0001003344-15-000029.txt : 20150508
0001003344-15-000029.hdr.sgml : 20150508
20150508180933
ACCESSION NUMBER: 0001003344-15-000029
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20150507
FILED AS OF DATE: 20150508
DATE AS OF CHANGE: 20150508
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HEADWATERS INC
CENTRAL INDEX KEY: 0001003344
STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272]
IRS NUMBER: 870547337
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0930
BUSINESS ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
BUSINESS PHONE: 8019849400
MAIL ADDRESS:
STREET 1: 10701 SOUTH RIVERFRONT PARKWAY
STREET 2: SUITE 300
CITY: SOUTH JORDAN
STATE: UT
ZIP: 84095
FORMER COMPANY:
FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC
DATE OF NAME CHANGE: 19951113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Spann Brent
CENTRAL INDEX KEY: 0001625025
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-32459
FILM NUMBER: 15848180
MAIL ADDRESS:
STREET 1: 6832 KORITE PLACE
CITY: CARLSBAD
STATE: CA
ZIP: 92009
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-05-07
0
0001003344
HEADWATERS INC
HW
0001625025
Spann Brent
10701 S. RIVER FRONT PARKWAY, SUITE 300
SOUTH JORDAN
UT
84095
0
1
0
0
Pres. HW Stone Div.
Common Stock
2015-05-07
4
M
0
4871
1.85
A
5115
D
Common Stock
2015-05-07
4
D
0
4871
19.71
D
244
D
Common Stock
2015-05-07
4
M
0
1619
13.57
A
1863
D
Common Stock
2015-05-07
4
M
0
2602
9.84
A
4465
D
Common Stock
2015-05-07
4
M
0
1992
4.6
A
6457
D
Common Stock
2015-05-07
4
M
0
1555
3.81
A
8012
D
Cash Settled Stock Appreciation Rights
1.85
2015-05-07
4
M
0
4871
0
D
2012-09-30
2016-09-30
Common Stock
4871
0
D
Stock Appreciation Rights
3.81
2015-05-07
4
M
0
1928
0
D
2011-09-30
2020-09-30
Common Stock
1928
2000
D
Stock Appreciation Rights
4.6
2015-05-07
4
M
0
2599
0
D
2010-09-30
2019-09-30
Common Stock
2599
0
D
Stock Appreciation Rights
9.84
2015-05-07
4
M
0
5198
0
D
2009-09-30
2018-09-30
Common Stock
5198
0
D
Stock Appreciation Rights
13.57
2015-05-07
4
M
0
5198
0
D
2008-09-30
2017-09-30
Common Stock
5198
0
D
SAR Settled in Cash Only.
By: D. Kerry Stubbs For: Brent Spann
2015-05-08
EX-24
2
powerbspann.txt
EDGAR SUPPORTING DOCUMENT
POWER OF ATTORNEY
KNOW ALL BY THESE PRESENTS, THAT THE UNDERSIGNED HEREBY CONSTITUTES AND
APPOINTS EACH OF HARLAN M. HATFIELD, D. KERRY STUBBS, and DONALD P.
NEWMAN, SIGNING SINGLY, THE UNDERSIGNED'S TRUE AND LAWFUL ATTORNEY-IN-FACT TO:
(1) execute for and on behalf of the undersigned, in the undersigned's
capacity as an officer and/or director of HEADWATERS INCORPORATED (the
"Company"), Forms 3, 4, and 5 (including amendments thereto) with respect to
securities of the Company in accordance with Section 16(a) of the Securities
Exchange Act of 1934 and the rules thereunder (the "Exchange Act");
(2) do and perform any and all acts for and on behalf of the
undersigned which may be necessary or desirable to complete and execute any such
Form 3, 4, or 5 (or amendment thereto), and timely file such form with the
United States Securities and Exchange Commission and any stock exchange or
similar authority; and
(3) take any other action of any type whatsoever in connection with the
foregoing which, in the opinion of such attorney-in-fact, may be of benefit to,
in the best interest of, or legally required by, the undersigned, it being
understood that the documents executed by such attorney-in-fact on behalf of the
undersigned pursuant to this Power of Attorney shall be in such form and shall
contain such terms and conditions as such attorney-in-fact may approve in such
attorney-in-fact's discretion.
The undersigned hereby grants to each such attorney-in-fact full power
and authority to do and perform any and every act and thing whatsoever
requisite, necessary, or proper to be done in the exercise of any of the rights
and powers herein granted, as fully to all intents and purposes as the
undersigned might or could do if personally present, with full power of
substitution or revocation, hereby ratifying and confirming all that such
attorney-in-fact shall lawfully do or cause to be done by virtue of this Power
of Attorney and the rights and powers herein granted. The undersigned
acknowledges that the foregoing attorneys-in-fact, in serving in such capacity
at the request of the undersigned, are not assuming, nor is the Company
assuming, any of the undersigned's responsibilities to comply with Section 16 of
the Exchange Act, and that this Power of Attorney does not relieve the
undersigned from responsibility for compliance with the undersigned's
obligations under the Exchange Act. The undersigned further acknowledges that
this Power of Attorney authorizes, but does not require, each such
attorney-in-fact to act in their discretion on information provided to such
attorney-in-fact without independent verification of such information.
This Power of Attorney shall remain in full force and effect until the
undersigned is no longer required to file Forms 3, 4, and 5 with respect to the
undersigned's holdings of and transactions in securities issued by the Company,
unless earlier revoked by the undersigned in a signed writing delivered to the
foregoing attorneys-in-fact.
IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney
to be executed as of this 10th day of November 2014.
/s/ Brent Spann
-----------------------------
Signature
Brent Spann
-----------------------------
Print Name