0001003344-13-000049.txt : 20131112 0001003344-13-000049.hdr.sgml : 20131111 20131112105251 ACCESSION NUMBER: 0001003344-13-000049 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20131107 FILED AS OF DATE: 20131112 DATE AS OF CHANGE: 20131112 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEADWATERS INC CENTRAL INDEX KEY: 0001003344 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 870547337 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10653 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 BUSINESS PHONE: 8019849400 MAIL ADDRESS: STREET 1: 10653 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 FORMER COMPANY: FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC DATE OF NAME CHANGE: 19951113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: HATFIELD HARLAN M CENTRAL INDEX KEY: 0001249884 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32459 FILM NUMBER: 131208362 MAIL ADDRESS: STREET 1: 10653 SOUTH RIVER FRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 4 1 edgardoc.xml PRIMARY DOCUMENT X0306 4 2013-11-07 0 0001003344 HEADWATERS INC HW 0001249884 HATFIELD HARLAN M 10653 S. RIVERFRONT PARKWAY, SUITE 300 SOUTH JORDAN UT 84095 0 1 0 0 General Counsel Restricted Stock 2013-11-07 4 A 0 10054 0 A 47523 D Stock Appreciation Rights 9.19 2013-11-07 4 A 0 20990 0 A 2014-09-30 2023-09-30 Common Stock 20990 20990 D Vesting pro rata yearly for a period of 3 years on September 30th, subject to stock price performance condition. Harlan M. Hatfield 2013-11-11