0001003344-15-000025.txt : 20150508 0001003344-15-000025.hdr.sgml : 20150508 20150508135520 ACCESSION NUMBER: 0001003344-15-000025 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150507 FILED AS OF DATE: 20150508 DATE AS OF CHANGE: 20150508 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEADWATERS INC CENTRAL INDEX KEY: 0001003344 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 870547337 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 BUSINESS PHONE: 8019849400 MAIL ADDRESS: STREET 1: 10701 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 FORMER COMPANY: FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC DATE OF NAME CHANGE: 19951113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN DONALD P CENTRAL INDEX KEY: 0001282236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32459 FILM NUMBER: 15845751 MAIL ADDRESS: STREET 1: 224 S 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2015-05-07 0 0001003344 HEADWATERS INC HW 0001282236 NEWMAN DONALD P 10701 S. RIVER FRONT PARKWAY, SUITE 300 SOUTH JORDAN UT 84095 0 1 0 0 Chiel Financial Officer Common Stock 2015-05-07 4 M 0 59115 1.85 A 100115 D Common Stock 2015-05-07 4 D 0 59115 19.71 D 41000 D Cash Settled Stock Appreciation Rights 1.85 2015-05-07 4 M 0 59115 0 D 2012-09-30 2016-09-30 Common Stock 59115 0 D SAR Settled in Cash Only. Donald P. Newman 2015-05-08