-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BhPqpYfw1+AjrWHtbj3Tkk0iIG/R3U/I8BJyOE4Ztg4Kzai2kNbpGUPncr7ryn2X RKlIoxjW4g3iXYONNPRfgQ== 0000100334-04-000033.txt : 20041229 0000100334-04-000033.hdr.sgml : 20041229 20041229143626 ACCESSION NUMBER: 0000100334-04-000033 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 7 CONFORMED PERIOD OF REPORT: 20041031 FILED AS OF DATE: 20041229 DATE AS OF CHANGE: 20041229 EFFECTIVENESS DATE: 20041229 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CENTURY MUTUAL FUNDS INC CENTRAL INDEX KEY: 0000100334 IRS NUMBER: 446006315 STATE OF INCORPORATION: MO FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00816 FILM NUMBER: 041230701 BUSINESS ADDRESS: STREET 1: 4500 MAIN ST STREET 2: P O BOX 419200 CITY: KANSAS CITY STATE: MO ZIP: 64141 BUSINESS PHONE: 8165315575 MAIL ADDRESS: STREET 1: TWENTIETH CENTURY INVESTORS INC STREET 2: 4500 MAIN STREET CITY: KANSAS CITY STATE: MO ZIP: 64141-6200 FORMER COMPANY: FORMER CONFORMED NAME: TWENTIETH CENTURY INVESTORS INC DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil ACMF NSAR FOR 10 31 2004 PAGE 1 000 B000000 10/31/2004 000 C000000 0000100334 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AMERICAN CENTURY MUTUAL FUNDS, INC. 001 B000000 811-00816 001 C000000 8163407396 002 A000000 4500 MAIN 002 B000000 KANSAS CITY 002 C000000 MO 002 D010000 64111 002 D020000 7709 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 12 007 C010100 1 007 C020100 GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 SELECT FUND 007 C030200 N 007 C010300 3 007 C020300 ULTRA FUND 007 C030300 N 007 C010400 4 007 C020400 VISTA FUND 007 C030400 N 007 C010500 5 007 C020500 GIFTRUST FUND 007 C030500 N 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C021100 HERITAGE FUND 007 C031100 N 007 C011200 12 007 C021200 BALANCED FUND 007 C031200 N 007 C011300 13 007 C011400 14 PAGE 2 007 C011500 15 007 C011600 16 007 C011700 17 007 C021700 NEW OPPORTUNITIES FUND 007 C031700 N 007 C011800 18 007 C011900 19 007 C021900 CAPITAL VALUE FUND 007 C031900 N 007 C012000 20 007 C022000 VEEDOT FUND 007 C032000 N 007 C012100 21 007 C022100 NEW OPPORTUNITIES II FUND 007 C032100 N 007 C012200 22 007 C022200 CAPITAL GROWTH FUND 007 C032200 N 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 008 A00AA01 AMERICAN CENTURY INVESTMENT MANAGEMENT INC. 008 B00AA01 A 008 C00AA01 801-08174 008 D01AA01 KANSAS CITY 008 D02AA01 MO 008 D03AA01 64111 008 D04AA01 7709 010 A00AA01 AMERICAN CENTURY SERVICES CORPORATION 010 B00AA01 84-01406 010 C01AA01 KANSAS CITY 010 C02AA01 MO 010 C03AA01 64111 010 C04AA01 7709 010 A00AA02 DELETE 011 A00AA01 AMERICAN CENTURY INVESTMENT SERVICES, INC. 011 B00AA01 8-35220 011 C01AA01 KANSAS CITY 011 C02AA01 MO 011 C03AA01 64111 011 C04AA01 7709 011 A00AA02 DELETE 012 A00AA01 AMERICAN CENTURY SERVICES CORPORATION 012 B00AA01 84-01406 012 C01AA01 KANSAS CITY 012 C02AA01 MO PAGE 3 012 C03AA01 64111 012 C04AA01 7709 013 A00AA01 DELOITTE & TOUCHE LLP 013 B01AA01 KANSAS CITY 013 B02AA01 MO 013 B03AA01 64106 013 A00AA02 DELETE 014 A00AA01 AMERICAN CENTURY INVESTMENT SERVICES, INC. 014 B00AA01 8-35220 014 A00AA02 AMERICAN CENTURY BROKERAGE, INC. 014 B00AA02 8-50034 014 A00AA03 DELETE 015 A00AA01 JPMORGAN CHASE BANK 015 B00AA01 C 015 C01AA01 BROOKLYN 015 C02AA01 NY 015 C03AA01 11245 015 E03AA01 X 015 A00AA02 COMMERCE BANK, N.A. 015 B00AA02 C 015 C01AA02 KANSAS CITY 015 C02AA02 MO 015 C03AA02 64105 015 E06AA02 X 018 00AA00 Y 019 A00AA00 Y 019 B00AA00 82 019 C00AA00 AMERICENIN 020 A000001 BEAR STEARNS SECURITIES CORP. 020 B000001 13-3299429 020 C000001 4200 020 A000002 GOLDMAN SACHS & COMPANY 020 B000002 13-5108880 020 C000002 3534 020 A000003 CREDIT SUISSE FIRST BOSTON 020 B000003 13-5659485 020 C000003 2951 020 A000004 UBS WARBURG LLC 020 B000004 13-3873456 020 C000004 2716 020 A000005 REDIBOOK 020 B000005 13-5515160 020 C000005 2649 020 A000006 ROBERT W. 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L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 7836401 071 B000300 9354084 071 C000300 22813185 071 D000300 34 072 A000300 12 072 B000300 2711 PAGE 20 072 C000300 176525 072 D000300 0 072 E000300 3475 072 F000300 224856 072 G000300 0 072 H000300 0 072 I000300 0 072 J000300 0 072 K000300 0 072 L000300 0 072 M000300 350 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 0 072 S000300 0 072 T000300 3608 072 U000300 0 072 V000300 0 072 W000300 120 072 X000300 228934 072 Y000300 0 072 Z000300 -46223 072AA000300 1073441 072BB000300 0 072CC010300 0 072CC020300 17867 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 380200 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 22076106 074 G000300 0 074 H000300 0 074 I000300 948604 074 J000300 77865 074 K000300 0 074 L000300 10600 074 M000300 0 074 N000300 23493375 074 O000300 7873 074 P000300 18762 PAGE 21 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 955932 074 S000300 0 074 T000300 22510808 074 U010300 0 074 U020300 0 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 608411 074 Y000300 0 075 A000300 0 075 B000300 23066699 076 000300 0.00 024 000400 N 025 A000401 DELETE 025 D000401 0 025 A000402 DELETE 025 D000402 0 025 D000403 0 025 D000404 0 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 39450 028 A020400 0 028 A030400 0 028 A040400 29517 028 B010400 37621 028 B020400 0 028 B030400 0 028 B040400 18912 028 C010400 30969 028 C020400 0 028 C030400 0 028 C040400 28985 028 D010400 21189 028 D020400 0 028 D030400 0 028 D040400 22661 028 E010400 45607 028 E020400 0 028 E030400 0 028 E040400 23469 028 F010400 23911 028 F020400 0 028 F030400 0 PAGE 22 028 F040400 23199 028 G010400 198747 028 G020400 0 028 G030400 0 028 G040400 146743 028 H000400 0 029 000400 N 030 A000400 0 030 B000400 0.00 030 C000400 0.00 031 A000400 0 031 B000400 0 032 000400 0 033 000400 0 034 000400 Y 035 000400 0 036 A000400 N 036 B000400 0 037 000400 N 038 000400 0 039 000400 Y 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 237 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 1.000 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 PAGE 23 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 2500 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N PAGE 24 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 Y 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 3779028 071 B000400 3642529 071 C000400 1427365 071 D000400 255 072 A000400 12 072 B000400 492 072 C000400 7193 072 D000400 0 072 E000400 0 072 F000400 14415 072 G000400 0 072 H000400 0 072 I000400 0 072 J000400 0 072 K000400 0 PAGE 25 072 L000400 0 072 M000400 22 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 0 072 S000400 0 072 T000400 237 072 U000400 0 072 V000400 0 072 W000400 18 072 X000400 14692 072 Y000400 0 072 Z000400 -7007 072AA000400 160012 072BB000400 0 072CC010400 0 072CC020400 33247 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 0 074 B000400 46000 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 1516899 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 104485 074 K000400 0 074 L000400 1029 074 M000400 0 074 N000400 1668413 074 O000400 95879 074 P000400 1327 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 1965 074 S000400 0 074 T000400 1569242 074 U010400 0 074 U020400 0 PAGE 26 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 84802 074 Y000400 0 075 A000400 0 075 B000400 1466037 076 000400 0.00 024 000500 N 025 A000501 DELETE 025 D000501 0 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 918 028 A020500 0 028 A030500 0 028 A040500 2035 028 B010500 967 028 B020500 0 028 B030500 0 028 B040500 3246 028 C010500 880 028 C020500 0 028 C030500 0 028 C040500 3368 028 D010500 961 028 D020500 0 028 D030500 0 028 D040500 3135 028 E010500 804 028 E020500 0 028 E030500 0 028 E040500 2726 028 F010500 822 028 F020500 0 028 F030500 0 028 F040500 2731 028 G010500 5352 028 G020500 0 028 G030500 0 028 G040500 17241 028 H000500 0 029 000500 N 030 A000500 0 030 B000500 0.00 030 C000500 0.00 PAGE 27 031 A000500 0 031 B000500 0 032 000500 0 033 000500 0 034 000500 N 035 000500 0 036 B000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 N 041 000500 N 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 0 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 1.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 N PAGE 28 052 000500 N 053 A000500 Y 053 B000500 Y 053 C000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 2500 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N PAGE 29 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 2272171 071 B000500 2246798 071 C000500 864368 071 D000500 260 072 A000500 12 072 B000500 269 072 C000500 3187 072 D000500 0 072 E000500 155 072 F000500 8874 072 G000500 0 072 H000500 0 072 I000500 0 072 J000500 0 072 K000500 0 072 L000500 0 072 M000500 13 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 0 072 S000500 0 072 T000500 0 PAGE 30 072 U000500 0 072 V000500 0 072 W000500 9 072 X000500 8896 072 Y000500 4516 072 Z000500 -769 072AA000500 42726 072BB000500 0 072CC010500 0 072CC020500 56297 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 9500 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 861510 074 G000500 0 074 H000500 0 074 I000500 183877 074 J000500 17045 074 K000500 0 074 L000500 236 074 M000500 0 074 N000500 1072168 074 O000500 22821 074 P000500 724 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 183912 074 S000500 0 074 T000500 864711 074 U010500 62611 074 U020500 0 074 V010500 13.81 074 V020500 0.00 074 W000500 0.0000 074 X000500 301811 074 Y000500 0 075 A000500 0 075 B000500 890336 076 000500 0.00 024 001100 N PAGE 31 025 A001101 DELETE 025 D001101 0 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 12736 028 A021100 0 028 A031100 0 028 A041100 27954 028 B011100 8016 028 B021100 0 028 B031100 0 028 B041100 20776 028 C011100 10451 028 C021100 0 028 C031100 0 028 C041100 16835 028 D011100 7300 028 D021100 0 028 D031100 0 028 D041100 18221 028 E011100 14625 028 E021100 0 028 E031100 0 028 E041100 30485 028 F011100 8712 028 F021100 0 028 F031100 0 028 F041100 20717 028 G011100 61840 028 G021100 0 028 G031100 0 028 G041100 134988 028 H001100 0 029 001100 N 030 A001100 0 030 B001100 0.00 030 C001100 0.00 031 A001100 0 031 B001100 0 032 001100 0 033 001100 0 034 001100 Y 035 001100 0 036 A001100 N 036 B001100 0 037 001100 N PAGE 32 038 001100 0 039 001100 Y 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 85 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 1.000 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 N 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y PAGE 33 060 A001100 Y 060 B001100 Y 061 001100 2500 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 N 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y PAGE 34 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 Y 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 3337104 071 B001100 3379810 071 C001100 1263988 071 D001100 264 072 A001100 12 072 B001100 381 072 C001100 6918 072 D001100 0 072 E001100 0 072 F001100 12821 072 G001100 0 072 H001100 0 072 I001100 0 072 J001100 0 072 K001100 0 072 L001100 0 072 M001100 19 072 N001100 0 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 0 072 S001100 0 072 T001100 85 072 U001100 0 072 V001100 0 072 W001100 9 072 X001100 12934 072 Y001100 0 072 Z001100 -5635 072AA001100 103755 072BB001100 0 072CC011100 0 072CC021100 101497 PAGE 35 072DD011100 0 072DD021100 0 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 0 074 B001100 12500 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 1220248 074 G001100 0 074 H001100 0 074 I001100 0 074 J001100 32848 074 K001100 0 074 L001100 425 074 M001100 0 074 N001100 1266021 074 O001100 41181 074 P001100 1024 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 1228 074 S001100 0 074 T001100 1222588 074 U011100 0 074 U021100 0 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 45498 074 Y001100 0 075 A001100 0 075 B001100 1302547 076 001100 0.00 024 001200 Y 025 A001201 MERRILL LYNCH MORTGAGE INVESTORS 025 B001201 13-2973073 025 C001201 D 025 D001201 94 025 A001202 AMERICAN EXPRESS CO. 025 B001202 13-4922250 025 C001202 E 025 D001202 3720 025 A001203 MORGAN STANLEY 025 B001203 13-2655998 PAGE 36 025 C001203 D 025 D001203 4112 025 A001204 BEAR STEARNS COMPANIES, INC. 025 B001204 13-3299429 025 C001204 D 025 D001204 846 025 A001205 GOLDMAN SACHS GROUP INC. 025 B001205 13-5108880 025 C001205 D 025 D001205 1569 025 A001206 CITIGROUP INC. 025 B001206 11-2418067 025 C001206 D 025 D001206 8026 025 A001207 WACHOIVA CORP. 025 B001207 56-0276690 025 C001207 E 025 D001207 7369 025 A001208 WACHOVIA BANK 025 B001208 56-0276690 025 C001208 D 025 D001208 661 025 A001209 AMERICAN EXPRESS CO. 025 B001209 13-4922250 025 C001209 D 025 D001209 514 025 A001210 LB-UBS COMMERCIAL MORTGAGE 025 B001210 13-2518466 025 C001210 D 025 D001210 2688 025 A001211 DELETE 025 D001211 0 025 A001212 DELETE 025 D001212 0 025 A001213 DELETE 025 D001213 0 025 A001214 DELETE 025 D001214 0 025 D001215 0 025 D001216 0 028 A011200 3925 028 A021200 0 028 A031200 0 028 A041200 6266 028 B011200 4196 028 B021200 2942 028 B031200 0 028 B041200 11392 028 C011200 4363 028 C021200 0 028 C031200 0 PAGE 37 028 C041200 5760 028 D011200 3840 028 D021200 0 028 D031200 0 028 D041200 7413 028 E011200 4448 028 E021200 2480 028 E031200 0 028 E041200 5429 028 F011200 4625 028 F021200 0 028 F031200 0 028 F041200 5784 028 G011200 25397 028 G021200 5422 028 G031200 0 028 G041200 42044 028 H001200 0 029 001200 N 030 A001200 0 030 B001200 0.00 030 C001200 0.00 031 A001200 0 031 B001200 0 032 001200 0 033 001200 0 034 001200 N 035 001200 0 036 B001200 0 037 001200 N 038 001200 0 039 001200 Y 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 84 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 1000000 048 A021200 0.900 048 B011200 0 PAGE 38 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 1000000 048 K021200 0.800 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 Y 060 B001200 Y 061 001200 2500 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 PAGE 39 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 B001200 N 066 C001200 N 066 D001200 N 066 E001200 N 066 F001200 N 066 G001200 Y 067 001200 Y 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 N 070 E021200 Y 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 Y 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 Y 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 Y 071 A001200 1212318 071 B001200 1218019 PAGE 40 071 C001200 594648 071 D001200 204 072 A001200 12 072 B001200 8993 072 C001200 6436 072 D001200 0 072 E001200 103 072 F001200 5409 072 G001200 0 072 H001200 0 072 I001200 0 072 J001200 0 072 K001200 0 072 L001200 0 072 M001200 9 072 N001200 0 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 0 072 S001200 0 072 T001200 84 072 U001200 0 072 V001200 0 072 W001200 4 072 X001200 5506 072 Y001200 0 072 Z001200 10026 072AA001200 55859 072BB001200 0 072CC011200 0 072CC021200 16885 072DD011200 0 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 0 074 B001200 4100 074 C001200 57523 074 D001200 241226 074 E001200 0 074 F001200 357814 074 G001200 0 074 H001200 0 074 I001200 45950 074 J001200 5796 074 K001200 0 074 L001200 2501 PAGE 41 074 M001200 0 074 N001200 714910 074 O001200 56241 074 P001200 467 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 46359 074 S001200 0 074 T001200 611843 074 U011200 0 074 U021200 0 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 33792 074 Y001200 0 075 A001200 0 075 B001200 608493 076 001200 0.00 024 001700 N 025 D001701 0 025 D001702 0 025 D001703 0 025 D001704 0 025 D001705 0 025 D001706 0 025 D001707 0 025 D001708 0 028 A011700 434 028 A021700 0 028 A031700 0 028 A041700 2599 028 B011700 243 028 B021700 0 028 B031700 0 028 B041700 3899 028 C011700 1423 028 C021700 0 028 C031700 0 028 C041700 3971 028 D011700 809 028 D021700 0 028 D031700 0 028 D041700 5139 028 E011700 613 028 E021700 0 028 E031700 0 028 E041700 3193 028 F011700 640 PAGE 42 028 F021700 0 028 F031700 0 028 F041700 5177 028 G011700 4162 028 G021700 0 028 G031700 0 028 G041700 23978 028 H001700 0 029 001700 N 030 A001700 0 030 B001700 0.00 030 C001700 0.00 031 A001700 0 031 B001700 0 032 001700 0 033 001700 0 034 001700 N 035 001700 0 036 B001700 0 037 001700 Y 038 001700 219 039 001700 Y 040 001700 N 041 001700 N 042 A001700 0 042 B001700 0 042 C001700 0 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 043 001700 0 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 0.000 048 A011700 500000 048 A021700 1.500 048 B011700 500000 048 B021700 1.300 048 C011700 0 048 C021700 0.000 048 D011700 0 048 D021700 0.000 048 E011700 0 048 E021700 0.000 048 F011700 0 048 F021700 0.000 048 G011700 0 PAGE 43 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 1000000 048 K021700 1.100 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N 055 A001700 Y 055 B001700 N 056 001700 Y 057 001700 N 058 A001700 N 059 001700 Y 060 A001700 Y 060 B001700 Y 061 001700 10000 062 A001700 N 062 B001700 0.0 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.0 062 M001700 0.0 062 N001700 0.0 062 O001700 0.0 062 P001700 0.0 062 Q001700 0.0 062 R001700 0.0 066 A001700 Y 066 B001700 N 066 C001700 Y 066 D001700 N 066 E001700 N 066 F001700 N 066 G001700 N 067 001700 N 068 A001700 N 068 B001700 N PAGE 44 069 001700 N 070 A011700 Y 070 A021700 Y 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 Y 070 D021700 N 070 E011700 N 070 E021700 N 070 F011700 Y 070 F021700 N 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 Y 070 K021700 N 070 L011700 Y 070 L021700 Y 070 M011700 Y 070 M021700 Y 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 Y 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 N 071 A001700 796372 071 B001700 843060 071 C001700 295805 071 D001700 269 072 A001700 12 072 B001700 63 072 C001700 1285 072 D001700 0 072 E001700 0 072 F001700 4492 072 G001700 0 072 H001700 0 072 I001700 0 072 J001700 0 PAGE 45 072 K001700 0 072 L001700 0 072 M001700 4 072 N001700 0 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 0 072 S001700 0 072 T001700 0 072 U001700 0 072 V001700 0 072 W001700 5 072 X001700 4501 072 Y001700 0 072 Z001700 -3153 072AA001700 27030 072BB001700 0 072CC011700 0 072CC021700 23133 072DD011700 0 072DD021700 0 072EE001700 0 073 A011700 0.0000 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 074 A001700 0 074 B001700 0 074 C001700 10700 074 D001700 0 074 E001700 0 074 F001700 266946 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 15594 074 K001700 0 074 L001700 85 074 M001700 0 074 N001700 293325 074 O001700 18364 074 P001700 353 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 1053 074 S001700 0 074 T001700 273555 074 U011700 54052 PAGE 46 074 U021700 0 074 V011700 5.06 074 V021700 0.00 074 W001700 0.0000 074 X001700 6762 074 Y001700 0 075 A001700 0 075 B001700 301462 076 001700 0.00 024 001900 Y 025 A001901 CITIGROUP INC. 025 B001901 11-2418067 025 C001901 E 025 D001901 12974 025 A001902 FISERV, INC. 025 C001902 E 025 D001902 1823 025 A001903 MERRILL LYNCH & COMPANY INC. 025 B001903 13-2973073 025 C001903 E 025 D001903 4051 025 A001904 MORGAN STANLEY 025 B001904 13-2655998 025 C001904 E 025 D001904 3878 025 A001905 WACHOVIA CORP. 025 B001905 56-0276690 025 C001905 E 025 D001905 4075 025 D001906 0 025 D001907 0 025 D001908 0 028 A011900 6778 028 A021900 0 028 A031900 0 028 A041900 2520 028 B011900 13656 028 B021900 0 028 B031900 0 028 B041900 1978 028 C011900 12117 028 C021900 0 028 C031900 0 028 C041900 2674 028 D011900 19978 028 D021900 0 028 D031900 0 028 D041900 2841 028 E011900 28460 028 E021900 0 028 E031900 0 PAGE 47 028 E041900 2043 028 F011900 33194 028 F021900 0 028 F031900 0 028 F041900 2921 028 G011900 114183 028 G021900 0 028 G031900 0 028 G041900 14977 028 H001900 0 029 001900 N 030 A001900 0 030 B001900 0.00 030 C001900 0.00 031 A001900 0 031 B001900 0 032 001900 0 033 001900 0 034 001900 N 035 001900 0 036 B001900 0 037 001900 N 038 001900 0 039 001900 Y 040 001900 Y 041 001900 Y 042 A001900 0 042 B001900 0 042 C001900 0 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 100 043 001900 19 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.000 048 A011900 500000 048 A021900 1.100 048 B011900 500000 048 B021900 1.000 048 C011900 0 048 C021900 0.000 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 PAGE 48 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 1000000 048 K021900 0.900 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 N 055 A001900 N 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 2500 062 A001900 N 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 066 A001900 Y 066 B001900 N 066 C001900 N 066 D001900 Y 066 E001900 N 066 F001900 N 066 G001900 N 067 001900 N PAGE 49 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 Y 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 N 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 N 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 N 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 Y 070 Q011900 N 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A001900 183127 071 B001900 25359 071 C001900 171116 071 D001900 15 072 A001900 12 072 B001900 106 072 C001900 4445 072 D001900 0 072 E001900 0 072 F001900 1928 072 G001900 0 072 H001900 0 PAGE 50 072 I001900 0 072 J001900 0 072 K001900 0 072 L001900 0 072 M001900 3 072 N001900 0 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 0 072 S001900 0 072 T001900 19 072 U001900 0 072 V001900 0 072 W001900 1 072 X001900 1950 072 Y001900 0 072 Z001900 2602 072AA001900 1572 072BB001900 0 072CC011900 15422 072CC021900 0 072DD011900 0 072DD021900 0 072EE001900 0 073 A011900 0.0000 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 1089 074 B001900 14000 074 C001900 0 074 D001900 0 074 E001900 0 074 F001900 274007 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 0 074 K001900 0 074 L001900 1290 074 M001900 0 074 N001900 290385 074 O001900 3160 074 P001900 248 074 Q001900 0 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 0 074 S001900 0 PAGE 51 074 T001900 286977 074 U011900 0 074 U021900 0 074 V011900 0.00 074 V021900 0.00 074 W001900 0.0000 074 X001900 5281 074 Y001900 0 075 A001900 0 075 B001900 179058 076 001900 0.00 024 002000 Y 025 A002001 A.G. EDWARDS INC. 025 B002001 43-0895447 025 C002001 E 025 D002001 471 025 A002002 DELETE 025 D002002 0 025 A002003 DELETE 025 D002003 0 025 D002004 0 025 D002005 0 025 D002006 0 025 D002007 0 025 D002008 0 028 A012000 581 028 A022000 0 028 A032000 0 028 A042000 2091 028 B012000 430 028 B022000 0 028 B032000 0 028 B042000 1302 028 C012000 439 028 C022000 0 028 C032000 0 028 C042000 1962 028 D012000 348 028 D022000 0 028 D032000 0 028 D042000 2164 028 E012000 224 028 E022000 0 028 E032000 0 028 E042000 2066 028 F012000 493 028 F022000 0 028 F032000 0 028 F042000 3222 028 G012000 2515 028 G022000 0 PAGE 52 028 G032000 0 028 G042000 12807 028 H002000 0 029 002000 N 030 A002000 0 030 B002000 0.00 030 C002000 0.00 031 A002000 0 031 B002000 0 032 002000 0 033 002000 0 034 002000 N 035 002000 0 036 B002000 0 037 002000 Y 038 002000 433 039 002000 Y 040 002000 Y 041 002000 N 042 A002000 0 042 B002000 0 042 C002000 0 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 0 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.000 048 A012000 500000 048 A022000 1.500 048 B012000 500000 048 B022000 1.300 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 PAGE 53 048 J012000 0 048 J022000 0.000 048 K012000 1000000 048 K022000 1.100 049 002000 N 050 002000 N 051 002000 N 052 002000 N 053 A002000 N 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 N 060 B002000 N 061 002000 2500 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 Y 066 D002000 N 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 Y 070 B012000 Y 070 B022000 N PAGE 54 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 N 070 E022000 N 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 Y 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 Y 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 Y 070 Q012000 N 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 820364 071 B002000 837524 071 C002000 238165 071 D002000 344 072 A002000 12 072 B002000 52 072 C002000 2211 072 D002000 0 072 E002000 0 072 F002000 3621 072 G002000 0 072 H002000 0 072 I002000 0 072 J002000 0 072 K002000 0 072 L002000 0 072 M002000 3 072 N002000 0 072 O002000 0 PAGE 55 072 P002000 0 072 Q002000 0 072 R002000 0 072 S002000 0 072 T002000 0 072 U002000 0 072 V002000 0 072 W002000 2 072 X002000 3626 072 Y002000 0 072 Z002000 -1363 072AA002000 17531 072BB002000 0 072CC012000 0 072CC022000 13544 072DD012000 0 072DD022000 0 072EE002000 0 073 A012000 0.0000 073 A022000 0.0000 073 B002000 0.0000 073 C002000 0.0000 074 A002000 1732 074 B002000 6200 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 226832 074 G002000 0 074 H002000 0 074 I002000 0 074 J002000 18195 074 K002000 0 074 L002000 136 074 M002000 0 074 N002000 253096 074 O002000 20784 074 P002000 294 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 0 074 S002000 0 074 T002000 232018 074 U012000 43407 074 U022000 2431 074 V012000 5.06 074 V022000 5.10 074 W002000 0.0000 074 X002000 13601 PAGE 56 074 Y002000 0 075 A002000 0 075 B002000 242974 076 002000 0.00 024 002100 N 025 D002101 0 025 D002102 0 025 D002103 0 025 D002104 0 025 D002105 0 025 D002106 0 025 D002107 0 025 D002108 0 028 A012100 2370 028 A022100 0 028 A032100 0 028 A042100 714 028 B012100 4906 028 B022100 0 028 B032100 0 028 B042100 866 028 C012100 3103 028 C022100 0 028 C032100 0 028 C042100 570 028 D012100 4337 028 D022100 0 028 D032100 0 028 D042100 374 028 E012100 4785 028 E022100 0 028 E032100 0 028 E042100 805 028 F012100 3662 028 F022100 0 028 F032100 0 028 F042100 610 028 G012100 23163 028 G022100 0 028 G032100 0 028 G042100 3939 028 H002100 15823 029 002100 Y 030 A002100 24 030 B002100 5.75 030 C002100 0.00 031 A002100 0 031 B002100 0 032 002100 0 033 002100 24 034 002100 Y PAGE 57 035 002100 6 036 A002100 N 036 B002100 0 037 002100 N 038 002100 0 039 002100 Y 040 002100 Y 041 002100 Y 042 A002100 0 042 B002100 0 042 C002100 0 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 042 H002100 100 043 002100 29 044 002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 0.000 048 A012100 500000 048 A022100 1.500 048 B012100 500000 048 B022100 1.300 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 1000000 048 K022100 1.100 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 N 055 A002100 N 055 B002100 N PAGE 58 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 10000 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 Y 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 N 069 002100 N 070 A012100 Y 070 A022100 Y 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 N 070 E022100 N 070 F012100 Y 070 F022100 N 070 G012100 Y 070 G022100 N 070 H012100 Y PAGE 59 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 Y 070 J022100 N 070 K012100 Y 070 K022100 N 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 Y 070 N012100 Y 070 N022100 N 070 O012100 Y 070 O022100 N 070 P012100 Y 070 P022100 Y 070 Q012100 N 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 132045 071 B002100 109967 071 C002100 43145 071 D002100 255 072 A002100 12 072 B002100 16 072 C002100 167 072 D002100 0 072 E002100 0 072 F002100 665 072 G002100 0 072 H002100 0 072 I002100 0 072 J002100 0 072 K002100 0 072 L002100 0 072 M002100 1 072 N002100 0 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 0 072 S002100 0 072 T002100 29 072 U002100 0 072 V002100 0 072 W002100 1 072 X002100 695 072 Y002100 0 072 Z002100 -512 PAGE 60 072AA002100 4383 072BB002100 0 072CC012100 0 072CC022100 239 072DD012100 0 072DD022100 0 072EE002100 0 073 A012100 0.0000 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 152 074 B002100 2600 074 C002100 0 074 D002100 0 074 E002100 0 074 F002100 59521 074 G002100 0 074 H002100 0 074 I002100 0 074 J002100 3336 074 K002100 0 074 L002100 178 074 M002100 0 074 N002100 65786 074 O002100 3973 074 P002100 82 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 20 074 S002100 0 074 T002100 61711 074 U012100 0 074 U022100 0 074 V012100 0.00 074 V022100 0.00 074 W002100 0.0000 074 X002100 1907 074 Y002100 0 075 A002100 0 075 B002100 44306 076 002100 0.00 024 002200 Y 025 A002201 GOLDMAN SACHS & COMPANY 025 B002201 13-5108880 025 C002201 E 025 D002201 18 025 A002202 AMERICAN EXPRESS CO. 025 B002202 13-4922250 PAGE 61 025 C002202 E 025 D002202 26 025 D002203 0 025 D002204 0 025 D002205 0 025 D002206 0 025 D002207 0 025 D002208 0 028 A012200 1 028 A022200 0 028 A032200 0 028 A042200 0 028 B012200 70 028 B022200 0 028 B032200 0 028 B042200 0 028 C012200 32 028 C022200 0 028 C032200 0 028 C042200 0 028 D012200 61 028 D022200 0 028 D032200 0 028 D042200 0 028 E012200 223 028 E022200 0 028 E032200 0 028 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002200 N 053 A002200 N 055 A002200 Y 055 B002200 N 056 002200 Y 057 002200 N 058 A002200 N 059 002200 Y 060 A002200 Y 060 B002200 Y PAGE 63 061 002200 2500 062 A002200 N 062 B002200 0.0 062 C002200 0.0 062 D002200 0.0 062 E002200 0.0 062 F002200 0.0 062 G002200 0.0 062 H002200 0.0 062 I002200 0.0 062 J002200 0.0 062 K002200 0.0 062 L002200 0.0 062 M002200 0.0 062 N002200 0.0 062 O002200 0.0 062 P002200 0.0 062 Q002200 0.0 062 R002200 0.0 066 A002200 Y 066 B002200 N 066 C002200 Y 066 D002200 N 066 E002200 N 066 F002200 N 066 G002200 N 067 002200 N 068 A002200 N 068 B002200 N 069 002200 N 070 A012200 Y 070 A022200 N 070 B012200 Y 070 B022200 N 070 C012200 Y 070 C022200 N 070 D012200 Y 070 D022200 N 070 E012200 N 070 E022200 N 070 F012200 Y 070 F022200 N 070 G012200 Y 070 G022200 N 070 H012200 Y 070 H022200 N 070 I012200 N 070 I022200 N 070 J012200 Y 070 J022200 N 070 K012200 Y PAGE 64 070 K022200 Y 070 L012200 Y 070 L022200 Y 070 M012200 Y 070 M022200 Y 070 N012200 Y 070 N022200 N 070 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074 R032200 0 074 R042200 59 074 S002200 0 074 T002200 1485 074 U012200 0 074 U022200 0 074 V012200 0.00 074 V022200 0.00 074 W002200 0.0000 074 X002200 41 074 Y002200 0 075 A002200 0 075 B002200 1105 076 002200 0.00 SIGNATURE JON ZINDEL TITLE TAX OFFICER EX-99.77B 2 exhibit77ba.txt ACMF EXHIBIT 77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors and Shareholders, American Century Mutual Funds, Inc.: In planning and performing our audit of the financial statements of Select Fund, Heritage Fund, Growth Fund, Giftrust Fund, New Opportunities Fund, Balanced Fund, Capital Value Fund, Veedot Fund, New Opportunities II Fund, and Capital Growth Fund, ten of the mutual funds comprising American Century Mutual Funds, Inc. (the "Company"), for the fiscal year ended October 31, 2004 (on which we have issued our report dated December 15, 2004), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Company's internal control. The management of the Company is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in any internal control, misstatements due to error or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that internal control may become inadequate because of changes in conditions or that the degree of compliance with policies or procedures may deteriorate. Our consideration of the Company's internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards of the Public Company Accounting Oversight Board (United States). A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the Company's internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above as of October 31, 2004. This report is intended solely for the information and use of the Company's management, the Board of Directors and Shareholders of American Century Mutual Funds, Inc., and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/Deloitte & Touche LLP Deloitte & Touche LLP Kansas City, Missouri December 15, 2004 EX-99.77B 3 exhibit77bb.txt ACMF EXHIBIT 77B REPORT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM The Board of Directors and Shareholders, American Century Mutual Funds, Inc.: In planning and performing our audit of the financial statements of Ultra Fund and Vista Fund (collectively, the "Funds"), two of the mutual funds comprising American Century Mutual Funds, Inc. (the "Company"), for the fiscal year ended October 31, 2004 (on which we have issued our report dated December 8, 2004), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Company's internal control. The management of the Company is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in any internal control, misstatements due to error or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that internal control may become inadequate because of changes in conditions or that the degree of compliance with policies or procedures may deteriorate. Our consideration of the Company's internal control would not necessarily disclose all matters in the internal control that might be material weaknesses under standards of the Public Company Accounting Oversight Board (United States). A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the Company's internal control and its operation, including controls for safeguarding securities that we consider to be material weaknesses as defined above as of October 31, 2004. This report is intended solely for the information and use of the Company's management, the Board of Directors and Shareholders of American Century Mutual Funds, Inc., and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/Deloitte & Touche LLP Deloitte & Touche LLP Kansas City, Missouri December 8, 2004 EX-99.77P 4 exhibit77p.txt ACMF EXHIBIT 77P American Century Mutual Funds, Inc. Exhibit 77 P For year ending 10/31/2004 Fund Issuer Ticker Principal Amount Amount Pur Trade Date Price UnderwriteUnderwritinUnderw Spr NEW OP New York & Co Inc NWY $ 170,000,000 $ 1,821,431.00 10/6/2004 $17.00 BEAR 7.000% $1.190 NOII New York & Co Inc NWY $ 170,000,000 $ 385,645.00 10/6/2004 $17.00 BEAR 7.000% $1.190 CPGR Dreamworks Animation SKG, Inc DWA $ 812,000,000 $ 392.00 10/27/2004 $28.00 GSCO 5.750% $1.610 GIFTRUSTDreamworks Animation SKG, Inc DWA $ 812,000,000 $ 239,960.00 10/27/2004 $28.00 GSCO 5.750% $1.610 GROWTH Dreamworks Animation SKG, Inc DWA $ 812,000,000 $ 1,355,032.00 10/27/2004 $28.00 GSCO 5.750% $1.610 HERITAGEDreamworks Animation SKG, Inc DWA $ 812,000,000 $ 339,892.00 10/27/2004 $28.00 GSCO 5.750% $1.610 ULTRA Dreamworks Animation SKG, Inc DWA $ 812,000,000 $ 6,221,208.00 10/27/2004 $28.00 GSCO 5.750% $1.610
EX-99.77Q1 5 exhibit77q1a.txt ACMF EXHIBIT 77Q1A AMERICAN CENTURY MUTUAL FUNDS, INC. Bylaws - ------------------------------------------------------------------------------ AMERICAN CENTURY MUTUAL FUNDS, INC. BY-LAWS as amended and restated as of September 21, 2004 OFFICES Section 1. The registered office shall be in the City of Baltimore, State of Maryland. Section 2. The Corporation may also have offices at such other places both within and without the State of Maryland as the Board of Directors may from time to time determine or the business of the Corporation may require. MEETINGS OF STOCKHOLDERS Section 3. Meetings of the stockholders shall be held at the office of the Corporation in Kansas City, Missouri or at any other place within the United States as shall be designated from time to time by the Board of Directors and stated in the notice of meeting. Section 4. The Corporation shall not be required to hold an annual meeting of its stockholders in any year in which the election of Directors is not required by the Investment Company Act of 1940, as amended (the "Investment Company Act"), to be acted upon by the holders of any class or series of stock of the Corporation. The use of the term "annual meeting," wherever found in these By-laws, shall not be construed to imply a requirement that a stockholder meeting be held annually. In the event that the Corporation shall be required by the Investment Company Act to hold an annual meeting of stockholders to elect Directors, such meeting shall be held at a date and time set by the Board of Directors in accordance with the Investment Company Act (but in no event later than 120 days after the occurrence of the event requiring the election of Directors). Any annual meeting that is not required by the Investment Company Act shall be held on a date and time during the month of July set by the Board of Directors. At any annual meeting, the stockholders shall elect a Board of Directors and may transact any business within the powers of the Corporation. Any business of the Corporation may be transacted at an annual meeting without being specially designated in the notice, except such business as is specifically required by statute to be stated in the notice. Section 5. A majority of the stock issued and outstanding and entitled to vote at any meeting of stockholders, the holders of which are present in person or represented by proxy, shall constitute a quorum for the transaction of business, except as otherwise provided by law, by the Articles of Incorporation, or by these By-laws. Where the approval of any particular item of business to come before a meeting requires the approval of one or more than one class or series of stock, voting separately, the holders of a majority of each of such classes or series entitled to be voted must be present to constitute a quorum for the transaction of such item of business. If, however, a quorum shall not be present or represented at any meeting of the stockholders, a majority of the voting stock represented in person or by proxy may adjourn the meeting from time to time, without notice other than announcement at the meeting, until a quorum shall be present or represented. At such adjourned meeting at which a quorum shall be present or represented, any business may be transacted which might have been transacted at the meeting as originally notified. If the adjournment is for more than 90 days, or if after the adjournment a new record date is fixed for the adjourned meeting, a notice of the adjourned meeting shall be given to each stockholder of record entitled to vote thereat. Section 6. When a quorum is present at any meeting, a majority of all the votes cast is sufficient to approve any matter which properly comes before the meeting, unless a different vote for such matter is specified by law, by the Articles of Incorporation or by these By-laws, in which case such different specified vote shall be required to approve such matter. Section 7. Special meetings of the stockholders may be called at any time by the Board of Directors, or by the Chairman of the Board, the President, a Vice President, the Secretary or an Assistant Secretary. Section 8. Special meetings of the stockholders shall be called by the Secretary upon written request of stockholders entitled to cast at least 25 percent of all the votes entitled to be cast at such meeting. Such request shall state the purpose or purposes of such meeting and the matters proposed to be acted on thereat. After verification of the sufficiency of such request, the Secretary shall then inform the requesting stockholders of the reasonably estimated cost of preparing and mailing such notice of the meeting. Upon payment to the Corporation of such costs the Secretary shall give notice stating the purpose or purposes of the meeting to all stockholders entitled to notice of such meeting; provided, however, unless requested by stockholders entitled to cast a majority of all the votes entitled to be cast at the meeting, no special meeting need be called to consider any matter which is substantially the same as a matter voted upon at any special meeting of the stockholders held during the preceding 12 months. Section 9. Not less than ten nor more than 90 days before the date of every stockholders' meeting, the Secretary shall give to each stockholder entitled to vote at such meeting, and to each stockholder not entitled to vote who is entitled by statute to notice, written or printed notice stating (i) the time and place of the meeting and, (ii) the purpose or purposes for which the meeting is called if the meeting is a special meeting, or if notice of the purpose of the meeting is required by statute to be given. Such notice shall be given either by mail or by presenting it to the stockholder personally or by leaving it at his residence or usual place of business. If mailed, such notice shall be deemed to be given when deposited in the United States mail addressed to the stockholder at his address as it appears on the records of the Corporation, with postage thereon prepaid. Section 10. Business transacted at any special meeting of stockholders shall be limited to the purposes stated in the notice of the meeting. Section 11. At all meetings of stockholders, a stockholder may vote the shares owned of record by him on the record date (determined in accordance with Section 42 hereof) for each such stockholders' meeting either in person or by written proxy signed by the stockholder or by his duly authorized attorney-in-fact. No proxy shall be valid after 11 months from its date, unless otherwise provided in the proxy. At all meetings of stockholders, unless the voting is conducted by inspectors, all questions relating to the qualifications of voters and the validity of proxies and the acceptance or rejection of votes shall be decided by the chairman of the meeting. DIRECTORS Section 12. The number of Directors of the Corporation shall be seven. By vote of a majority of the entire Board of Directors, the number of Directors fixed by the Articles of Incorporation or by these By-laws may be increased or decreased from time to time to a number not exceeding 15 nor less than three, but the tenure of office of a Director shall not be affected by any decrease in the number of Directors so made by the Board. Until the first annual meeting of stockholders or until successors are duly elected and qualify, the Board shall consist of the persons named as such in the Articles of Incorporation. At the first annual meeting of stockholders and at each annual meeting thereafter, the stockholders shall elect Directors to hold office until the next annual meeting or until their successors are elected and qualify. A plurality of all the votes cast at an annual meeting at which a quorum is present shall be required to elect Directors of the Corporation. Each Director, upon his election, shall qualify by accepting the Office of Director, and his attendance at, or his written approval of the minutes of, any meeting of the newly-elected directors shall constitute his acceptance of such office, or he may execute such acceptance by a separate writing, which shall be placed in the minute book. Directors need not be stockholders of the Corporation. Disinterested Directors shall be required to retire from the Board of Directors when they reach the age of seventy-two (72). Section 13. The business and affairs of the Corporation shall be managed by its Board of Directors, which may exercise all the powers of the Corporation, except such as are by law and by the Articles of Incorporation or by these By-laws conferred upon or reserved to the stockholders. MEETINGS OF THE BOARD OF DIRECTORS Section 14. Meetings of the Board of Directors, regular or special, may be held at any place in or out of the State of Maryland as the Board may from time to time determine. Section 15. The first meeting of each newly-elected Board of Directors shall be held at such time and place as shall be fixed by the vote of the stockholders at the annual meeting, and no notice of such meeting shall be necessary to the newly-elected Directors in order legally to constitute the meeting, provided a quorum shall be present. In the event of the failure of the stockholders to fix the time or place of such first meeting of the newly-elected Board of Directors, or if such meeting is not held at the time and place so fixed by the stockholders, the meeting may be held at such time and place as shall be specified in a notice given as hereinafter provided for special meetings of the Board of Directors, or as shall be specified in a written waiver signed by all of the Directors. Section 16. Regular meetings of the Board of Directors may be held at such time and place as shall from time to time be fixed by resolution adopted by the full Board of Directors. Adoption of such resolution shall constitute notice of all meetings held pursuant thereto. Section 17. Special meetings of the Board of Directors may be called at any time by the Board of Directors or the Executive Committee, if one be constituted, by vote at a meeting, or by the Chairman of the Board, the President or by a majority of the Directors or a majority of the members of the Executive Committee in writing with or without a meeting. Special meetings may be held at such place or places within or without Maryland as may be designated from time to time by the Board of Directors; in the absence of such designation, such meetings shall be held at such places as may be designated in the call. Section 18. Notice of the place and time of every special meeting of the Board of Directors shall be served on each Director or sent to him by telegraph, or by leaving the same at his residence or usual place of business at least three days before the date of the meeting, or by mail at least seven days before the date of the meeting. If mailed, such notice shall be deemed to be given when deposited in the United States mail addressed to the Director at his address as it appears on the records of the Corporation, with postage thereon prepaid. Section 19. At all meetings of the Board a majority of the entire Board of Directors shall constitute a quorum for the transaction of business and the action of a majority of the Directors present at any meeting at which a quorum is present shall be the action of the Board of Directors unless the concurrence of a greater proportion is required for such action by law, the Articles of Incorporation or these By-laws. If a quorum shall not be present at any meeting of Directors, the Directors present thereat may by a majority vote adjourn the meeting from time to time, without notice other than announcement at the meeting, until a quorum shall be present. Section 20. Unless otherwise restricted by the Articles of Incorporation or these By-laws, members of the Board of Directors of the Corporation, or any committee designated by the Board, may participate in a meeting of the Board or committee by means of conference telephone or similar communications equipment by means of which all persons participating in the meeting can hear each other, and participation in a meeting by that means shall constitute presence in person at such meeting. Section 21. Any action required or permitted to be taken at any meeting of the Board of Directors or any committee thereof may be taken without a meeting, if a written consent to such action is signed by all members of the Board or of such committee, as the case may be, and such written consent is filed with the minutes of the proceedings of the Board or committee. COMMITTEES OF DIRECTORS Section 22. The Board of Directors may appoint from among its members an Executive Committee and other committees composed of two or more Directors, and may delegate to such committees any of the powers of the Board of Directors except the power to declare dividends or distributions on stock, recommend to the stockholders any action which requires stockholder approval, amend the By-laws, approve any merger or share exchange which does not require stockholder approval or issue stock. However, if the Board of Directors, subject to the terms and provisions of the Articles of Incorporation, has given general authorization for the issuance of stock, a committee of the Board, in accordance with a general formula or method specified by the Board of Directors by resolution or by adoption of a stock option or other plan, may fix the terms of stock subject to classification or reclassification and the terms on which any stock may be issued. In the absence of an appropriate resolution of the Board of Directors, each committee may adopt such rules and regulations governing its duties, proceedings, quorum and manner of acting as it shall deem proper and desirable, provided that the quorum shall not be less than two Directors. In the absence of any member of such committee, the members thereof present at any meeting, whether or not they constitute a quorum, may appoint a member of the Board of Directors to act in the place of such absent member. Section 23. All committees of the Board of Directors shall keep minutes of their proceedings and shall report the same to the Board of Directors at the next Board of Directors meeting. Any action by any of such committees shall be subject to the revision and alteration by the Board of Directors, provided that no rights of the third persons shall be affected by any such revision or alteration. WAIVER OF NOTICE Section 24. Whenever any notice of the time, place or purpose of any meeting of stockholders, Directors or committee is required to be given under the provisions of a statute or under the provisions of the Articles of Incorporation or these By-laws, each person who is entitled to the notice waives notices if (i) he, before or after the meeting, signs a waiver of notice which is filed with the records of the meeting, or (ii) such person is present in person at the meeting if the meeting in question is of the Board of Directors or a committee or, if the meeting in question is of the stockholders, if such person is present either in person or by proxy. OFFICERS Section 25. The officers of the Corporation shall be chosen by the Board of Directors and shall include a President, a Vice President, a Secretary, a Treasurer and a Chief Compliance Officer. The Board of Directors may also choose a Chairman of the Board, a Vice Chairman of the Board, additional Vice Presidents, one or more Assistant Vice Presidents, Assistant Secretaries and Assistant Treasurers. If chosen, the Chairman and Vice Chairman of the Board shall be selected from among the Directors but shall not be considered officers of the Corporation. Officers of the Corporation shall be elected by the Board of Directors at its first meeting after each annual meeting of stockholders. If no annual meeting of stockholders shall be held in any year, such election of officers may be held at any regular or special meeting of the Board of Directors as shall be determined by the Board of Directors. Section 26. Two or more offices, except those of President and Vice President, may be held by the same person but no officer shall execute, acknowledge or verify any instrument in more than one capacity, if such instrument is required by law, the Articles of Incorporation or these By-laws to be executed, acknowledged or verified by two or more officers. Section 27. The Board of Directors, at any meeting thereof, may appoint such additional officers and agents as it shall deem necessary, who shall hold their offices for such terms and shall exercise such powers and perform such duties as shall be determined from time to time by the Board. Section 28. The salaries of all officers and agents of the Corporation shall be fixed by the Board of Directors. Section 29. The officers of the Corporation shall serve for one year and until their successors are chosen and qualify. Any officer or agent may be removed by the Board of Directors whenever, in its judgment, the best interests of the Corporation will be served thereby, but such removal shall be without prejudice to the contractual rights, if any, of the person so removed. If the office of any officer or officers becomes vacant for any reason, the vacancy may be filled by the Board of Directors at any meeting thereof. CHAIRMAN AND VICE CHAIRMAN OF THE BOARD Section 30. If a Chairman of the Board be elected, he shall preside at all meetings of the stockholders and Directors at which he may be present and shall have such other duties, powers and authority as may be prescribed elsewhere in these By-laws. The board of Directors may delegate such other authority and assign such additional duties to the Chairman of the Board, other than those conferred by law exclusively upon the President. Section 31. If a Vice Chairman of the Board be elected, he shall preside at all meetings of the stockholders and Directors at which the Chairman is absent and shall have such other duties, powers and authority as may be prescribed elsewhere in these By-laws. The Board of Directors may delegate such other authority and assign such additional duties to the Vice Chairman of the Board, other than those conferred by law exclusively upon the President. PRESIDENT Section 32. Unless the Board otherwise provides, the President shall be the chief executive officer of the Corporation with such general executive powers and duties of supervision and management as are usually vested in the office of the chief executive officer of a corporation, and he shall carry into effect all directions and resolutions of the Board. The President, in the absence of the Chairman of the Board or if there be no Chairman of the Board, shall preside at all meetings of the stockholders and Directors. He shall have such other or further duties and authority as may be prescribed elsewhere in these By-laws or from time to time by the Board of Directors. If a Chairman of the Board be elected or appointed and designated as the chief executive officer of the Corporation, as provided in Section 30, the President shall perform such duties as may be specifically delegated to him by the Board of Directors or are conferred by law exclusively upon him and in the absence, disability, or inability or refusal to act of the Chairman of the Board, the President shall perform the duties and exercise the powers of the Chairman of the Board. VICE PRESIDENTS AND ASSISTANT VICE PRESIDENTS Section 33. The Vice President, or if there shall be more than one, the Vice Presidents in the order determined by the Board of Directors, shall, in the absence or disability of the President, perform the duties and exercise the powers of the President, and shall perform such other duties and have such other powers as the Board of Directors may from time to time prescribe. Section 34. The Assistant Vice President, if any, or if there be more than one, the Assistant Vice Presidents in the order determined by the Board of Directors, shall, in the absence or disability of the Vice President, perform the duties and exercise the powers of the Vice President and shall perform such other duties and have such other powers as the Board of Directors may from time to time prescribe. SECRETARY AND ASSISTANT SECRETARIES Section 35. The Secretary shall attend all meetings of the Board of Directors and all meetings of the stockholders and record all the proceedings of the meetings of the Corporation and of the Board of Directors in a book to be kept for that purpose and shall perform like duties for the standing committees when required. He shall give, or cause to be given, notice of all meetings of the stockholders and special meetings of the Board of Directors, and shall perform such other duties as may be prescribed by the Board of Directors or President, under whose supervision he shall be. He shall keep in safe custody the seal of the Corporation, and when authorized by the Board, affix the same to any instrument requiring it, and when so affixed it shall be attested by his signature or by the signature of an Assistant Secretary. Section 36. The Assistant Secretary, if any, or if there be more than one, the Assistant Secretaries in the order determined by the Board of Directors, shall, in the absence or disability of the Secretary, perform the duties and exercise the powers of the Secretary and shall perform such other duties and have such other powers as the Board of Directors may from time to time prescribe. THE TREASURER AND ASSISTANT TREASURER Section 37. The Treasurer shall have the custody of the corporate funds and securities and shall keep full and accurate accounts of receipt and disbursements in books belonging to the Corporation and shall deposit all monies, and other valuable effects in the name and to the credit of the Corporation in such depositories as may be designated by the Board of Directors. Section 38. The Treasurer shall disburse the funds of the Corporation as may be ordered by the Board of Directors, taking proper vouchers for such disbursements, and shall render to the President and the Board of Directors, at its regular meetings, or when the Board of Directors so requires an account of all his transactions as Treasurer and of the financial condition of the Corporation. He shall perform all of the acts incidental to the office of Treasurer, subject to the control of the Board of Directors. Section 39. If required by the Board of Directors, he shall give the Corporation a bond in such sum and with such surety or sureties as shall be satisfactory to the Board for the faithful performance of the duties of his office and for the restoration of the Corporation, in case of his death, resignation, retirement or removal from office, of all books, papers, vouchers, money and other property of whatever kind in his possession or under his control belonging to the Corporation. Section 40. The Assistant Treasurer, if any, or if there shall be more than one, the Assistant Treasurers in the order determined by the Board of Directors, or if there be no such determination, the Assistant Treasurer designated by the Board of Directors, shall, in the absence or disability of the Treasurer, perform the duties and exercise the powers of the Treasurer and shall perform such other duties and have such other powers as the Board of Directors may from time to time prescribe. THE CHIEF COMPLIANCE OFFICER Section 41. The Chief Compliance Officer shall be the principal officer of the Corporation responsible for administering its compliance policies and procedures. The Chief Compliance Officer shall have the power to develop and enforce policies and procedures reasonably designed to prevent the Corporation from violating the securities laws applicable to its operations. The Chief Compliance Officer shall serve at the pleasure of the Board of Directors and reports directly to the Board. The Chief Compliance Officer shall have such other powers and perform such other duties as may be prescribed by the Board of Directors, these Bylaws, or the federal securities laws. GENERAL PROVISIONS CLOSING OF TRANSFER BOOKS Section 42. The Board of Directors may fix, in advance, a date as the record date for the purpose of determining stockholders entitled to notice of, or to vote at, any meeting of stockholders, or stockholders entitled to receive payment of any dividend or the allotment of any rights, or in order to make a determination of stockholders of record for any other proper purpose. Such date, in any case, shall be not more than 90 days, and in case of a meeting of stockholders not less than ten days, prior to the date on which the particular action requiring such determination of stockholders is to be taken. In lieu of fixing a record date, prior to the date on which the particular action requiring such determination of stockholders is to be taken, the Board of Directors may provide that the stock transfer books shall be closed for a stated period not to exceed, in any case, 20 days. If the stock transfer books are closed for the purpose of determining stockholders entitled to notice of or to vote at a meeting of stockholders, such books shall be closed for at least ten days immediately preceding such meeting. Section 43. The Corporation shall be entitled to recognize the exclusive right of a person registered on its books as the owner of shares to receive dividends, and to vote as such owner, and to hold liable for calls and assessments a person registered on its books as the owner of shares, and shall not be bound to recognize any equitable or other claim to or interest in such shares or shares on the part of any other person, whether or not it shall have express or other notice thereof, except as otherwise provided by the laws of Maryland. DIVIDENDS Section 44. Dividends upon the capital stock of the Corporation may be declared by the Board of Directors at any regular or special meeting. Dividends may be paid in cash, in property, or in its own shares. The authority of the Board of Directors regarding the declaration and payment of dividends is subject, however, to the provisions of the Investment Company Act, the laws of Maryland and the Articles of Incorporation. EXECUTION OF INSTRUMENTS Section 45. All documents, transfers, contracts, agreements, requisitions or orders, promissory notes, assignments, endorsements, checks, drafts, and orders for payment of money, notes and other evidences of indebtedness, issued in the name of the Corporation, and other instruments requiring execution by the Corporation, shall be signed by such officer or officers as the Board of Directors may from time to time designate or, in the absence of such designation, by the President. FISCAL YEAR Section 46. The fiscal year of the Corporation shall end on October 31 of each year unless the Board of Directors shall determine otherwise. SEAL Section 47. The corporate seal of the Corporation shall have inscribed thereon the name and the state of incorporation of the Corporation. The form of the seal shall be subject to alteration by the Board of Directors and the seal may be used by causing it or a facsimile to be impressed or affixed or printed or otherwise reproduced. In lieu of affixing the corporate seal to any document it shall be sufficient to meet the requirements of any law, rule, or regulation relating to a corporate seal to affix the word "(Seal)" adjacent to the signature of the authorized officer of the Corporation. STOCK LEDGER Section 48. The Corporation shall maintain at its office in Kansas City, Missouri, an original stock ledger containing the names and addresses of all stockholders and the number of shares of each class held by each stockholder. Such stock ledger may be in written form or any other form capable of being converted into written form within a reasonable time for visual inspection. STOCK CERTIFICATES Section 49. Certificates of stock of the Corporation shall be in the form approved by the Board of Directors. Subject to Section 50 below, every holder of stock of the Corporation shall be entitled to have a certificate, signed in the name of the Corporation by the President, or any Vice President and countersigned by the Treasurer or an Assistant Treasurer or the Secretary or an Assistant Secretary, certifying the number and kind of shares owned by him in the Corporation. Such certificate may be sealed with the corporate seal of the Corporation. Such signatures may be either manual or facsimile signatures and the seal may be either facsimile or any other form of seal. In case any officer, transfer agent, or registrar who shall have signed any such certificate, or whose facsimile signature has been placed thereon, shall cease to be such an officer, transfer agent or registrar (because of death, resignation or otherwise) before such certificate is issued, such certificate may be issued and delivered by the Corporation with the same effect as if he were such officer, transfer agent, or registrar at the date of issue. Section 50. The Board of Directors, by resolution, may at any time authorize the issuance without certificates of some or all of the shares of one or more of the classes or series of the Corporation's stock. Such issuances without certificates shall be made in accordance with the requirements therefor set forth in Sections 2-210(c) and 2-211 of the Maryland General Corporation Law and Article 8 of the Maryland Commercial Law Article (or any successor provisions to such statutes). Such authorization will not affect shares already represented by certificates until such shares are surrendered to the Corporation for transfer, cancellation or other disposition. INDEMNIFICATION OF DIRECTORS, OFFICERS, EMPLOYEES AND OTHER AGENTS Section 51. (a) The Corporation shall indemnify any individual ("Indemnitee") who is a present or former director, officer, employee, or agent of the Corporation, or who, while a director, officer, employee, or agent of the Corporation, is or was serving at the request of the Corporation as a director, officer, partner, trustee, employee or agent of another foreign or domestic corporation, partnership, joint venture, trust, other enterprise or employee benefit plan who, by reason of his position was, is, or is threatened to be made a party to any threatened, pending, or completed action, suit or proceeding, whether civil, criminal, administrative, or investigative (hereinafter collectively referred to as a "Proceeding") against any judgments, penalties, fines, amounts paid in settlement, and expenses (including attorneys' fees) actually and reasonably incurred by such Indemnitee in connection with any Proceeding, to the fullest extent that such indemnification may be lawful under Maryland law. The Corporation shall pay any reasonable expenses so incurred by such Indemnitee in defending a Proceeding in advance of the final disposition thereof to the fullest extent that such advance payment may be lawful under Maryland law. Subject to any applicable limitations and requirements set forth in the Corporation's Articles of Incorporation and in these By-laws, any payment of indemnification or advance of expenses shall be made in accordance with the procedures set forth in Maryland law. (b) Anything in this Section 51 to the contrary notwithstanding, nothing in this Section 51 shall protect or purport to protect any Indemnitee against any liability to the Corporation or its stockholders, whether or not there has been an adjudication of liability, to which he would otherwise be subject by reason of willful misfeasance, bad faith, gross negligence, or reckless disregard of the duties involved in the conduct of his office ("Disabling Conduct"). (c) Anything in this Section 51 to the contrary notwithstanding, no indemnification shall be made by the Corporation to any Indemnitee unless: (i) there is a final decision on the merits by a court or other body before whom the Proceeding was brought that the Indemnitee was not liable by reason of Disabling Conduct; or (ii) in the absence of such a decision, the Corporation's Board of Directors, based upon a review of the facts, forms a reasonable belief that the Indemnitee was not liable by reason of Disabling Conduct, which reasonable belief may be formed: (A) by the vote of a majority of a quorum of directors who are neither "interested persons" of the Corporation as defined in Section 2(a)(19) of the Investment Company Act, nor parties to the Proceeding; or (B) based on a written opinion of independent legal counsel. (d) Anything in this Section 51 to the contrary notwithstanding, any advance of expenses by the Corporation to any Indemnitee shall be made only upon the undertaking by such Indemnitee to repay the advance unless it is ultimately determined that such Indemnitee is entitled to indemnification as above provided, and only if one of the Corporation's Board of Directors: (i) obtains assurances that the advance will be repaid by (A) the Corporation receiving collateral from the Indemnitee for his undertaking or (B) the Corporation obtaining insurance against losses by reason of any lawful advances;; or (ii) has a reasonable belief that the Indemnitee has not engaged in Disabling Conduct and will ultimately be found entitled to indemnification, which reasonable belief may be formed: (A) by a majority of a quorum of directors who are neither "interested persons" of the Corporation as defined in Section 2(a)(19) of the Investment Company Act, nor parties to the Proceeding; or (B) based upon a written opinion of an independent legal counsel that in turn is based on counsel's review of readily available facts (which review shall not require a full trial-type inquiry). (e) The indemnification and advancement of expenses provided by, or granted pursuant to, this Section 51 shall not be deemed exclusive of any other rights to which those seeking indemnification or advancement of expenses may be entitled under any law, bylaw, agreement, vote of stockholders or disinterested directors or otherwise, both as to action in such person's official capacity and as to action in another capacity while holding such office. (f) The indemnification and advancement of expenses provided by, or granted pursuant to, this Section 51 shall, unless otherwise provided when authorized or ratified, continue as to an Indemnitee who has ceased to be a director, officer, employee or agent and shall inure to the benefit of the heirs, executors and administrators of such an Indemnitee. (g) For purposes of this Section 51, references to (i) the "Corporation" shall include, in addition to the resulting corporation, any constituent corporation (including any constituent of a constituent) absorbed in a consolidation or merger which, if its separate existence had continued, would have had power and authority to indemnify its directors, officers, and employees or agents so that any person who is or was a director, officer, employee or agent of such constituent corporation, or is or was serving at the request of such constituent corporation as a director, officer, employee or agent of another trust, partnership, joint venture, trust or other enterprise, shall stand in the same position under the provisions of this Section 51 with respect to the resulting or surviving corporation as such person would have with respect to such constituent corporation if its separate existence had continued; (ii) "fines" shall include any excise taxes assessed on a person with respect to an employee benefit plan; and (iii) "serving at the request of the Corporation" shall include any service as a director, officer, employee or agent of the Corporation which imposes duties on, or involves service by, such director, officer, employee or agent with respect to an employee benefit plan, its participants or beneficiaries. (h) This Section 51 does not apply to any proceeding against any trustee, investment manager or other fiduciary of an employee benefit plan in that person's capacity as such, even though that person may also be an agent of this Corporation as defined in Subsection (a) of this Section 51. Nothing contained in this Section 51 shall limit any right to indemnification to which such a director, investment manager or other fiduciary may be entitled by contract or otherwise which shall be enforceable to the extent permitted by applicable law other than this Section 51. Section 52. To the fullest extent permitted by applicable Maryland law and by Sections 17(h) and 17(i) of the Investment Company Act, or any successor provisions thereto or interpretations thereunder, the Corporation may purchase and maintain insurance on behalf of any person who is or was a director, officer, employee, or agent of the Corporation, or who is or was serving at the request of the Corporation as a director, officer, partner, trustee, employee, or agent of another foreign or domestic corporation, partnership, joint venture, trust, other enterprise, or employee benefit plan, against any liability asserted against him and incurred by him in any such capacity or arising out of his position, whether or not the Corporation would have the power to indemnify him against such liability pursuant to Section 2-418 of the Maryland General Corporation Law. AMENDMENTS Section 52. The Board of Directors shall have the power, at any regular meeting or at any special meeting if notice thereof be included in the notice of such special meeting, to alter or repeal any or all By-laws of the Corporation and to adopt new By-laws. EX-99.77Q1 6 exhibit77q1e.txt ACMF NSAR EXHIBIT 77Q1E American Century Mutual Funds, Inc. AMENDED AND RESTATED MANAGEMENT AGREEMENT THIS AMENDED AND RESTATED MANAGEMENT AGREEMENT ("Agreement") is made as of the 1st day of August, 2004, by and between AMERICAN CENTURY MUTUAL FUNDS, INC., a Maryland corporation (hereinafter called the "Company"), and AMERICAN CENTURY INVESTMENT MANAGEMENT, INC., a Delaware corporation (hereinafter called the "Investment Manager"). WHEREAS, the Company has adopted an Amended and Restated Multiple Class Plan dated as of September 3, 2002 (as the same may be amended from time to time, the "Multiple Class Plan"), pursuant to Rule 18f-3 of the Investment Company Act of 1940, as amended (the "Investment Company Act"), and WHEREAS, the Multiple Class Plan establishes one or more classes of shares for each series of shares of the Company; WHEREAS, the parties hereto have agreed to a revised methodology for calculation of the rate at which the Management Fee is payable hereunder; WHEREAS, the revised methodology will result in the same or lower Management Fees than those that are currently in place for each of the series and classes of shares of the Company; and WHEREAS, the parties hereto desire to enter into this Agreement (i) to arrange for investment management services to be provided by the Investment Manager for all series and classes of shares issued by the Company; and (ii) to reflect the revisions to the Management Fee calculation agreed to by the Board of Directors of the Company and the Investment Manager. NOW, THEREFORE, IN CONSIDERATION of the mutual promises and agreements herein contained, the parties agree as follows: 1. Investment Management Services. The Investment Manager shall supervise the investments of each class of each series of shares of the Company contemplated as of the date hereof, and each class of each subsequent series of shares as the Company shall select the Investment Manager to manage. In such capacity, the Investment Manager shall either directly, or through the utilization of others as contemplated by Section 7 below, maintain a continuous investment program for each series, determine what securities shall be purchased or sold by each series, secure and evaluate such information as it deems proper and take whatever action is necessary or convenient to perform its functions, including the placing of purchase and sale orders. In performing its duties hereunder, the Investment Manager will manage the portfolio of all classes of shares of a particular series as a single portfolio. 2. Compliance with Laws. All functions undertaken by the Investment Manager hereunder shall at all times conform to, and be in accordance with, any requirements imposed by: (a) the Investment Company Act and any rules and regulations promulgated thereunder; (b) any other applicable provisions of law; (c) the Articles of Incorporation of the Company as amended from time to time; (d) the Bylaws of the Company as amended from time to time; (e) the Multiple Class Plan; and (f) the registration statement(s) of the Company, as amended from time to time, filed under the Securities Act of 1933 and the Investment Company Act. 3. Board Supervision. All of the functions undertaken by the Investment Manager hereunder shall at all times be subject to the direction of the Board of Directors of the Company, its executive committee, or any committee or officers of the Company acting under the authority of the Board of Directors. 4. Payment of Expenses. The Investment Manager will pay all of the expenses of each class of each series of the Company's shares that it shall manage other than interest, taxes, brokerage commissions, extraordinary expenses, the fees and expenses of those directors who are not "interested persons" as defined in the Investment Company Act (hereinafter referred to as the "Independent Directors") (including counsel fees), and expenses incurred in connection with the provision of shareholder services and distribution services under a plan adopted pursuant to Rule 12b-1 under the Investment Company Act. The Investment Manager will provide the Company with all physical facilities and personnel required to carry on the business of each class of each series of the Company's shares that it shall manage, including but not limited to office space, office furniture, fixtures and equipment, office supplies, computer hardware and software and salaried and hourly paid personnel. The Investment Manager may at its expense employ others to provide all or any part of such facilities and personnel. 5. Account Fees. The Company, by resolution of the Board of Directors, including a majority of the Independent Directors, may from time to time authorize the imposition of a fee as a direct charge against shareholder accounts of any class of one or more of the series, such fee to be retained by the Company or to be paid to the Investment Manager to defray expenses which would otherwise be paid by the Investment Manager in accordance with the provisions of paragraph 4 of this Agreement. At least sixty days prior written notice of the intent to impose such fee must be given to the shareholders of the affected class and series. 6. Management Fees. (a) In consideration of the services provided by the Investment Manager, each class of each series of shares of the Company managed by the Investment Manager shall pay to the Investment Manager a management fee that is calculated as described in this Section 6 using the fee schedules set forth on Schedule A. (b) Definitions (1) An "Investment Team" is the Portfolio Managers that the Investment Manager has designated to manage a given portfolio. (2) An "Investment Strategy" is the processes and policies implemented by the Investment Manager for pursuing a particular investment objective managed by an Investment Team. (3) A "Primary Strategy Portfolio" is each series of the Company, as well as any other series of any other registered investment company for which the Investment Manager serves as the investment manager and for which American Century Investment Services, Inc. serves as the distributor. (4) A "Secondary Strategy Portfolio" of a series of the Company is another account managed by the Investment Manager that is managed by the same Investment Team but is not a Primary Strategy Portfolio. (5) The "Secondary Strategy Share Ratio" of a series of the Company is calculated by dividing the net assets of the series by the sum of the Primary Strategy Portfolios that share a common Investment Strategy. (6) The "Secondary Strategy Assets" of a series of the Company is the sum of the net assets of the series' Secondary Strategy Portfolios multiplied by the series' Secondary Strategy Share Ratio. (7) The "Investment Strategy Assets" of a series of the Company is the sum of the net assets of the series and the series' Secondary Strategy Assets. (8) The "Per Annum Fee Dollar Amount" is the dollar amount resulting from applying the applicable Fee Schedule for a class of a series of the Company using the Investment Strategy Assets. (9) The "Per Annum Fee Rate" for a class of a series of the Company is the percentage rate that results from dividing the Per Annum Fee Dollar Amount for the class of a series by the Investment Strategy Assets of the series. (c) Daily Management Fee Calculation. For each calendar day, each class of each series of shares set forth on Schedule A shall accrue a fee calculated by multiplying the Per Annum Fee Rate for that class times the net assets of the class on that day, and further dividing that product by 365 (366 in leap years). (d) Monthly Management Fee Payment. On the first business day of each month, each class of each series of shares set forth on Schedule A shall pay the management fee to the Investment Manager for the previous month. The fee for the previous month shall be the sum of the Daily Management Fee Calculations for each calendar day in the previous month. (e) Additional Series or Classes. In the event that the Board of Directors of the Company shall determine to issue any additional series or classes of shares for which it is proposed that the Investment Manager serve as investment manager, the Company and the Investment Manager may enter into an Addendum to this Agreement setting forth the name of the series and/or class, the Fee Schedule for each and such other terms and conditions as are applicable to the management of such series of shares. 7. Subcontracts. In rendering the services to be provided pursuant to this Agreement, the Investment Manager may, from time to time, engage or associate itself with such persons or entities as it determines is necessary or convenient in its sole discretion and may contract with such persons or entities to obtain information, investment advisory and management services, or such other services as the Investment Manager deems appropriate. Any fees, compensation or expenses to be paid to any such person or entity shall be paid by the Investment Manager, and no obligation to such person or entity shall be incurred on behalf of the Company. Any arrangement entered into pursuant to this paragraph shall, to the extent required by law, be subject to the approval of the Board of Directors of the Company, including a majority of the Independent Directors, and the shareholders of the Company. 8. Continuation of Agreement. This Agreement shall continue in effect, unless sooner terminated as hereinafter provided, for a period of two years from the execution hereof, and for as long thereafter as its continuance is specifically approved at least annually (a) by the Board of Directors of the Company or by the vote of a majority of the outstanding class of voting securities of each series and (b) by the vote of a majority of the Directors of the Company, who are not parties to the Agreement or interested persons of any such party, cast in person at a meeting called for the purpose of voting on such approval. 9. Termination. This Agreement may be terminated by the Investment Manager at any time without penalty upon giving the Company 60 days' written notice, and may be terminated at any time without penalty by the Board of Directors of the Company or by vote of a majority of the outstanding voting securities of each class of each series on 60 days' written notice to the Investment Manager. 10. Effect of Assignment. This Agreement shall automatically terminate in the event of assignment by the Investment Manager, the term "assignment" for this purpose having the meaning defined in Section 2(a)(4) of the Investment Company Act. 11. Other Activities. Nothing herein shall be deemed to limit or restrict the right of the Investment Manager, or the right of any of its officers, directors or employees (who may also be a director, officer or employee of the Company), to engage in any other business or to devote time and attention to the management or other aspects of any other business, whether of a similar or dissimilar nature, or to render services of any kind to any other corporation, firm, individual or association. 12. Standard of Care. In the absence of willful misfeasance, bad faith, gross negligence, or reckless disregard of its obligations or duties hereunder on the part of the Investment Manager, it, as an inducement to it to enter into this Agreement, shall not be subject to liability to the Company or to any shareholder of the Company for any act or omission in the course of, or connected with, rendering services hereunder or for any losses that may be sustained in the purchase, holding or sale of any security. 13. Separate Agreement. The parties hereto acknowledge that certain provisions of the Investment Company Act, in effect, treat each series of shares of an investment company as a separate investment company. Accordingly, the parties hereto hereby acknowledge and agree that, to the extent deemed appropriate and consistent with the Investment Company Act, this Agreement shall be deemed to constitute a separate agreement between the Investment Manager and each series of shares of the Company managed by the Investment Manager. 14. Use of the Names "American Century", "Twentieth Century", and "Benham". The names "American Century", "Twentieth Century", and "Benham" and all rights to the use of the names "American Century", "Twentieth Century", and "Benham" are the exclusive property of American Century Services Corporation and/or its affiliate, Benham Management Corporation (collectively, "ACSC"). ACSC has consented to, and granted a non-exclusive license for, the use by the Company of the names "American Century", "Twentieth Century", and "Benham" in the name of the Company and any series of shares thereof. Such consent and non-exclusive license may be revoked by ACSC in its discretion if ACSC, the Investment Manager, or a subsidiary or affiliate of either of them is not employed as the investment adviser of each series of shares of the Company. In the event of such revocation, the Company and each series of shares thereof using the names "American Century", "Twentieth Century", or "Benham" shall cease using the names "American Century", "Twentieth Century", or "Benham", unless otherwise consented to by ACSC or any successor to its interest in such names. IN WITNESS WHEREOF, the parties have caused this Agreement to be executed by their respective duly authorized officers as of the day and year first above written. Attest: AMERICAN CENTURY MUTUAL FUNDS, INC. Charles A. Etherington William M. Lyons Assistant Secretary President Attest: AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. Charles C.S. Park Mark Mallon Secretary Senior Vice President and Chief Investment Officer - ------------------------------------------------------------------------------- American Century Mutual Funds, Inc. Schedule A: Fee Schedules - ------------------------------------------------------------------------------- Schedule A Fee Schedules ===================== ================= ============================================================================= Investment Series Strategy Assets Fee Schedule by Class ===================== ================= ----------------------------------------------------------------------------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Investor Institu Advisor Service A B C R ===================== ================= ========= ========= ========= ======== ========= ========= ========= ======== ===================== ================= ========= ========= ========= ======== ========= ========= ========= ======== Ultra Fund First $20 1.000% 0.800% 0.750% n/a n/a n/a 1.000% 1.000% billion - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.950% 0.750% 0.700% n/a n/a n/a 0.950% 0.950% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.925% 0.725% 0.675% n/a n/a n/a 0.925% 0.925% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.900% 0.700% 0.650% n/a n/a n/a 0.900% 0.900% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $50 billion 0.875% 0.675% 0.625% n/a n/a n/a 0.875% 0.875% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Growth Fund First $20 1.000% 0.800% 0.750% n/a n/a n/a 1.000% 1.000% billion - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.950% 0.750% 0.700% n/a n/a n/a 0.950% 0.950% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.925% 0.725% 0.675% n/a n/a n/a 0.925% 0.925% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.900% 0.700% 0.650% n/a n/a n/a 0.900% 0.900% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $50 billion 0.875% 0.675% 0.625% n/a n/a n/a 0.875% 0.875% - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Select Fund First $20 1.000% 0.800% 0.750% n/a 1.000% 1.000% 1.000% n/a billion - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.950% 0.750% 0.700% n/a 0.950% 0.950% 0.950% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.925% 0.725% 0.675% n/a 0.925% 0.925% 0.925% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion 0.900% 0.700% 0.650% n/a 0.900% 0.900% 0.900% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $50 billion 0.875% 0.675% 0.625% n/a 0.875% 0.875% 0.875% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Capital Growth Fund First $20 n/a n/a n/a n/a 1.000% 1.000% 1.000% n/a billion - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion n/a n/a n/a n/a 0.950% 0.950% 0.950% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion n/a n/a n/a n/a 0.925% 0.925% 0.925% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $10 billion n/a n/a n/a n/a 0.900% 0.900% 0.900% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $50 billion n/a n/a n/a n/a 0.875% 0.875% 0.875% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Vista Fund All Assets 1.000% 0.800% 0.750% n/a n/a n/a 1.000% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Heritage Fund All Assets 1.000% 0.800% 0.750% n/a n/a n/a 1.000% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Giftrust Fund All Assets 1.000% n/a n/a n/a n/a n/a n/a n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- New Opportunities First $500 1.500% n/a n/a n/a n/a n/a n/a n/a million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Fund Next $500 1.300% n/a n/a n/a n/a n/a n/a n/a million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $1 billion 1.100% n/a n/a n/a n/a n/a n/a n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- New Opportunities First $500 1.500% 1.300% n/a n/a 1.500% 1.500% 1.500% n/a II million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Fund Next $500 1.300% 1.100% n/a n/a 1.300% 1.300% 1.300% n/a million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $1 billion 1.100% 0.900% n/a n/a 1.100% 1.100% 1.100% n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Veedot Fund First $500 1.500% 1.300% 1.250% n/a n/a n/a n/a n/a million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $500 1.300% 1.100% 1.050% n/a n/a n/a n/a n/a million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $1 billion 1.100% 0.900% 0.850% n/a n/a n/a n/a n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Balanced Fund First $1 billion 0.900% 0.700% 0.650% n/a n/a n/a n/a n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $1billion 0.800% 0.600% 0.550% n/a n/a n/a n/a n/a - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Capital Value Fund First $500 1.100% 0.900% 0.850% n/a n/a n/a n/a n/a million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Next $500 1.000% 0.800% 0.750% n/a n/a n/a n/a n/a million - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- - --------------------- ----------------- --------- --------- --------- -------- --------- --------- --------- -------- Over $1 billion 0.900% 0.700% 0.650% n/a n/a n/a n/a n/a ===================== ================= ========= ========= ========= ======== ========= ========= ========= ======== - -------------------------------------------------------------------------------------------------------------------
EX-99.77Q3 7 exhibit77q3.txt ACMF EXHIBIT 77Q3 ADDITIONAL ITEMS Exhibit 77Q3.1 Registrant: American Century Mutual Fund File Number: 811-0816 Registrant CIK Number: 0000100334 The electronic format for filing FORM N-SAR does not provide adequate space for responding fully to Items 15, 48, 72DD, 73A, 74U and 74V. The complete answers are as follows: Custodian: Sub-Custodian: J.P. Morgan Chase & Company See Attachment A Attachment A a.Foreign Subcustodians: Country Foreign Subcustodian ARGENTINA HSBC Bank Argentina S.A. HSBC Bank Argentina S.A. Florida 201, 7th Floor Buenos Aires 1005 Buenos Aires ARGENTINA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ AUSTRALIA JPMorgan Chase Bank** Australia and New Zealand Banking Group Ltd. Level 37 Melbourne AAP Center 259, George Street Sydney NSW 2000 AUSTRALIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ AUSTRIA Bank Austria Creditanstalt AG J.P. Morgan AG Julius Tandler Platz - 3 Frankfurt A-1090 Vienna AUSTRIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BAHRAIN HSBC Bank Middle East Limited National Bank of Bahrain PO Box 57 Manama Manama, 304 BAHRAIN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BANGLADESH Standard Chartered Bank Standard Chartered Bank 18-20 Motijheel C.A Dhaka Box 536 Dhaka-1000 BANGLADESH - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BELGIUM Fortis Bank (Nederland) N.V. J.P. Morgan AG Rokin 55 Frankfurt 1012KK Amsterdam THE NETHERLANDS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BERMUDA The Bank of Bermuda Limited The Bank of Bermuda Limited 6 Front Street Hamilton Hamilton HMDX BERMUDA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BOTSWANA Barclays Bank of Botswana Limited Barclays Bank of Botswana Limited Barclays House, Khama Crescent Gaborone Gaborone BOTSWANA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BRAZIL Citibank, N.A. Citibank, N.A. Avenida Paulista, 1111 Sao Paulo Sao Paulo, SP 01311-920 BRAZIL - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ BULGARIA ING Bank N.V. ING Bank N.V. Sofia Branch Sofia 12 Emil Bersinski Street Ivan Vazov Region 1408 Sofia BULGARIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CANADA Canadian Imperial Bank of Commerce Royal Bank of Canada Commerce Court West Toronto Security Level Toronto, Ontario M5L 1G9 CANADA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Royal Bank of Canada Royal Bank of Canada 200 Bay Street, Suite 1500 Toronto 15th Floor Royal Bank Plaza, North Tower Toronto Ontario M5J 2J5 CANADA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CHILE Citibank, N.A. Citibank, N.A Av. Andres Bello 2687 5th Floor Santiago Las Condes Santiago CHILE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CHINA - SHANGHAI The Hongkong and Shanghai Banking JPMorgan Chase Bank Corporation Limited New York (for B-Share Market) 35/F, HSBC Tower 101 Yin Cheng East Road The Hongkong and Shanghai Banking Pudong Corporation Limited Shanghai 200120 Shanghai (for A-Share Market) THE PEOPLE'S REPUBLIC OF CHINA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CHINA - SHENZHEN The Hongkong and Shanghai Banking JPMorgan Chase Bank Corporation Limited Hong Kong (for B-Share Market) 35/F, HSBC Tower 101 Yin Cheng East Road The Hongkong and Shanghai Banking Pudong Corporation Limited Shanghai 200120 Shanghai (for A-Share Market) THE PEOPLE'S REPUBLIC OF CHINA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ COLOMBIA Cititrust Colombia S.A. Cititrust Colombia S.A. Sociedad Fiduciaria Sociedad Fiduciaria Santa Fe de Bogota Carrera 9a No 99-02 First Floor Santa Fe de Bogota, D.C. COLOMBIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CROATIA Privredna banka Zagreb d.d. Privredna banka Zagreb d.d. Savska c.28 Zagreb 10000 Zagreb CROATIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CYPRUS The Cyprus Popular Bank Ltd. The Cyprus Popular Bank Ltd. 154 Limassol Avenue Nicosia P.O. Box 22032 CY-1598 Nicosia CYPRUS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ CZECH REPUBLIC HVB Bank Czech Republic a.s. Ceskoslovenska obchodni banka, a.s. Revolucni 7 Prague 110 05 Prague 1 CZECH REPUBLIC - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ DENMARK Danske Bank A/S Nordea Bank Danmark A/S 2-12 Holmens Kanal Copenhagen DK 1092 Copenhagen K DENMARK - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ EGYPT Citibank, N.A. Citibank, N.A. 4 Ahmed Pasha Street Cairo Garden City Cairo EGYPT - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ESTONIA Hansabank Esti Uhispank Liivalaia 8 Tallinn EE0001 Tallinn ESTONIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ FINLAND Nordea Bank Finland Plc J.P. Morgan AG 2598 Custody Services Frankfurt Aleksis Kiven Katu 3-5 FIN-00020 MERITA, Helsinki FINLAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ FRANCE BNP Paribas Securities Services S.A. J.P. Morgan AG Ref 256 Frankfurt BP 141 3, Rue D'Antin 75078 Paris Cedex 02 FRANCE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Societe Generale J.P. Morgan AG 50 Boulevard Haussman Frankfurt 75009 Paris FRANCE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ GERMANY Dresdner Bank AG J.P. Morgan AG Juergen-Ponto-Platz 1 Frankfurt 60284 Frankfurt/Main GERMANY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ GHANA Barclays Bank of Ghana Limited Barclays Bank of Ghana Limited Barclays House, High Street Accra Accra GHANA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ GREECE HSBC Bank plc J.P. Morgan AG Messogion 109-111 Frankfurt 11526 Athens GREECE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ HONG KONG The Hongkong and Shanghai Banking JPMorgan Chase Bank Corporation Limited Hong Kong 36th Floor, Sun Hung Kai Centre 30 Harbour Road Wan Chai HONG KONG - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ HUNGARY Citibank Rt. ING Bank Rt. Szabadsag ter 7-9 Budapest H-1051 Budapest V HUNGARY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ICELAND Islandsbanki-FBA Islandsbanki-FBA Kirkjusandur 2 Reykjavik 155 Reykjavik ICELAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ INDIA The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited Sudam Kalu Ahire Marg, Mumbai Worli Mumbai 400 030 INDIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Standard Chartered Bank Standard Chartered Bank 23-25 Mahatma Ghandi Road Mumbai Mumbai 400 001 INDIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ INDONESIA The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited World Trade Center 4th Floor Jakarta Jalan Jendral Sudirman Kav. 29-31 Jakarta 12920 INDONESIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ IRELAND Bank of Ireland J.P. Morgan AG International Financial Services Centre Frankfurt 1 Harbourmaster Place Dublin 1 IRELAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ISRAEL Bank Leumi le-Israel B.M. Bank Leumi le-Israel B.M. 35, Yehuda Halevi Street Tel Aviv 61000 Tel Aviv ISRAEL - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ITALY Banca Intesa Spa J.P. Morgan AG 6, Piazza della Scala Frankfurt 20121 Milan ITALY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ IVORY COAST Societe Generale de Banques en Cote d'Ivoire Societe Generale 5 et 7, Avenue J. Anoma - 01 B.P. 1355 Paris Abidjan 01 IVORY COAST - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *JAMAICA* FirstCaribbean International Securities FirstCaribbean International Securities Limited Limited 23-27 Knutsford Blvd. Kingston Kingston 10 JAMAICA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ JAPAN Mizuho Corporate Bank, Limited JPMorgan Chase Bank 6-7 Nihonbashi-Kabutocho Tokyo Chuo-Ku Tokyo 103 JAPAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ The Bank of Tokyo-Mitsubishi, Limited JPMorgan Chase Bank 3-2 Nihombashi Hongkucho 1-chome Tokyo Chuo-ku Tokyo 103 JAPAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ JORDAN Arab Bank Plc Arab Bank Plc P O Box 950544-5 Amman Amman Shmeisani JORDAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ KAZAKHSTAN SB JSC HSBC Bank Kazakhstan SB JSC HSBC Bank Kazakhstan 43 Dostyk Avenue Almaty 480100 Almaty KAZAKHSTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ KENYA Barclays Bank of Kenya Limited Barclays Bank of Kenya Limited c/o Barclaytrust Investment Services & Nairobi Limited Mezzanine 3, Barclays Plaza, Loita Street Nairobi KENYA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LATVIA Hansabanka Hansabanka Kalku iela 26 Riga Riga, LV 1050 LATVIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LEBANON HSBC Bank Middle East Limited JPMorgan Chase Bank HSBC Main Building New York Riad El Solh, P.O. Box 11-1380 1107-2080 Beirut LEBANON - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LITHUANIA Vilniaus Bankas AB Vilniaus Bankas AB 12 Gedimino pr. Vilnius LT 2600 Vilnius LITHUANIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ LUXEMBOURG Banque Generale du Luxembourg S.A. J.P. Morgan AG 50 Avenue J.F. Kennedy Frankfurt L-2951 LUXEMBOURG - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MALAYSIA HSBC Bank Malaysia Berhad HSBC Bank Malaysia Berhad 2 Leboh Ampang Kuala Lumpur 50100 Kuala Lumpur MALAYSIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MALTA HSBC Bank Malta p.l.c. HSBC Bank Malta p.l.c. 233 Republic Street Valletta Valletta VLT 05 MALTA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MAURITIUS The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 5/F Les Cascades Building Port Louis Edith Cavell Street Port Louis MAURITIUS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MEXICO Banco Nacional de Mexico, S.A. BBVA Bancomer, S.A. Act. Roberto Medellin No. 800 3er Piso Norte Mexico, D.F. Colonia Santa Fe 01210 Mexico, D.F. MEXICO - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ MOROCCO Banque Commerciale du Maroc S.A. Banque Commerciale du Maroc S.A. 2 Boulevard Moulay Youssef Casablanca Casablanca 20000 MOROCCO - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ NAMIBIA Standard Bank Namibia Limited Standard Bank of Namibia Limited Mutual Platz Windhoek Cnr. Stroebel and Post Streets P.O.Box 3327 Windhoek NAMIBIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ NETHERLANDS KAS Bank N.V. J.P. Morgan AG Spuistraat 172 Frankfurt 1012 VT Amsterdam NETHERLANDS - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ NEW ZEALAND National Australia Bank Limited Westpac Banking Corporation National Nominees Limited Wellington Level 2 BNZ Tower 125 Queen Street Auckland NEW ZEALAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *NIGERIA* Stanbic Bank Nigeria Limited The Standard Bank of South Africa Limited Plot 688 Johannesburg Amodu Tijani Street Victoria Island Lagos NIGERIA - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ NORWAY DnB NOR Bank ASA Nordea Bank Norge ASA Stranden 21 Oslo PO Box 1171 Sentrum N-0107 Oslo NORWAY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ OMAN HSBC Bank Middle East Limited Oman Arab Bank Bait Al Falaj Main Office Muscat Ruwi, Muscat PC 112 OMAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PAKISTAN Citibank, N.A. Citibank, N.A. AWT Plaza Karachi I.I. Chundrigar Road Karachi 74200 PAKISTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Deutsche Bank AG Deutsche Bank AG Unitowers Karachi I.I. Chundrigar Road Karachi 74200 PAKISTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Standard Chartered Bank Standard Chartered Bank Box 4896 Karachi Ismail Ibrahim Chundrigar Road Karachi 74000 PAKISTAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PERU Citibank del Peru S.A. Banco de Credito del Peru Camino Real 457 Lima Torre Real - 5th Floor San Isidro, Lima 27 PERU - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PHILIPPINES The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 30/F Discovery Suites Manila 25 ADB Avenue Ortigas Center Pasig City, Manila PHILIPPINES - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ POLAND Bank Handlowy w. Warszawie S.A. Bank Rozwoju Eksportu S.A. ul. Senatorska 16 Warsaw 00-923 Warsaw 55 POLAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ PORTUGAL Banco Espirito Santo, S.A J.P. Morgan AG 7th floor Frankfurt Rua Castilho, 26 1250-069 Lisbon PORTUGAL - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ROMANIA ING Bank N.V. ING Bank N.V. 13-15 Kiseleff Avenue Bucharest 71268 Bucharest 1 ROMANIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *RUSSIA* J.P. Morgan Bank International** JPMorgan Chase Bank (Limited Liability Company) New York Building 2/1, 8th floor A/C JPMorgan Chase Bank London (USD NOSTRO Paveletskaya Square Account) 113054 Moscow RUSSIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ING Bank (Eurasia) ZAO JPMorgan Chase Bank (Closed Joint Stock Company) New York 31 Krasnaya Presnya A/C JPMorgan Chase Bank London (USD NOSTRO 123022 Moscow Account) RUSSIA - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ SINGAPORE Standard Chartered Bank Oversea-Chinese Banking Corporation 3/F, 6 Battery Road Singapore 049909 SINGAPORE - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SLOVAK REPUBLIC HVB Bank Slovakia a.s. Vseobecno Uverova Banka S.A. Mostova 6 Bratislava SK-814 16 Bratislava SLOVAK REPUBLIC - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SLOVENIA Bank Austria Creditanstalt d.d. Ljubljana Bank Austria Creditanstalt d.d. Ljubljana Wolfova 1 Ljubljana SI-1000 Ljubljana SLOVENIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SOUTH AFRICA The Standard Bank of South Africa Limited The Standard Bank of South Africa Limited Standard Bank Centre Johannesburg 1st Floor 5 Simmonds Street Johannesburg 2001 SOUTH AFRICA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SOUTH KOREA Standard Chartered Bank Standard Chartered Bank 22/F, Seoul Finance Centre Building Seoul 84 Taepyeongno 1-ga, Jung gu Seoul 100-101 SOUTH KOREA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SPAIN Santander Central Hispano Investment, S.A. J.P. Morgan AG Edificio 4 Planta 2 Frankfurt Carretera de Barcelona km 11,700 28022 Madrid SPAIN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SRI LANKA The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 24 Sir Baron Jayatillaka Mawatha Colombo Colombo 1 SRI LANKA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SWEDEN Skandinaviska Enskilda Banken Svenska Handelsbanken Sergels Torg 2 Stockholm SE-106 40 Stockholm SWEDEN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ SWITZERLAND UBS AG UBS AG 45 Bahnhofstrasse Zurich 8021 Zurich SWITZERLAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ TAIWAN JPMorgan Chase Bank** JPMorgan Chase Bank 8th Floor, Cathay Xin Yi Trading Building Taipei No. 108, Section 5, Hsin Yi Road Taipei 110 TAIWAN - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ THAILAND Standard Chartered Bank Standard Chartered Bank 14th Floor, Zone B Bangkok Sathorn Nakorn Tower 100 North Sathorn Road Bangrak Bangkok 10500 THAILAND - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ TUNISIA Banque Internationale Arabe de Tunisie, S.A. Banque Internationale Arabe de Tunisie, S.A. 70-72 Avenue Habib Bourguiba Tunis P.O. Box 520 1080 Tunis Cedex TUNISIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ TURKEY Citibank A.S. JPMorgan Chase Bank Turkiye Main Branch Istanbul Buyukdere Cad. No:100 80280 Esentepe Istanbul TURKEY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ *UKRAINE* ING Bank Ukraine JPMorgan Chase Bank 28 Kominterna Street New York 5th Floor A/C JPMorgan Chase Bank London (USD NOSTRO Kiev, 252032 Account) UKRAINE - ------------------------------------------------------------------------------------------------------------------------- - ------------------------------------------------------------------------------------------------------------------------- - ------------------------ ----------------------------------------------- ------------------------------------------------ U.A.E. HSBC Bank Middle East Limited The National Bank of Abu Dhabi P.O. Box 66 Abu Dhabi Dubai UNITED ARAB EMIRATES - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ U.K. JPMorgan Chase Bank** National Westminster Bank Crosby Court London Ground Floor 38 Bishopsgate London EC2N 4AJ UNITED KINGDOM - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ Bank One, N.A. Varies by currency The Depository and Clearing Centre 1 Triton Square London NW1 3FN UNITED KINGDOM - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ URUGUAY BankBoston, N.A. BankBoston, N.A Zabala 1463 Montevideo. Montevideo URUGUAY - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ U.S.A. JPMorgan Chase Bank** JPMorgan Chase Bank 4 New York Plaza New York New York NY 10004 U.S.A. - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ VENEZUELA Citibank, N.A. Citibank, N.A. Centro Comercial El Recreo Caracas Torre Norte, Piso 20 Avda. Casanora, Sabana Grande Caracas 1050 D.C. VENEZUELA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ VIETNAM The Hongkong and Shanghai Banking The Hongkong and Shanghai Banking Corporation Limited Corporation Limited 75 Pham Hong Thai, District 1 Ho Chi Minh City Ho Chi Minh City VIETNAM - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ZAMBIA Barclays Bank of Zambia Limited Barclays Bank of Zambia Limited Kafue House, Cairo Road Lusaka Lusaka ZAMBIA - ------------------------ ----------------------------------------------- ------------------------------------------------ - ------------------------ ----------------------------------------------- ------------------------------------------------ ZIMBABWE Barclays Bank of Zimbabwe Limited Barclays Bank of Zimbabwe Limited 2nd Floor, 3 Anchor House Harare Jason Mayo Avenue Harare ZIMBABWE - ------------------------ ----------------------------------------------- ------------------------------------------------
Item 48 Registrant is party to a management agreement (the "Agreement") with its investment adviser, American Century Investment Management, Inc. ("ACIM"). The corporation has entered into a Management Agreement with ACIM, under which ACIM provides the funds with investment advisory and management services in exchange for a single, unified management fee (the fee) per class. The Agreement provides that all expenses of the funds, except brokerage commissions, taxes, interest, fees and expenses of those directors who are not considered "interested persons" as defined in the 1940 Act (including counsel fees) and extraordinary expenses, will be paid by ACIM. The fee is computed and accrued daily based on the daily net assets of the specific class of shares of each fund and paid monthly in arrears. For funds with a stepped fee schedule, the rate of the fee is determined by applying a fee rate calculation formula. This formula takes into account all of the investment manager's assets under management in each fund's investment strategy (strategy assets) to calculate the appropriate fee rate for each fund. The strategy assets include each fund's assets and the assets of other clients of the investment manager that are not in the American Century family of funds, but that have the same investment team and investment strategy. As a result, Registrant's response to Item 48 reflects the unified fee rate specified in the Agreement for each class. Series No. 1 Investor, C & R Institutional Advisor STRATEGY ASSETS First $20 billion 1.000% 0.800% 0.750% Next $10 billion 0.950% 0.750% 0.700% Next $10 billion 0.925% 0.725% 0.675% Next $10 billion 0.900% 0.700% 0.650% Over $50 billion 0.875% 0.675% 0.625% Series No. 2 Investor, A, B & C Institutional Advisor STRATEGY ASSETS First $20 billion 1.000% 0.800% 0.750% Next $10 billion 0.950% 0.750% 0.700% Next $10 billion 0.925% 0.725% 0.675% Next $10 billion 0.900% 0.700% 0.650% Over $50 billion 0.875% 0.675% 0.625% Series No. 3 Investor, C and R Institutional Advisor Classes Class Class FUND AVERAGE NET ASSETS First $20 billion 1.000% 0.800% 0.750% Next $10 billion 0.950% 0.750% 0.700% Next $10 billion 0.925% 0.725% 0.675% Next $10 billion 0.900% 0.700% 0.650% Over $50 billion 0.875% 0.675% 0.625% Series No. 4 Investor, C and R Institutional Advisor Classes Class Class FUND AVERAGE NET ASSETS First $20 billion 1.000% 0.800% 0.750% Next $10 billion 0.950% 0.750% 0.700% Next $10 billion 0.925% 0.725% 0.675% Next $10 billion 0.900% 0.700% 0.650% Over $50 billion 0.875% 0.675% 0.625%
Series No. 11 Investor Class 1.00% Institutional Class 0.80% Advisor Class 0.75% C Class 1.00% Series No. 12 First $1 billion Investor Class 0.90% Institutional Class 0.70% Advisor Class 0.65% Over $1 billion Investor Class 0.80% Institutional Class 0.60% Advisor Class 0.55% Series No. 17 First $500 million 1.50% Next $500 million 1.30% Over $1 billion 1.10% Series No. 19 First $500 million Investor Class 1.10% Institutional Class 0.90% Advisor Class 0.85% Next $500 million Investor Class 1.00% Institutional Class 0.80% Advisor Class 0.75% Over $1 billion Investor Class 0.90% Institutional Class 0.70% Advisor Class 0.65% Series No. 20 First $500 million Investor Class 1.50% Institutional Class 1.30% Advisor Class 1.25% Next $500 million Investor Class 1.30% Institutional Class 1.10% Advisor Class 1.05% Over $1 billion Investor Class 1.10% Institutional Class 0.90% Advisor Class 0.85% Series No. 21 Investor, A, B & C Institutional STRATEGY ASSETS First $500 million 1.50% 1.30% Next $500 million 1.30% 1.10% Over $1 billion 1.10% 0.90% Series No. 22 Investor, A, B & C Institutional Advisor STRATEGY ASSETS First $20 billion 1.000% 0.800% 0.750% Next $10 billion 0.950% 0.750% 0.700% Next $10 billion 0.925% 0.725% 0.675% Next $10 billion 0.900% 0.700% 0.650% Over $50 billion 0.875% 0.675% 0.625%
For period ending 10/31/2004 Series Number: 1 74U. 1. Number of shares outstanding (000's omitted) Investor Class 226,616 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Institutional Class 36,855 Advisor Class 4,225 C Class 35 R Class 1 77V. 1. Net asset value per share (to nearest cent) Investor Class $18.43 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Institutional Class $18.59 Advisor Class $18.22 C Class $17.91 R Class $18.32 For period ending 10/31/2004 Series Number: 2 74U. 1. Number of shares outstanding (000's omitted) Investor Class 102,454 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Institutional Class 6,692 Advisor Class 657 A Class 941 B Class 66 C Class 109 77V. 1. Net asset value per share (to nearest cent) Investor Class $34.80 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Institutional Class $35.09 Advisor Class $34.43 A Class $34.66 B Class $34.21 C Class $34.23 For period ending 10/31/2004 Series Number: 3 74U. 1. Number of shares outstanding (000's omitted) Investor Class 762,182 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Institutional Class 38,448 Advisor Class 27,485 C Class 183 R Class 168 77V. 1. Net asset value per share (to nearest cent) Investor Class $27.17 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Institutional Class $27.44 Advisor Class $26.85 C Class $26.44 R Class $27.01 For period ending 04/30/2004 Series Number: 4 74U. 1. Number of shares outstanding (000's omitted) Investor Class 107,903 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Institutional Class 3,208 Advisor Class 8,245 C Class 113 77V. 1. Net asset value per share (to nearest cent) Investor Class $13.14 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Institutional Class $13.32 Advisor Class $12.95 C Class $12.73 For period ending 10/31/2004 Series Number: 11 74U. 1. Number of shares outstanding (000's omitted) Investor Class 106.630 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Institutional Class 5,361 Advisor Class 1,468 C Class 85 77V. 1. Net asset value per share (to nearest cent) Investor Class $10.76 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Institutional Class $10.87 Advisor Class $10.64 C Class $10.41 For period ending 10/31/2004 Series Number: 12 72DD) 1. Total income dividends for which record date passed during the period Investor Class 10,813 2. Dividends for a second class of open-end company shares Institutional Class 3 Advisor Class 262 73. Distributions per share for which record date passed during the period: A) 1. Dividends from net investment income Investor Class $0.2822 2. Dividends from a second class of open-end company shares Institutional Class $0.3139 Advisor Class $0.2425 74U. 1. Number of shares outstanding (000's omitted) Investor Class 37,837 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Institutional Class 14 Advisor Class 1,046 77V. 1. Net asset value per share (to nearest cent) Investor Class $15.73 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Institutional Class $15.73 Advisor Class $15.72 For period ending 10/31/2004 Series Number: 19 72DD) 1. Total income dividends for which record date passed during the period Investor Class 1,109 2. Dividends for a second class of open-end company shares Institutional Class 149 Advisor Class 4 73. Distributions per share for which record date passed during the period: B) 1. Dividends from net investment income Investor Class $0.0619 2. Dividends from a second class of open-end company shares Institutional Class $0.0744 Advisor Class $0.0527 74U. 1. Number of shares outstanding (000's omitted) Investor Class 38,646 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Institutional Class 3,542 Advisor Class 1,216 77V. 1. Net asset value per share (to nearest cent) Investor Class $ 6.61 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Institutional Class $ 6.62 Advisor Class $ 6.60 For period ending 10/31/2004 Series Number: 21 74U. 1. Number of shares outstanding (000's omitted) Investor Class 6,190 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) A Class 3,248 B Class 188 C Class 209 77V. 1. Net asset value per share (to nearest cent) Investor Class $6.29 2.Net asset value per share of a second class of open-end company shares (to nearest cent) A Class $6.26 B Class $6.18 C Class $6.20 For period ending 10/31/2004 Series Number: 22 74U. 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) A Class 70 B Class 46 C Class 109 77V. 2.Net asset value per share of a second class of open-end company shares (to nearest cent) A Class $ 9.89 B Class $ 9.84 C Class $ 9.84 -----END PRIVACY-ENHANCED MESSAGE-----