0001003344-11-000034.txt : 20110824 0001003344-11-000034.hdr.sgml : 20110824 20110824112129 ACCESSION NUMBER: 0001003344-11-000034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110824 FILED AS OF DATE: 20110824 DATE AS OF CHANGE: 20110824 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN DONALD P CENTRAL INDEX KEY: 0001282236 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32459 FILM NUMBER: 111053147 MAIL ADDRESS: STREET 1: 224 S 108TH AVENUE CITY: OMAHA STATE: NE ZIP: 68154 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HEADWATERS INC CENTRAL INDEX KEY: 0001003344 STANDARD INDUSTRIAL CLASSIFICATION: CONCRETE PRODUCTS, EXCEPT BLOCK & BRICK [3272] IRS NUMBER: 870547337 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 BUSINESS ADDRESS: STREET 1: 10653 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 BUSINESS PHONE: 8019849400 MAIL ADDRESS: STREET 1: 10653 SOUTH RIVERFRONT PARKWAY STREET 2: SUITE 300 CITY: SOUTH JORDAN STATE: UT ZIP: 84095 FORMER COMPANY: FORMER CONFORMED NAME: COVOL TECHNOLOGIES INC DATE OF NAME CHANGE: 19951113 4 1 edgardoc.xml PRIMARY DOCUMENT X0304 4 2011-08-24 0 0001003344 HEADWATERS INC HW 0001282236 NEWMAN DONALD P 10653 S. RIVERFRONT PARKWAY, SUITE 300 SOUTH JORDAN UT 84095 0 1 0 0 Chiel Financial Officer Common Stock 2011-08-24 4 P 0 100 1.9092 A 28100 D Common Stock 2011-08-24 4 P 0 3200 1.909 A 31300 D Common Stock 2011-08-24 4 P 0 200 1.9095 A 31500 D Common Stock 2011-08-24 4 P 0 100 1.9098 A 31600 D Common Stock 2011-08-24 4 P 0 3600 1.91 A 35200 D Common Stock 2011-08-24 4 P 0 5700 1.909 A 40900 D Common Stock 2011-08-24 4 P 0 100 1.91 A 41000 D Donald P. Newman 2011-08-24