KEY: 0001003344 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 870547337 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 BUSINESS PHONE: 8019849400 MAIL ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 FORMER COMPANY: FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC DATE OF NAME CHANGE: 19951113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD HARLAN M CENTRAL INDEX KEY: 0001249884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32459 FILM NUMBER: 151202146 MAIL ADDRESS: STREET 1: 10653 SOUTH RIVER FRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-11-04 0 0001003344 HEADWATERS INC HW 0001249884 HATFIELD HARLAN M 10701 S. RIVER FRONT PARKWAY, SUITE 300 SOUTH JORDAN UT 84095 0 1 0 0 General Counsel Restricted Stock 2015-11-04 4 A 0 5482 0 A 58516 D Restricted Stock 2015-11-05 4 S 0 2788 17.7873 D 55728 D Stock Appreciation Rights 17.83 2015-11-04 4 A 0 10422 0 A 2016-09-30 2025-09-30 Common Stock 10422 10422 D Vesting pro rata yearly for a period of 3 years on September 30th, subject to performance condition. Sale proceeds are for the payment of taxes due upon vesting of incentive stock awards. Harlan M. Hatfield 2015-11-05