-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HRcPqt9CW5owmppfPh9m8cGCzJsNWT+UkiytOZICEBDEUqnJ4yXGI9h6npoeWojp jvamymXV4g4c/niy4ScZhw== 0000100334-02-000033.txt : 20021223 0000100334-02-000033.hdr.sgml : 20021223 20021223113731 ACCESSION NUMBER: 0000100334-02-000033 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 8 CONFORMED PERIOD OF REPORT: 20021031 FILED AS OF DATE: 20021223 EFFECTIVENESS DATE: 20021223 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CENTURY MUTUAL FUNDS INC CENTRAL INDEX KEY: 0000100334 IRS NUMBER: 446006315 STATE OF INCORPORATION: MO FISCAL YEAR END: 1031 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: 1940 Act SEC FILE NUMBER: 811-00816 FILM NUMBER: 02866299 BUSINESS ADDRESS: STREET 1: 4500 MAIN ST STREET 2: P O BOX 419200 CITY: KANSAS CITY STATE: MO ZIP: 64141 BUSINESS PHONE: 8165315575 MAIL ADDRESS: STREET 1: TWENTIETH CENTURY INVESTORS INC STREET 2: 4500 MAIN STREET CITY: KANSAS CITY STATE: MO ZIP: 64141-6200 FORMER COMPANY: FORMER CONFORMED NAME: TWENTIETH CENTURY INVESTORS INC DATE OF NAME CHANGE: 19920703 NSAR-B 1 answer.fil ACMF NSAR 10-31-2002 PAGE 1 000 B000000 10/31/2002 000 C000000 0000100334 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 AMERICAN CENTURY MUTUAL FUNDS, INC. 001 B000000 811-0816 001 C000000 8163407396 002 A000000 4500 MAIN 002 B000000 KANSAS CITY 002 C000000 MO 002 D010000 64111 002 D020000 7709 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 11 007 C010100 1 007 C020100 GROWTH FUND 007 C030100 N 007 C010200 2 007 C020200 SELECT FUND 007 C030200 N 007 C010300 3 007 C020300 ULTRA FUND 007 C030300 N 007 C010400 4 007 C020400 VISTA FUND 007 C030400 N 007 C010500 5 007 C020500 GIFTRUST FUND 007 C030500 N 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 007 C011100 11 007 C021100 HERITAGE FUND 007 C031100 N 007 C011200 12 007 C021200 BALANCED FUND 007 C031200 N 007 C011300 13 007 C011400 14 PAGE 2 007 C011500 15 007 C011600 16 007 C011700 17 007 C021700 NEW OPPORTUNITIES FUND 007 C031700 N 007 C011800 18 007 C021800 HIGH YIELD FUND 007 C031800 Y 007 C011900 19 007 C021900 TAX MANAGED VALUE FUND 007 C031900 N 007 C012000 20 007 C022000 VEEDOT FUND 007 C032000 N 007 C012100 21 007 C022100 NEW OPPORTUNITIES II TOTAL FUND 007 C032100 N 007 C012200 22 007 C012300 23 007 C012400 24 007 C012500 25 007 C012600 26 007 C012700 27 007 C012800 28 007 C012900 29 007 C013000 30 008 A00AA01 AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. 008 B00AA01 A 008 C00AA01 801-08174 008 D01AA01 KANSAS CITY 008 D02AA01 MO 008 D03AA01 64111 008 D04AA01 7709 010 A00AA01 AMERICAN CENTURY SERVICES CORPORATION 010 B00AA01 84-1406 010 C01AA01 KANSAS CITY 010 C02AA01 MO 010 C03AA01 64111 010 C04AA01 7709 010 A00AA02 DELETE 011 A00AA01 AMERICAN CENTURY INVESTMENT SERVICES, INC. 011 B00AA01 8-35520 011 C01AA01 KANSAS CITY 011 C02AA01 MO 011 C03AA01 64111 011 C04AA01 7709 011 A00AA02 DELETE 012 A00AA01 AMERICAN CENTURY SERVICES CORPORATION 012 B00AA01 84-1406 012 C01AA01 KANSAS CITY 012 C02AA01 MO PAGE 3 012 C03AA01 64111 012 C04AA01 7709 013 A00AA01 DELOITTE & TOUCHE LLP 013 B01AA01 KANSAS CITY 013 B02AA01 MO 013 B03AA01 64106 013 A00AA02 DELETE 014 A00AA01 AMERICAN CENTURY INVESTMENT SERVICES, INC. 014 B00AA01 8-35220 014 A00AA02 AMERICAN CENTURY BROKERAGE, INC. 014 B00AA02 8-50034 014 A00AA03 DELETE 015 A00AA01 J.P. 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I000300 0.0 062 J000300 0.0 062 K000300 0.0 062 L000300 0.0 062 M000300 0.0 062 N000300 0.0 062 O000300 0.0 062 P000300 0.0 062 Q000300 0.0 062 R000300 0.0 063 A000300 0 063 B000300 0.0 066 A000300 Y 066 B000300 N 066 C000300 Y 066 D000300 N 066 E000300 N 066 F000300 N 066 G000300 N 067 000300 N 068 A000300 N 068 B000300 N 069 000300 N 070 A010300 Y 070 A020300 Y 070 B010300 Y 070 B020300 N 070 C010300 Y 070 C020300 N 070 D010300 Y 070 D020300 N 070 E010300 N 070 E020300 N PAGE 19 070 F010300 Y 070 F020300 Y 070 G010300 Y 070 G020300 N 070 H010300 Y 070 H020300 N 070 I010300 N 070 I020300 N 070 J010300 Y 070 J020300 N 070 K010300 Y 070 K020300 Y 070 L010300 Y 070 L020300 Y 070 M010300 Y 070 M020300 Y 070 N010300 Y 070 N020300 Y 070 O010300 Y 070 O020300 N 070 P010300 Y 070 P020300 Y 070 Q010300 N 070 Q020300 N 070 R010300 Y 070 R020300 N 071 A000300 21149373 071 B000300 22961590 071 C000300 23085172 071 D000300 92 072 A000300 12 072 B000300 26040 072 C000300 275558 072 D000300 0 072 E000300 0 072 F000300 240123 072 G000300 0 072 H000300 0 072 I000300 0 072 J000300 0 072 K000300 0 072 L000300 0 072 M000300 271 072 N000300 0 072 O000300 0 072 P000300 0 072 Q000300 0 072 R000300 0 072 S000300 0 072 T000300 2231 072 U000300 0 PAGE 20 072 V000300 0 072 W000300 0 072 X000300 242625 072 Y000300 0 072 Z000300 58973 072AA000300 0 072BB000300 2576285 072CC010300 0 072CC020300 526167 072DD010300 0 072DD020300 0 072EE000300 0 073 A010300 0.0000 073 A020300 0.0000 073 B000300 0.0000 073 C000300 0.0000 074 A000300 0 074 B000300 468600 074 C000300 0 074 D000300 0 074 E000300 0 074 F000300 19093100 074 G000300 0 074 H000300 0 074 I000300 0 074 J000300 524292 074 K000300 0 074 L000300 492896 074 M000300 15388 074 N000300 20594276 074 O000300 496557 074 P000300 16162 074 Q000300 0 074 R010300 0 074 R020300 0 074 R030300 0 074 R040300 516565 074 S000300 0 074 T000300 19564992 074 U010300 870774 074 U020300 25293 074 V010300 0.00 074 V020300 0.00 074 W000300 0.0000 074 X000300 707269 074 Y000300 0 075 A000300 0 075 B000300 24473116 076 000300 0.00 024 000400 N 025 A000401 DELETE PAGE 21 025 D000401 0 025 A000402 DELETE 025 D000402 0 025 D000403 0 025 D000404 0 025 D000405 0 025 D000406 0 025 D000407 0 025 D000408 0 028 A010400 17380 028 A020400 0 028 A030400 0 028 A040400 31312 028 B010400 18060 028 B020400 0 028 B030400 0 028 B040400 44173 028 C010400 18551 028 C020400 0 028 C030400 0 028 C040400 32405 028 D010400 17874 028 D020400 0 028 D030400 0 028 D040400 21122 028 E010400 8453 028 E020400 0 028 E030400 0 028 E040400 12049 028 F010400 14132 028 F020400 0 028 F030400 0 028 F040400 19257 028 G010400 94450 028 G020400 0 028 G030400 0 028 G040400 160318 028 H000400 0 034 000400 Y 035 000400 0 036 A000400 N 036 B000400 0 037 000400 N 038 000400 0 039 000400 Y 040 000400 Y 041 000400 Y 042 A000400 0 042 B000400 0 042 C000400 0 042 D000400 0 PAGE 22 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 100 043 000400 68 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 1.000 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 049 000400 N 050 000400 N 051 000400 N 052 000400 N 053 A000400 N 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N 059 000400 Y 060 A000400 Y 060 B000400 Y 061 000400 2500 062 A000400 N 062 B000400 0.0 062 C000400 0.0 062 D000400 0.0 062 E000400 0.0 PAGE 23 062 F000400 0.0 062 G000400 0.0 062 H000400 0.0 062 I000400 0.0 062 J000400 0.0 062 K000400 0.0 062 L000400 0.0 062 M000400 0.0 062 N000400 0.0 062 O000400 0.0 062 P000400 0.0 062 Q000400 0.0 062 R000400 0.0 066 A000400 Y 066 B000400 N 066 C000400 Y 066 D000400 N 066 E000400 N 066 F000400 N 066 G000400 N 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 Y 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 N 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 Y 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y PAGE 24 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 Y 070 Q010400 N 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 3400760 071 B000400 3351509 071 C000400 1154292 071 D000400 293 072 A000400 12 072 B000400 1014 072 C000400 6887 072 D000400 0 072 E000400 0 072 F000400 11931 072 G000400 0 072 H000400 0 072 I000400 0 072 J000400 0 072 K000400 0 072 L000400 0 072 M000400 13 072 N000400 0 072 O000400 0 072 P000400 0 072 Q000400 0 072 R000400 0 072 S000400 0 072 T000400 68 072 U000400 0 072 V000400 0 072 W000400 0 072 X000400 12012 072 Y000400 0 072 Z000400 -4111 072AA000400 0 072BB000400 122681 072CC010400 0 072CC020400 25231 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 48 PAGE 25 074 B000400 28600 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 1006462 074 G000400 0 074 H000400 0 074 I000400 0 074 J000400 62368 074 K000400 0 074 L000400 78 074 M000400 0 074 N000400 1097556 074 O000400 81715 074 P000400 861 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 0 074 S000400 0 074 T000400 1014980 074 U010400 105685 074 U020400 4053 074 V010400 0.00 074 V020400 0.00 074 W000400 0.0000 074 X000400 88745 074 Y000400 0 075 A000400 0 075 B000400 1204639 076 000400 0.00 024 000500 N 025 A000501 DELETE 025 D000501 0 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 1747 028 A020500 0 028 A030500 0 028 A040500 942 028 B010500 1406 028 B020500 0 028 B030500 0 028 B040500 962 028 C010500 1870 PAGE 26 028 C020500 0 028 C030500 0 028 C040500 1459 028 D010500 1466 028 D020500 0 028 D030500 0 028 D040500 1304 028 E010500 1259 028 E020500 0 028 E030500 0 028 E040500 792 028 F010500 1241 028 F020500 0 028 F030500 0 028 F040500 803 028 G010500 8989 028 G020500 0 028 G030500 0 028 G040500 6262 028 H000500 0 034 000500 N 035 000500 0 036 B000500 0 037 000500 N 038 000500 0 039 000500 Y 040 000500 N 041 000500 N 042 A000500 0 042 B000500 0 042 C000500 0 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 0 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 1.000 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 PAGE 27 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 049 000500 N 050 000500 N 051 000500 N 052 000500 N 053 A000500 N 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y 060 B000500 Y 061 000500 2500 062 A000500 N 062 B000500 0.0 062 C000500 0.0 062 D000500 0.0 062 E000500 0.0 062 F000500 0.0 062 G000500 0.0 062 H000500 0.0 062 I000500 0.0 062 J000500 0.0 062 K000500 0.0 062 L000500 0.0 062 M000500 0.0 062 N000500 0.0 062 O000500 0.0 062 P000500 0.0 062 Q000500 0.0 062 R000500 0.0 066 A000500 Y 066 B000500 N 066 C000500 Y 066 D000500 N 066 E000500 N 066 F000500 N PAGE 28 066 G000500 N 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 Y 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 N 070 E020500 N 070 F010500 Y 070 F020500 Y 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 N 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 Y 070 N010500 Y 070 N020500 Y 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 Y 070 Q010500 N 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 1093883 071 B000500 1088711 071 C000500 776953 071 D000500 140 072 A000500 12 072 B000500 1665 072 C000500 2922 072 D000500 0 072 E000500 499 072 F000500 8744 PAGE 29 072 G000500 0 072 H000500 0 072 I000500 0 072 J000500 0 072 K000500 0 072 L000500 0 072 M000500 9 072 N000500 0 072 O000500 0 072 P000500 0 072 Q000500 0 072 R000500 0 072 S000500 0 072 T000500 0 072 U000500 0 072 V000500 0 072 W000500 0 072 X000500 8753 072 Y000500 0 072 Z000500 -3667 072AA000500 0 072BB000500 139368 072CC010500 5223 072CC020500 0 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 19 074 B000500 73000 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 687618 074 G000500 0 074 H000500 0 074 I000500 0 074 J000500 5453 074 K000500 0 074 L000500 143750 074 M000500 147 074 N000500 909987 074 O000500 9788 074 P000500 627 074 Q000500 0 074 R010500 0 074 R020500 0 074 R030500 0 PAGE 30 074 R040500 143817 074 S000500 0 074 T000500 755755 074 U010500 63623 074 U020500 0 074 V010500 11.88 074 V020500 0.00 074 W000500 0.0000 074 X000500 309794 074 Y000500 0 075 A000500 0 075 B000500 873757 076 000500 0.00 024 001100 N 025 A001101 DELETE 025 D001101 0 025 D001102 0 025 D001103 0 025 D001104 0 025 D001105 0 025 D001106 0 025 D001107 0 025 D001108 0 028 A011100 37326 028 A021100 0 028 A031100 0 028 A041100 45605 028 B011100 20030 028 B021100 0 028 B031100 0 028 B041100 50893 028 C011100 101292 028 C021100 0 028 C031100 0 028 C041100 53109 028 D011100 19910 028 D021100 0 028 D031100 0 028 D041100 55602 028 E011100 12678 028 E021100 0 028 E031100 0 028 E041100 23723 028 F011100 32889 028 F021100 0 028 F031100 0 028 F041100 35360 028 G011100 224125 028 G021100 0 028 G031100 0 028 G041100 264292 PAGE 31 028 H001100 0 034 001100 Y 035 001100 0 036 A001100 N 036 B001100 0 037 001100 N 038 001100 0 039 001100 Y 040 001100 Y 041 001100 Y 042 A001100 0 042 B001100 0 042 C001100 0 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 100 043 001100 16 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 1.000 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 049 001100 N 050 001100 N 051 001100 N 052 001100 N 053 A001100 N PAGE 32 055 A001100 Y 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 2500 062 A001100 N 062 B001100 0.0 062 C001100 0.0 062 D001100 0.0 062 E001100 0.0 062 F001100 0.0 062 G001100 0.0 062 H001100 0.0 062 I001100 0.0 062 J001100 0.0 062 K001100 0.0 062 L001100 0.0 062 M001100 0.0 062 N001100 0.0 062 O001100 0.0 062 P001100 0.0 062 Q001100 0.0 062 R001100 0.0 066 A001100 Y 066 B001100 N 066 C001100 Y 066 D001100 N 066 E001100 N 066 F001100 N 066 G001100 N 067 001100 N 068 A001100 N 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 Y 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 N 070 E021100 N 070 F011100 Y 070 F021100 Y 070 G011100 Y PAGE 33 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 N 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 Y 070 Q011100 N 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 1561439 071 B001100 1547545 071 C001100 1204497 071 D001100 128 072 A001100 12 072 B001100 2197 072 C001100 6156 072 D001100 0 072 E001100 0 072 F001100 13091 072 G001100 0 072 H001100 0 072 I001100 0 072 J001100 0 072 K001100 0 072 L001100 0 072 M001100 14 072 N001100 0 072 O001100 0 072 P001100 0 072 Q001100 0 072 R001100 0 072 S001100 0 072 T001100 16 072 U001100 0 072 V001100 0 072 W001100 0 072 X001100 13121 PAGE 34 072 Y001100 0 072 Z001100 -4768 072AA001100 0 072BB001100 105879 072CC011100 0 072CC021100 31558 072DD011100 0 072DD021100 0 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 2652 074 B001100 103300 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 1071612 074 G001100 0 074 H001100 0 074 I001100 0 074 J001100 2976 074 K001100 0 074 L001100 602 074 M001100 0 074 N001100 1181142 074 O001100 13804 074 P001100 945 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 188 074 S001100 0 074 T001100 1166205 074 U011100 111234 074 U021100 16625 074 V011100 0.00 074 V021100 0.00 074 W001100 0.0000 074 X001100 53637 074 Y001100 0 075 A001100 0 075 B001100 1332400 076 001100 0.00 024 001200 Y 025 A001201 GOLDMAN SACHS GROUP, INC. 025 B001201 13-5108880 025 C001201 D 025 D001201 769 PAGE 35 025 A001202 MERRILL LYNCH & COMPANY 025 B001202 13-2973073 025 C001202 E 025 D001202 2505 025 A001203 BEAR STEARNS COMPANIES, INC. 025 B001203 13-3299429 025 C001203 E 025 D001203 3882 025 A001204 MORGAN STANLEY 025 B001204 13-2655998 025 C001204 D 025 D001204 1609 025 A001205 DELETE 025 D001205 0 025 A001206 DELETE 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 3868 028 A021200 0 028 A031200 0 028 A041200 8943 028 B011200 3893 028 B021200 4242 028 B031200 0 028 B041200 15746 028 C011200 5198 028 C021200 0 028 C031200 0 028 C041200 14764 028 D011200 5267 028 D021200 0 028 D031200 0 028 D041200 8354 028 E011200 3775 028 E021200 3477 028 E031200 0 028 E041200 11843 028 F011200 5372 028 F021200 0 028 F031200 0 028 F041200 12770 028 G011200 27373 028 G021200 7719 028 G031200 0 028 G041200 72420 028 H001200 0 034 001200 N 035 001200 0 036 B001200 0 037 001200 N PAGE 36 038 001200 0 039 001200 Y 040 001200 Y 041 001200 Y 042 A001200 0 042 B001200 0 042 C001200 0 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 100 043 001200 80 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 0.000 048 A011200 1000000 048 A021200 0.900 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 1000000 048 K021200 0.800 049 001200 N 050 001200 N 051 001200 N 052 001200 N 053 A001200 N 055 A001200 N 055 B001200 N 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y PAGE 37 060 A001200 Y 060 B001200 Y 061 001200 2500 062 A001200 N 062 B001200 0.0 062 C001200 0.0 062 D001200 0.0 062 E001200 0.0 062 F001200 0.0 062 G001200 0.0 062 H001200 0.0 062 I001200 0.0 062 J001200 0.0 062 K001200 0.0 062 L001200 0.0 062 M001200 0.0 062 N001200 0.0 062 O001200 0.0 062 P001200 0.0 062 Q001200 0.0 062 R001200 0.0 063 A001200 0 063 B001200 0.0 066 A001200 Y 066 G001200 Y 067 001200 Y 068 A001200 N 068 B001200 N 069 001200 N 070 A011200 Y 070 A021200 Y 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 N 070 E021200 N 070 F011200 Y 070 F021200 Y 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 Y 070 K011200 Y 070 K021200 Y PAGE 38 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 N 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 Y 070 Q011200 N 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 687037 071 B001200 761607 071 C001200 636137 071 D001200 108 072 A001200 12 072 B001200 16155 072 C001200 5856 072 D001200 0 072 E001200 0 072 F001200 5815 072 G001200 0 072 H001200 0 072 I001200 0 072 J001200 0 072 K001200 0 072 L001200 0 072 M001200 7 072 N001200 0 072 O001200 0 072 P001200 0 072 Q001200 0 072 R001200 0 072 S001200 0 072 T001200 80 072 U001200 0 072 V001200 0 072 W001200 0 072 X001200 5902 072 Y001200 0 072 Z001200 16109 072AA001200 0 072BB001200 38987 072CC011200 0 072CC021200 20501 072DD011200 15657 072DD021200 488 072EE001200 0 PAGE 39 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 0 074 B001200 18500 074 C001200 207675 074 D001200 0 074 E001200 0 074 F001200 341783 074 G001200 0 074 H001200 0 074 I001200 0 074 J001200 13853 074 K001200 0 074 L001200 2686 074 M001200 0 074 N001200 584497 074 O001200 9934 074 P001200 429 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 2698 074 S001200 0 074 T001200 571436 074 U011200 42767 074 U021200 1251 074 V011200 0.00 074 V021200 0.00 074 W001200 0.0000 074 X001200 36733 074 Y001200 0 075 A001200 0 075 B001200 654289 076 001200 0.00 024 001700 N 025 D001701 0 025 D001702 0 025 D001703 0 025 D001704 0 025 D001705 0 025 D001706 0 025 D001707 0 025 D001708 0 028 A011700 1131 028 A021700 0 028 A031700 0 028 A041700 4725 028 B011700 419 PAGE 40 028 B021700 0 028 B031700 0 028 B041700 5834 028 C011700 1119 028 C021700 0 028 C031700 0 028 C041700 6447 028 D011700 845 028 D021700 0 028 D031700 0 028 D041700 2920 028 E011700 494 028 E021700 0 028 E031700 0 028 E041700 2294 028 F011700 1307 028 F021700 0 028 F031700 0 028 F041700 2569 028 G011700 5315 028 G021700 0 028 G031700 0 028 G041700 24789 028 H001700 0 034 001700 N 035 001700 0 036 B001700 0 037 001700 Y 038 001700 0 039 001700 Y 040 001700 N 041 001700 N 042 A001700 0 042 B001700 0 042 C001700 0 042 D001700 0 042 E001700 0 042 F001700 0 042 G001700 0 042 H001700 0 043 001700 0 044 001700 0 045 001700 Y 046 001700 N 047 001700 Y 048 001700 1.500 048 A011700 0 048 A021700 0.000 048 B011700 0 048 B021700 0.000 048 C011700 0 PAGE 41 048 C021700 0.000 048 D011700 0 048 D021700 0.000 048 E011700 0 048 E021700 0.000 048 F011700 0 048 F021700 0.000 048 G011700 0 048 G021700 0.000 048 H011700 0 048 H021700 0.000 048 I011700 0 048 I021700 0.000 048 J011700 0 048 J021700 0.000 048 K011700 0 048 K021700 0.000 049 001700 N 050 001700 N 051 001700 N 052 001700 N 053 A001700 N 055 A001700 N 055 B001700 N 056 001700 Y 057 001700 N 058 A001700 N 059 001700 Y 060 A001700 Y 060 B001700 Y 061 001700 10000 062 A001700 N 062 B001700 0.0 062 C001700 0.0 062 D001700 0.0 062 E001700 0.0 062 F001700 0.0 062 G001700 0.0 062 H001700 0.0 062 I001700 0.0 062 J001700 0.0 062 K001700 0.0 062 L001700 0.0 062 M001700 0.0 062 N001700 0.0 062 O001700 0.0 062 P001700 0.0 062 Q001700 0.0 062 R001700 0.0 066 A001700 Y 066 B001700 N PAGE 42 066 C001700 Y 066 D001700 N 066 E001700 N 066 F001700 N 066 G001700 N 067 001700 N 068 A001700 N 068 B001700 N 069 001700 N 070 A011700 Y 070 A021700 Y 070 B011700 Y 070 B021700 N 070 C011700 Y 070 C021700 N 070 D011700 Y 070 D021700 N 070 E011700 N 070 E021700 N 070 F011700 Y 070 F021700 Y 070 G011700 Y 070 G021700 N 070 H011700 Y 070 H021700 N 070 I011700 N 070 I021700 N 070 J011700 Y 070 J021700 N 070 K011700 Y 070 K021700 Y 070 L011700 Y 070 L021700 Y 070 M011700 Y 070 M021700 Y 070 N011700 Y 070 N021700 N 070 O011700 Y 070 O021700 N 070 P011700 Y 070 P021700 Y 070 Q011700 N 070 Q021700 N 070 R011700 Y 070 R021700 N 071 A001700 592267 071 B001700 602120 071 C001700 338255 071 D001700 175 072 A001700 12 072 B001700 538 PAGE 43 072 C001700 1253 072 D001700 0 072 E001700 0 072 F001700 5552 072 G001700 0 072 H001700 0 072 I001700 0 072 J001700 0 072 K001700 0 072 L001700 0 072 M001700 0 072 N001700 0 072 O001700 0 072 P001700 0 072 Q001700 0 072 R001700 0 072 S001700 0 072 T001700 0 072 U001700 0 072 V001700 0 072 W001700 0 072 X001700 5556 072 Y001700 0 072 Z001700 -3765 072AA001700 0 072BB001700 37753 072CC011700 0 072CC021700 18757 072DD011700 0 072DD021700 0 072EE001700 0 073 A011700 0.0000 073 A021700 0.0000 073 B001700 0.0000 073 C001700 0.0000 074 A001700 102 074 B001700 27000 074 C001700 0 074 D001700 0 074 E001700 0 074 F001700 274701 074 G001700 0 074 H001700 0 074 I001700 0 074 J001700 6770 074 K001700 0 074 L001700 51 074 M001700 0 074 N001700 308624 074 O001700 11043 074 P001700 379 PAGE 44 074 Q001700 0 074 R011700 0 074 R021700 0 074 R031700 0 074 R041700 22 074 S001700 0 074 T001700 297180 074 U011700 74103 074 U021700 0 074 V011700 4.01 074 V021700 0.00 074 W001700 0.0000 074 X001700 8099 074 Y001700 0 075 A001700 0 075 B001700 369982 076 001700 0.00 062 A001800 Y 062 B001800 0.0 062 C001800 0.0 062 D001800 0.0 062 E001800 0.0 062 F001800 0.0 062 G001800 0.0 062 H001800 0.0 062 I001800 0.0 062 J001800 0.0 062 K001800 0.0 062 L001800 0.0 062 M001800 0.0 062 N001800 0.0 062 O001800 0.0 062 P001800 0.0 062 Q001800 0.0 062 R001800 0.0 063 A001800 0 063 B001800 0.0 064 A001800 N 064 B001800 N 071 A001800 0 071 B001800 0 071 C001800 0 071 D001800 0 072 A001800 0 072 B001800 0 072 C001800 0 072 D001800 0 072 E001800 0 072 F001800 0 072 G001800 0 072 H001800 0 PAGE 45 074 A001800 0 074 B001800 0 074 C001800 0 074 D001800 0 074 E001800 0 074 F001800 0 074 G001800 0 074 H001800 0 074 I001800 0 074 J001800 0 074 K001800 0 074 L001800 0 074 M001800 0 074 N001800 0 074 O001800 0 074 P001800 0 074 Q001800 0 074 R011800 0 074 R021800 0 074 R031800 0 074 R041800 0 074 S001800 0 074 T001800 0 074 U011800 0 074 U021800 0 074 V011800 0.00 074 V021800 0.00 074 W001800 0.0000 074 X001800 0 074 Y001800 0 024 001900 Y 025 A001901 MORGAN STANLEY 025 B001901 13-2655998 025 C001901 E 025 D001901 817 025 A001902 MERRILL LYNCH & COMPANY, INC. 025 B001902 13-5674085 025 C001902 E 025 D001902 767 025 D001903 0 025 D001904 0 025 D001905 0 025 D001906 0 025 D001907 0 025 D001908 0 028 A011900 783 028 A021900 0 028 A031900 0 028 A041900 326 028 B011900 1554 028 B021900 0 PAGE 46 028 B031900 0 028 B041900 275 028 C011900 1998 028 C021900 0 028 C031900 0 028 C041900 1025 028 D011900 2550 028 D021900 0 028 D031900 0 028 D041900 524 028 E011900 842 028 E021900 0 028 E031900 0 028 E041900 365 028 F011900 2492 028 F021900 0 028 F031900 0 028 F041900 422 028 G011900 10219 028 G021900 0 028 G031900 0 028 G041900 2937 028 H001900 0 034 001900 N 035 001900 0 036 B001900 0 037 001900 N 038 001900 0 039 001900 Y 040 001900 Y 041 001900 N 042 A001900 0 042 B001900 0 042 C001900 0 042 D001900 0 042 E001900 0 042 F001900 0 042 G001900 0 042 H001900 0 043 001900 0 044 001900 0 045 001900 Y 046 001900 N 047 001900 Y 048 001900 0.000 048 A011900 500000 048 A021900 1.100 048 B011900 500000 048 B021900 1.000 048 C011900 0 048 C021900 0.000 PAGE 47 048 D011900 0 048 D021900 0.000 048 E011900 0 048 E021900 0.000 048 F011900 0 048 F021900 0.000 048 G011900 0 048 G021900 0.000 048 H011900 0 048 H021900 0.000 048 I011900 0 048 I021900 0.000 048 J011900 0 048 J021900 0.000 048 K011900 1000000 048 K021900 0.900 049 001900 N 050 001900 N 051 001900 N 052 001900 N 053 A001900 N 055 A001900 N 055 B001900 N 056 001900 Y 057 001900 N 058 A001900 N 059 001900 Y 060 A001900 Y 060 B001900 Y 061 001900 10000 062 A001900 N 062 B001900 0.0 062 C001900 0.0 062 D001900 0.0 062 E001900 0.0 062 F001900 0.0 062 G001900 0.0 062 H001900 0.0 062 I001900 0.0 062 J001900 0.0 062 K001900 0.0 062 L001900 0.0 062 M001900 0.0 062 N001900 0.0 062 O001900 0.0 062 P001900 0.0 062 Q001900 0.0 062 R001900 0.0 066 A001900 Y 066 B001900 N 066 C001900 N PAGE 48 066 D001900 Y 066 E001900 N 066 F001900 N 066 G001900 N 067 001900 N 068 A001900 N 068 B001900 N 069 001900 N 070 A011900 Y 070 A021900 Y 070 B011900 Y 070 B021900 N 070 C011900 Y 070 C021900 N 070 D011900 Y 070 D021900 N 070 E011900 N 070 E021900 N 070 F011900 Y 070 F021900 N 070 G011900 Y 070 G021900 N 070 H011900 Y 070 H021900 N 070 I011900 N 070 I021900 N 070 J011900 Y 070 J021900 N 070 K011900 Y 070 K021900 Y 070 L011900 Y 070 L021900 Y 070 M011900 Y 070 M021900 N 070 N011900 Y 070 N021900 N 070 O011900 Y 070 O021900 N 070 P011900 Y 070 P021900 Y 070 Q011900 N 070 Q021900 N 070 R011900 Y 070 R021900 N 071 A001900 33466 071 B001900 21544 071 C001900 51156 071 D001900 42 072 A001900 12 072 B001900 45 072 C001900 1255 PAGE 49 072 D001900 0 072 E001900 0 072 F001900 587 072 G001900 0 072 H001900 0 072 I001900 0 072 J001900 0 072 K001900 0 072 L001900 0 072 M001900 1 072 N001900 0 072 O001900 0 072 P001900 0 072 Q001900 0 072 R001900 0 072 S001900 0 072 T001900 0 072 U001900 0 072 V001900 0 072 W001900 0 072 X001900 588 072 Y001900 0 072 Z001900 712 072AA001900 23 072BB001900 0 072CC011900 0 072CC021900 5893 072DD011900 538 072DD021900 0 072EE001900 0 073 A011900 0.0605 073 A021900 0.0000 073 B001900 0.0000 073 C001900 0.0000 074 A001900 94 074 B001900 2700 074 C001900 0 074 D001900 0 074 E001900 0 074 F001900 51514 074 G001900 0 074 H001900 0 074 I001900 0 074 J001900 417 074 K001900 0 074 L001900 109 074 M001900 0 074 N001900 54835 074 O001900 584 074 P001900 47 074 Q001900 0 PAGE 50 074 R011900 0 074 R021900 0 074 R031900 0 074 R041900 0 074 S001900 0 074 T001900 54204 074 U011900 10339 074 U021900 774 074 V011900 4.88 074 V021900 4.88 074 W001900 0.0000 074 X001900 2579 074 Y001900 0 075 A001900 0 075 B001900 53715 076 001900 0.00 024 002000 N 025 A002001 DELETE 025 D002001 0 025 A002002 DELETE 025 D002002 0 025 D002003 0 025 D002004 0 025 D002005 0 025 D002006 0 025 D002007 0 025 D002008 0 028 A012000 674 028 A022000 0 028 A032000 0 028 A042000 3150 028 B012000 605 028 B022000 0 028 B032000 0 028 B042000 2952 028 C012000 963 028 C022000 0 028 C032000 0 028 C042000 4553 028 D012000 709 028 D022000 0 028 D032000 0 028 D042000 1769 028 E012000 416 028 E022000 0 028 E032000 0 028 E042000 1404 028 F012000 578 028 F022000 0 028 F032000 0 028 F042000 1746 PAGE 51 028 G012000 3945 028 G022000 0 028 G032000 0 028 G042000 15574 028 H002000 0 034 002000 N 035 002000 0 036 B002000 0 037 002000 Y 038 002000 0 039 002000 Y 040 002000 Y 041 002000 N 042 A002000 0 042 B002000 0 042 C002000 0 042 D002000 0 042 E002000 0 042 F002000 0 042 G002000 0 042 H002000 0 043 002000 0 044 002000 0 045 002000 Y 046 002000 N 047 002000 Y 048 002000 0.000 048 A012000 500000 048 A022000 1.500 048 B012000 500000 048 B022000 1.450 048 C012000 0 048 C022000 0.000 048 D012000 0 048 D022000 0.000 048 E012000 0 048 E022000 0.000 048 F012000 0 048 F022000 0.000 048 G012000 0 048 G022000 0.000 048 H012000 0 048 H022000 0.000 048 I012000 0 048 I022000 0.000 048 J012000 0 048 J022000 0.000 048 K012000 1000000 048 K022000 1.400 049 002000 N 050 002000 N PAGE 52 051 002000 N 052 002000 N 053 A002000 N 055 A002000 N 055 B002000 N 056 002000 Y 057 002000 N 058 A002000 N 059 002000 Y 060 A002000 N 060 B002000 N 061 002000 10000 062 A002000 N 062 B002000 0.0 062 C002000 0.0 062 D002000 0.0 062 E002000 0.0 062 F002000 0.0 062 G002000 0.0 062 H002000 0.0 062 I002000 0.0 062 J002000 0.0 062 K002000 0.0 062 L002000 0.0 062 M002000 0.0 062 N002000 0.0 062 O002000 0.0 062 P002000 0.0 062 Q002000 0.0 062 R002000 0.0 066 A002000 Y 066 B002000 N 066 C002000 Y 066 D002000 N 066 E002000 N 066 F002000 N 066 G002000 N 067 002000 N 068 A002000 N 068 B002000 N 069 002000 N 070 A012000 Y 070 A022000 Y 070 B012000 Y 070 B022000 N 070 C012000 Y 070 C022000 N 070 D012000 Y 070 D022000 N 070 E012000 N 070 E022000 N PAGE 53 070 F012000 Y 070 F022000 N 070 G012000 Y 070 G022000 N 070 H012000 Y 070 H022000 N 070 I012000 N 070 I022000 N 070 J012000 Y 070 J022000 N 070 K012000 Y 070 K022000 N 070 L012000 Y 070 L022000 Y 070 M012000 Y 070 M022000 N 070 N012000 Y 070 N022000 N 070 O012000 Y 070 O022000 N 070 P012000 Y 070 P022000 Y 070 Q012000 N 070 Q022000 N 070 R012000 Y 070 R022000 N 071 A002000 750018 071 B002000 763639 071 C002000 227168 071 D002000 330 072 A002000 12 072 B002000 149 072 C002000 2674 072 D002000 0 072 E002000 0 072 F002000 3525 072 G002000 0 072 H002000 0 072 I002000 0 072 J002000 0 072 K002000 0 072 L002000 0 072 M002000 3 072 N002000 0 072 O002000 0 072 P002000 0 072 Q002000 0 072 R002000 0 072 S002000 0 072 T002000 0 072 U002000 0 PAGE 54 072 V002000 0 072 W002000 0 072 X002000 3528 072 Y002000 0 072 Z002000 -705 072AA002000 0 072BB002000 30555 072CC012000 1517 072CC022000 0 072DD012000 0 072DD022000 0 072EE002000 0 073 A012000 0.0000 073 A022000 0.0000 073 B002000 0.0000 073 C002000 0.0000 074 A002000 0 074 B002000 1900 074 C002000 0 074 D002000 0 074 E002000 0 074 F002000 195616 074 G002000 0 074 H002000 0 074 I002000 0 074 J002000 9656 074 K002000 0 074 L002000 162 074 M002000 0 074 N002000 207334 074 O002000 10918 074 P002000 247 074 Q002000 0 074 R012000 0 074 R022000 0 074 R032000 0 074 R042000 8 074 S002000 0 074 T002000 196161 074 U012000 49743 074 U022000 2301 074 V012000 3.77 074 V022000 3.79 074 W002000 0.0000 074 X002000 15122 074 Y002000 0 075 A002000 0 075 B002000 236270 076 002000 0.00 024 002100 N 025 D002101 0 PAGE 55 025 D002102 0 025 D002103 0 025 D002104 0 025 D002105 0 025 D002106 0 025 D002107 0 025 D002108 0 028 A012100 2609 028 A022100 0 028 A032100 0 028 A042100 396 028 B012100 885 028 B022100 0 028 B032100 0 028 B042100 499 028 C012100 905 028 C022100 0 028 C032100 0 028 C042100 844 028 D012100 573 028 D022100 0 028 D032100 0 028 D042100 1056 028 E012100 206 028 E022100 0 028 E032100 0 028 E042100 379 028 F012100 596 028 F022100 0 028 F032100 0 028 F042100 284 028 G012100 5774 028 G022100 0 028 G032100 0 028 G042100 3458 028 H002100 0 034 002100 N 035 002100 0 036 B002100 0 037 002100 Y 038 002100 0 039 002100 Y 040 002100 N 041 002100 N 042 A002100 0 042 B002100 0 042 C002100 0 042 D002100 0 042 E002100 0 042 F002100 0 042 G002100 0 PAGE 56 042 H002100 0 043 002100 0 044 002100 0 045 002100 Y 046 002100 N 047 002100 Y 048 002100 1.500 048 A012100 0 048 A022100 0.000 048 B012100 0 048 B022100 0.000 048 C012100 0 048 C022100 0.000 048 D012100 0 048 D022100 0.000 048 E012100 0 048 E022100 0.000 048 F012100 0 048 F022100 0.000 048 G012100 0 048 G022100 0.000 048 H012100 0 048 H022100 0.000 048 I012100 0 048 I022100 0.000 048 J012100 0 048 J022100 0.000 048 K012100 0 048 K022100 0.000 049 002100 N 050 002100 N 051 002100 N 052 002100 N 053 A002100 N 055 A002100 N 055 B002100 N 056 002100 Y 057 002100 N 058 A002100 N 059 002100 Y 060 A002100 Y 060 B002100 Y 061 002100 10000 062 A002100 N 062 B002100 0.0 062 C002100 0.0 062 D002100 0.0 062 E002100 0.0 062 F002100 0.0 062 G002100 0.0 062 H002100 0.0 PAGE 57 062 I002100 0.0 062 J002100 0.0 062 K002100 0.0 062 L002100 0.0 062 M002100 0.0 062 N002100 0.0 062 O002100 0.0 062 P002100 0.0 062 Q002100 0.0 062 R002100 0.0 066 A002100 Y 066 B002100 N 066 C002100 Y 066 D002100 N 066 E002100 N 066 F002100 N 066 G002100 N 067 002100 N 068 A002100 N 068 B002100 N 069 002100 N 070 A012100 Y 070 A022100 Y 070 B012100 Y 070 B022100 N 070 C012100 Y 070 C022100 N 070 D012100 Y 070 D022100 N 070 E012100 N 070 E022100 N 070 F012100 Y 070 F022100 Y 070 G012100 Y 070 G022100 N 070 H012100 Y 070 H022100 N 070 I012100 N 070 I022100 N 070 J012100 Y 070 J022100 N 070 K012100 Y 070 K022100 Y 070 L012100 Y 070 L022100 Y 070 M012100 Y 070 M022100 Y 070 N012100 Y 070 N022100 N 070 O012100 Y 070 O022100 N PAGE 58 070 P012100 Y 070 P022100 Y 070 Q012100 N 070 Q022100 N 070 R012100 Y 070 R022100 N 071 A002100 55109 071 B002100 43992 071 C002100 24119 071 D002100 182 072 A002100 12 072 B002100 29 072 C002100 95 072 D002100 0 072 E002100 0 072 F002100 385 072 G002100 0 072 H002100 0 072 I002100 0 072 J002100 0 072 K002100 0 072 L002100 0 072 M002100 0 072 N002100 0 072 O002100 0 072 P002100 0 072 Q002100 0 072 R002100 0 072 S002100 0 072 T002100 0 072 U002100 0 072 V002100 0 072 W002100 0 072 X002100 386 072 Y002100 0 072 Z002100 -261 072AA002100 0 072BB002100 2365 072CC012100 0 072CC022100 988 072DD012100 0 072DD022100 0 072EE002100 0 073 A012100 0.0000 073 A022100 0.0000 073 B002100 0.0000 073 C002100 0.0000 074 A002100 72 074 B002100 1400 074 C002100 0 074 D002100 0 PAGE 59 074 E002100 0 074 F002100 23670 074 G002100 0 074 H002100 0 074 I002100 0 074 J002100 623 074 K002100 0 074 L002100 4 074 M002100 0 074 N002100 25770 074 O002100 257 074 P002100 32 074 Q002100 0 074 R012100 0 074 R022100 0 074 R032100 0 074 R042100 2 074 S002100 0 074 T002100 25479 074 U012100 6139 074 U022100 0 074 V012100 4.15 074 V022100 0.00 074 W002100 0.0000 074 X002100 1506 074 Y002100 0 075 A002100 0 075 B002100 25672 076 002100 0.00 SIGNATURE MARYANNE ROEPKE TITLE TREASURER EX-99.77B 3 acctletter.txt ACMF ACCOUNTANT'S LETTER 77-B INDEPENDENT AUDITORS' REPORT The Board of Directors, American Century Mutual Funds, Inc. In planning and performing our audits of the financial statements of Growth Fund, Select Fund, Ultra Fund, Vista Fund, Heritage Fund, Giftrust Fund, Balanced Fund, New Opportunities Fund, Tax-Managed Value Fund, Veedot Fund, and New Opportunities II Fund, comprising American Century Mutual Funds, Inc. (the "Company") for the year ended October 31, 2002 (on which we have issued our reports dated December 6, 2002), we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinions on the financial statements and to comply with the requirements of Form N-SAR, and not to provide assurance on the Company's internal control. The management of the Company is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entity's objective of preparing financial statements for external purposes that are fairly presented in conformity with accounting principles generally accepted in the United States of America. Those controls include the safeguarding of assets against unauthorized acquisition, use, or disposition. Because of inherent limitations in any internal control, misstatements due to error or fraud may occur and not be detected. Also, projections of any evaluation of internal control to future periods are subject to the risk that the internal control may become inadequate because of changes in conditions or that the degree of compliance with policies or procedures deteriorate. Our consideration of the Company's internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements due to error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving the Company's internal control and its operation, including controls for safeguarding securities, that we consider to be a material weakness as defined above as of October 31, 2002. This report is intended solely for the information and use of management, the Board of Directors of the Company, and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. /s/ Deloitte & Touche LLP Deloitte & Touche LLP Kansas City, Missouri December 6, 2002 EX-99.77C 4 exhibit77c.txt ACMF EXHIBIT 77-C SUB-ITEM 77C Submission of matters to a vote of security holders (a) A special meeting of the shareholders of the High-Yield Fund (Old High-Yield Fund), a series of American Century Mutual Funds, Inc., was held on November 16, 2002. (b) N/A (c) At the special meeting, shareholders of the Old High-Yield Fund approved a proposed Agreement and Plan of Reorganization to combine the Old High-Yield Fund with and into the High-Yield Fund, a series of American Century Investment Trust (New High-Yield Fund), effective as soon as practicable after approval. The total number of shareholder votes in favor of the proposal was 2,831,778. The total number of shareholder votes against the proposal was 37,605. (d) N/A EX-99.77O 5 exhibit77o.txt ACMF EXHIBIT 77-O Fund Issuer Ticker Principal Amount (UAmount PurchasedTrade)Date Price UnderwriteUnder writing Spread - ------------------------------------------------------------------------------------------------------------------------------------ Vista Alamosa Holdings Inc APCS $81,420,000 $2,143,175 11/06/2001 14.75 SBSH 5.518% New Opp Weight Watchers WTW $480,240,000 $1,790,400 11/14/2001 24.00 FBCO 5.250% New Opps II Weight Watchers WTW $480,240,000 $86,400 11/14/2001 24.00 FBCO 5.250% Ultra Northrop Grumman Corp NOC $814,200,000 $66,339,600 11/15/2001 88.50 SBSH 3.750% New Opportunities Lawson Software LWSN $225,400,000 $1,901,200 12/06/2001 14.00 LEHM 6.500% New Opportunities II Lawson Software LWSN $225,400,000 $95,200 12/06/2001 14.00 LEHM 6.500% Ultra Aramark Corp RMK $793,500,000 $11,493,928 12/10/2001 23.00 GSCO 5.500% New Opportunities Netscreen Technologies Inc NSCN $184,000,000 $905,488 12/11/2001 16.00 GSCO 7.000% New Opportunities II Netscreen Technologies Inc NSCN $184,000,000 $46,192 12/11/2001 16.00 GSCO 7.000% Ultra Taiwan Semiconductor TSM $1,001,650,000 $12,864,000 01/31/2002 16.75 GSCO 2.230% Ultra Loews Corporation CG $1,127,000,000 $16,781,184 01/31/2002 28.00 SBSH 4.750% New Opportunities Fisher Scientific Int'l FSH $222,007,500 $2,203,200 02/12/2002 27.00 GSCO 4.260% New Opportunities II Fisher Scientific Int'l FSH $222,007,500 $18,900 02/12/2002 27.00 GSCO 4.260% Growth Entercom Communications ETM $206,281,250 $8,005,250 02/27/2002 51.25 DBAB 4.510% Ultra Alcon, Inc ACL $2,531,925,000 $73,101,600 03/20/2002 33.00 FBCO 3.850% Select Alcon, Inc ACL $2,531,925,000 $8,385,300 03/20/2002 33.00 FBCO 3.850% Giftrust Alcon, Inc ACL $2,531,925,000 $2,686,200 03/20/2002 33.00 FBCO 3.850% Heritage Alcon, Inc ACL $2,531,925,000 $4,029,300 03/20/2002 33.00 FBCO 3.850% Ultra Cia Vale Do Rio Doce RIO $1,087,466,065 $33,927,600 03/20/2002 24.50 MERR 1.910% New Op Medical Staffing Network MRN $170,703,125 $666,672 04/17/2002 19.00 LEHM 7.000% NOII Medical Staffing Network MRN $170,703,125 $93,328 04/17/2002 19.00 LEHM 7.000% New Op Expressjet Holdings, Inc XJT $552,000,000 $4,264,000 04/17/2002 16.00 SBSH 6.380% NOII Expressjet Holdings, Inc XJT $552,000,000 $299,200 04/17/2002 16.00 SBSH 6.380% Giftrust Lin Tv Corp TVL $430,100,000 $1,501,698 05/03/2002 22.00 DBAB 6.250% Heritage Lin Tv Corp TVL $430,100,000 $2,303,620 05/03/2002 22.00 DBAB 6.250% Giftrust Aeropostale ARO $258,750,000 $509,400 05/15/2002 18.00 BEAR 7.000% Heritage Aeropostale ARO $258,750,000 $797,400 05/15/2002 18.00 BEAR 7.000% New Op Aeropostale ARO $258,750,000 $109,800 05/15/2002 18.00 BEAR 7.000% New Op II Aeropostale ARO $258,750,000 $18,000 05/15/2002 18.00 BEAR 7.000% Vista JB Hunt Transport JBHT $152,490,000 $6,370,000 05/30/2002 26.00 BEAR 4.750% Tax Managed Value American Electric Power Co AEP $752,560,000 $28,630 06/05/2002 40.90 SBSH 3.000% Ultra FPL Group Inc. FPL $325,450,000 $12,655,760 06/06/2002 56.60 MERR 3.010% Select Hewitt Associates Inc HEW $243,627,500 $4,425,100 06/26/2002 19.00 GSCO 7.000%
EX-99.77Q1 6 exhibit77q1a1.txt ACMF EXHIBIT 77Q1A1 AMERICAN CENTURY MUTUAL FUNDS, INC. ARTICLES SUPPLEMENTARY AMERICAN CENTURY MUTUAL FUNDS, INC., a Maryland corporation whose principal Maryland office is located in Baltimore, Maryland (the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: FIRST: Pursuant to the authority expressly vested in the Board of Directors by Article FIFTH and Article SEVENTH of the Articles of Incorporation of the Corporation, the Board of Directors of the Corporation has (a) duly established new classes of shares for several of the thirteen (13) series of the capital stock of the Corporation and (b) has allocated Nine Billion Seven Hundred Ten Million (9,710,000,000) shares of the Eleven Billion One Hundred Million (11,100,000,000) shares of authorized capital stock of the Corporation, par value One Cent ($0.01) per share, for the aggregate par value of Nine Million Seven Hundred Ten Thousand Dollars ($9,710,000). As a result of the action taken by the Board of Directors referenced in Article FIRST of these Articles Supplementary, the thirteen (13) series (hereinafter referred to as "Series") of stock of the Corporation and the number of shares and aggregate par value of each is as follows: Aggregate Series No. of Shares Par Value Growth Fund 1,190,000,000 $11,900,000 Select Fund 600,000,000 6,000,000 Ultra Fund 4,100,000,000 41,000,000 Vista Fund 1,190,000,000 11,900,000 Heritage Fund 640,000,000 6,400,000 Giftrust Fund 200,000,000 2,000,000 Balanced Fund 215,000,000 2,150,000 New Opportunities Fund 300,000,000 3,000,000 High-Yield Fund 60,000,000 600,000 Tax-Managed Value Fund 215,000,000 2,150,000 Veedot Fund 300,000,000 3,000,000 Veedot Large-Cap Fund 300,000,000 3,000,000 New Opportunities II Fund 400,000,000 4,000,000 The par value of each share of stock in each Series is One Cent ($0.01) per share. SECOND: Pursuant to authority expressly vested in the Board of Directors by Article FIFTH and Article SEVENTH of the Articles of Incorporation, the Board of Directors of the Corporation (a) has duly established classes of shares (each hereinafter referred to as a "Class") for the Series of the capital stock of the Corporation and (b) has allocated the shares designated to the Series in Article FIRST above among the Classes of shares. As a result of the action taken by the Board of Directors, the Classes of shares of the thirteen (13) Series of stock of the Corporation and the number of shares and aggregate par value of each is as follows: Aggregate Series Name Class Name No. of Shares Par Value Growth Fund Investor 800,000,000 $8,000,000 Institutional 80,000,000 800,000 Service 0 0 Advisor 210,000,000 2,100,000 C 100,000,000 1,000,000 Select Fund Investor 360,000,000 3,600,000 Institutional 40,000,000 400,000 Service 0 0 Advisor 100,000,000 1,000,000 A 25,000,000 250,000 B 25,000,000 250,000 C 25,000,000 250,000 C II 25,000,000 250,000 Ultra Fund Investor 3,500,000,000 35,000,000 Institutional 200,000,000 2,000,000 Service 0 0 Advisor 300,000,000 3,000,000 C 100,000,000 1,000,000 Vista Fund Investor 800,000,000 8,000,000 Institutional 80,000,000 800,000 Service 0 0 Advisor 210,000,000 2,100,000 C 100,000,000 1,000,000 Heritage Fund Investor 400,000,000 4,000,000 Institutional 40,000,000 400,000 Service 0 0 Advisor 100,000,000 1,000,000 C 100,000,000 1,000,000 Giftrust Fund Investor 200,000,000 2,000,000 Balanced Fund Investor 150,000,000 1,500,000 Institutional 15,000,000 150,000 Service 0 0 Advisor 50,000,000 500,000 New Opportunities Fund Investor 300,000,000 3,000,000 High-Yield Fund Investor 5,000,000 50,000 Advisor 50,000,000 500,000 C 5,000,000 50,000 Aggregate Series Name Class Name No. of Shares Par Value Tax-Managed Value Fund Investor 150,000,000 1,500,000 Institutional 15,000,000 150,000 Advisor 50,000,000 500,000 Veedot Fund Investor 200,000,000 2,000,000 Institutional 50,000,000 500,000 Advisor 50,000,000 500,000 Veedot Large-Cap Fund Investor 200,000,000 2,000,000 Institutional 50,000,000 500,000 Advisor 50,000,000 500,000 New Opportunities II Fund Investor 250,000,000 2,500,000 Institutional 50,000,000 500,000 A 25,000,000 250,000 B 25,000,000 250,000 C 25,000,000 250,000 C II 25,000,000 250,000
THIRD: Except as otherwise provided by the express provisions of these Articles Supplementary, nothing herein shall limit, by inference or otherwise, the discretionary right of the Board of Directors to serialize, classify or reclassify and issue any unissued shares of any Series or Class or any unissued shares that have not been allocated to a Series or Class, and to fix or alter all terms thereof, to the full extent provided by the Articles of Incorporation of the Corporation. FOURTH: A description of the series and classes of shares, including the preferences, conversion and other rights, voting powers, restrictions, limitations as to dividends, qualifications, and terms and conditions for redemption is set forth in the Articles of Incorporation of the Corporation and is not changed by these Articles Supplementary, except with respect to the creation and/or designation of the various Series. FIFTH: The Board of Directors of the Corporation duly adopted resolutions dividing into Series the authorized capital stock of the Corporation and allocating shares to each Series as set forth in these Articles Supplementary. SIXTH: The Board of Directors of the Corporation duly adopted resolutions establishing the Series and allocating shares to the Series, as set forth in Article FIRST, and dividing the Series of capital stock of the Corporation into Classes as set forth in Article SECOND. IN WITNESS WHEREOF, AMERICAN CENTURY MUTUAL FUNDS, INC. has caused these Articles Supplementary to be signed and acknowledged in its name and on its behalf by its Vice President and attested to by its Assistant Secretary on this 14th day of June, 2002. AMERICAN CENTURY MUTUAL FUNDS, INC. ATTEST: By: Name: Charles A. Etherington Name: David C. Tucker Title: Assistant Secretary Title: Senior Vice President THE UNDERSIGNED Senior Vice President of AMERICAN CENTURY MUTUAL FUNDS, INC., who executed on behalf of said Corporation the foregoing Articles Supplementary to the Charter, of which this certificate is made a part, hereby acknowledges, in the name of and on behalf of said Corporation, the foregoing Articles Supplementary to the Charter to be the corporate act of said Corporation, and further certifies that, to the best of his knowledge, information and belief, the matters and facts set forth therein with respect to the approval thereof are true in all material respects under the penalties of perjury. Dated: June 14, 2002 David C. Tucker, Senior Vice President EX-99.77Q1 7 exhibit771a2.txt ACMF EXHIBIT 77Q1A2 AMERICAN CENTURY MUTUAL FUNDS, INC. CERTIFICATE OF CORRECTION TO ARTICLES SUPPLEMENTARY AMERICAN CENTURY MUTUAL FUNDS, INC., a Maryland corporation whose principal Maryland office is located in Baltimore, Maryland (the "Corporation"), hereby certifies to the State Department of Assessments and Taxation of Maryland that: 1. This Certificate of Correction is filed to correct typographical errors in the Corporation's Articles Supplementary. 2. Said Articles Supplementary were filed by the Corporation on June 17, 2002. 3. The Article requiring correction as previously filed is as follows: SECOND: Pursuant to authority expressly vested in the Board of Directors by Article FIFTH and Article SEVENTH of the Articles of Incorporation, the Board of Directors of the Corporation (a) has duly established classes of shares (each hereinafter referred to as a "Class") for the Series of the capital stock of the Corporation and (b) has allocated the shares designated to the Series in Article FIRST above among the Classes of shares. As a result of the action taken by the Board of Directors, the Classes of shares of the thirteen (13) Series of stock of the Corporation and the number of shares and aggregate par value of each is as follows: Aggregate Series Name Class Name No. of Shares Par Value Growth Fund Investor 800,000,000 $8,000,000 Institutional 80,000,000 800,000 Service 0 0 Advisor 210,000,000 2,100,000 C 100,000,000 1,000,000 Select Fund Investor 360,000,000 3,600,000 Institutional 40,000,000 400,000 Service 0 0 Advisor 100,000,000 1,000,000 A 25,000,000 250,000 B 25,000,000 250,000 C 25,000,000 250,000 C II 25,000,000 250,000 Ultra Fund Investor 3,500,000,000 35,000,000 Institutional 200,000,000 2,000,000 Service 0 0 Advisor 300,000,000 3,000,000 C 100,000,000 1,000,000 Aggregate Series Name Class Name No. of Shares Par Value Vista Fund Investor 800,000,000 8,000,000 Institutional 80,000,000 800,000 Service 0 0 Advisor 210,000,000 2,100,000 C 100,000,000 1,000,000 Heritage Fund Investor 400,000,000 4,000,000 Institutional 40,000,000 400,000 Service 0 0 Advisor 100,000,000 1,000,000 C 100,000,000 1,000,000 Giftrust Fund Investor 200,000,000 2,000,000 Balanced Fund Investor 150,000,000 1,500,000 Institutional 15,000,000 150,000 Service 0 0 Advisor 50,000,000 500,000 New Opportunities Fund Investor 300,000,000 3,000,000 High-Yield Fund Investor 5,000,000 50,000 Advisor 50,000,000 500,000 C 5,000,000 50,000 Tax-Managed Value Fund Investor 150,000,000 1,500,000 Institutional 15,000,000 150,000 Advisor 50,000,000 500,000 Veedot Fund Investor 200,000,000 2,000,000 Institutional 50,000,000 500,000 Advisor 50,000,000 500,000 Veedot Large-Cap Fund Investor 200,000,000 2,000,000 Institutional 50,000,000 500,000 Advisor 50,000,000 500,000 New Opportunities II Fund Investor 250,000,000 2,500,000 Institutional 50,000,000 500,000 A 25,000,000 250,000 B 25,000,000 250,000 C 25,000,000 250,000 C II 25,000,000 250,000
4. The number of shares allocated to the High-Yield Fund and the aggregate par value are hereby corrected to read as follows: No. of Shares Aggregate Series Name Class Name Par Value High-Yield Fund Investor 50,000,000 500,000 Advisor 5,000,000 50,000 C 5,000,000 50,000
IN WITNESS WHEREOF, AMERICAN CENTURY MUTUAL FUNDS, INC. has caused this Certificate of Correction to the Articles Supplementary to be signed and acknowledged in its name and on its behalf by its Vice President and attested to by its Assistant Secretary on this 25th day of June, 2002. AMERICAN CENTURY MUTUAL ATTEST: FUNDS, INC. By: Name: Janet A. Nash Name: Charles A. Etherington Title: Assistant Secretary Title: Vice President THE UNDERSIGNED Vice President of AMERICAN CENTURY MUTUAL FUNDS, INC., who executed on behalf of said Corporation the foregoing Certificate of Correction to the Articles Supplementary to the Charter, of which this certificate is made a part, hereby acknowledges, in the name of and on behalf of said Corporation, the foregoing Certificate of Correction to be the corporate act of said Corporation, and further certifies that, to the best of his knowledge, information and belief, the matters and facts set forth therein with respect to the approval thereof are true in all material respects under the penalties of perjury. Dated: June 25, 2002. Charles A. Etherington Vice President EX-99.77Q1 8 exhibit77q1e.txt ACMF EXHIBIT 77Q1E ADDENDUM TO MANAGEMENT AGREEMENT This Addendum, dated as of September 3, 2002, supplements the Management Agreement (the Agreement") dated as of August 1, 1997, by and between American Century Mutual Funds, Inc. ("ACMF") and American Century Investment Management, Inc. ("ACIM"). IN CONSIDERATION of the mutual promises and conditions herein contained, the parties agree as follows (all capitalized terms used herein and not otherwise defined having the meaning given them in the Agreement): 1. ACIM shall manage the following classes (the "New Classes") of shares to be issued by ACMF, and for such management shall receive the Applicable Fee set forth below: Applicable Name of Series Name of Class Fee Rate Select Fund A Class 1.00% B Class 1.00% C Class 1.00% C Class II 1.00% New Opportunities II Fund A Class 1.50% B Class 1.50% C Class 1.50% C Class II 1.50% 2. ACIM shall manage the New Classes in accordance with the terms and conditions specified in the Agreement for its existing management responsibilities. IN WITNESS WHEREOF, the parties have caused this Addendum to the Agreement to be executed by their respective duly authorized officers as of the day and year first above written. Attest: AMERICAN CENTURY MUTUAL FUNDS, INC. __________________________ ____________________________________ Anastasia H. Enneking Charles A. Etherington Assistant Secretary Vice President Attest: AMERICAN CENTURY INVESTMENT MANAGEMENT, INC. __________________________ ______________________________ Anastasia H. Enneking Charles A. Etherington Assistant Secretary Vice President EX-99.77Q3 CERT 9 exhibit77q3cert.txt ACMF EXHIBIT 77.3 CERT Exhibit 99.77Q3 CERT Registrant: American Century Mutual Funds, Inc. File Number: 811-0816 Registrant CIK Number: 0000100334 (a)(i) As of December 18, 2002, an evaluation was performed under the supervision and with the participation of the Registrant's management, including the President (Principal Executive Officer) and Treasurer (Principal Financial Officer), of the effectiveness of the design and operation of the Registrant's disclosure controls and procedures. Based on that evaluation, the Registrant's management, including the President and Treasurer, concluded that the Registrant's disclosure controls and procedures were effective as of December 18, 2002. (a)(ii)There have been no significant changes in the Registrant's internal controls or in other factors that could significantly affect internal controls subsequent to December 18, 2002. I, William M. Lyons, certify that: 1. I have reviewed this report on Form N-SAR of American Century Mutual Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. December 23, 2002 /s/William M. Lyons William M. Lyons President & Principal Executive Officer I, Maryanne Roepke, certify that: 1. I have reviewed this report on Form N-SAR of American Century Mutual Funds, Inc.; 2. Based on my knowledge, this report does not contain any untrue statement of a material fact or omit to state a material fact necessary to make the statements made, in light of the circumstances under which such statements were made, not misleading with respect to the period covered by this report; 3. Based on my knowledge, the financial information included in this report, and the financial statements on which the financial information is based, fairly present in all material respects the financial condition, results of operations, changes in net assets, and cash flows (if the financial statements are required to include a statement of cash flows) of the registrant as of, and for, the periods presented in this report; 4. The registrant's other certifying officers and I are responsible for establishing and maintaining disclosure controls and procedures (as defined in rule 30a-2(c) under the Investment Company Act) for the registrant and have: a) designed such disclosure controls and procedures to ensure that material information relating to the registrant, including its consolidated subsidiaries, is made known to us by others within those entities, particularly during the period in which this report is being prepared; b) evaluated the effectiveness of the registrant's disclosure controls and procedures as of a date within 90 days prior to the filing date of this report (the "Evaluation Date"); and c) presented in this report our conclusions about the effectiveness of the disclosure controls and procedures based on our evaluation as of the Evaluation Date; 5. The registrant's other certifying officers and I have disclosed, based on our most recent evaluation, to the registrant's auditors and the audit committee of the registrant's board of directors (or persons performing the equivalent functions): a) all significant deficiencies in the design or operation of internal controls which could adversely affect the registrant's ability to record, process, summarize, and report financial data and have identified for the registrant's auditors any material weaknesses in internal controls; and b) any fraud, whether or not material, that involves management or other employees who have a significant role in the registrant's internal controls; and 6. The registrant's other certifying officers and I have indicated in this report whether or not there were significant changes in internal controls or in other factors that could significantly affect internal controls subsequent to the date of our most recent evaluation, including any corrective actions with regard to significant deficiencies and material weaknesses. December 23, 2002 /s/Maryanne Roepke Maryanne Roepke Treasurer & Principal Financial Officer Registrant Name: American Century Mutual Funds, Inc. File Number: 811-7822 Registrant CIK Number: 0000908406 The electronic format for filing FORM N-SAR does not provide adequate space for responding fully to Items 15, 48, 72DD, 73A)1, 73A)2, 74U and 74V. The complete answers are as follows: Item 15 Custodian: Sub-Custodian: J.P. Morgan Chase & Company See Attachment A Attachment A a. Foreign Subcustodians: Country Foreign Subcustodian ARGENTINA JPMorgan Chase Bank Buenos Aires AUSTRALIA Australia and New Zealand Banking Group Ltd. Melbourne AUSTRIA J.P. Morgan AG Frankfurt BAHRAIN National Bank of Bahrain Manama BANGLADESH Standard Chartered Bank Dhaka BELGIUM J.P. Morgan AG Frankfurt BERMUDA The Bank of Bermuda Limited Hamilton BOTSWANA Barclays Bank of Botswana Limited Gaborone BRAZIL Citibank, N.A.. Sao Paulo BULGARIA ING Bank N.V. Sofia CANADA Royal Bank of Canada Toronto Royal Bank of Canada Toronto CHILE Citibank, N.A Santiago CHINA - SHANGHAI Citibank, N.A. New York CHINA - SHENZHEN JPMorgan Chase Bank Hong Kong COLOMBIA Cititrust Colombia S.A. Sociedad Fiduciaria Santa Fe de Bogota CROATIA Privredna banka Zagreb d.d. Zagreb CYPRUS The Cyprus Popular Bank Ltd. Nicosia CZECH REPUBLIC Ceskoslovenska obchodni banka, a.s. Prague DENMARK Nordea Bank Danmark A/S Copenhagen ECUADOR Citibank, N.A. Quito EGYPT Citibank, N.A. Cairo ESTONIA Esti Uhispank Tallinn FINLAND J.P. Morgan AG Frankfurt FRANCE J.P. Morgan AG Frankfurt J.P. Morgan AG Frankfurt GERMANY J.P. Morgan AG Frankfurt GHANA Barclays Bank of Ghana Limited Accra GREECE J.P. Morgan AG Frankfurt HONG KONG JPMorgan Chase Bank Hong Kong HUNGARY ING Bank Rt. Budapest ICELAND Islandsbanki-FBA Reykjavik INDIA The Hongkong and Shanghai Banking Corporation Limited Mumbai Standard Chartered Bank Mumbai INDONESIA The Hongkong and Shanghai Banking Corporation Limited Jakarta IRELAND J.P. Morgan AG Frankfurt ISRAEL Bank Leumi le-Israel B.M. Tel Aviv ITALY J.P. Morgan AG Frankfurt IVORY COAST Societe Generale Paris JAMAICA FirstCaribbean International Trust and Merchant Bank (Jamaica) Limited Kingston JAPAN JPMorgan Chase Bank Tokyo JPMorgan Chase Bank Tokyo JORDAN Arab Bank Plc Amman KAZAKHSTAN ABN AMRO Bank Kazakhstan Almaty KENYA Barclays Bank of Kenya Limited Nairobi LATVIA Hansabanka Riga LEBANON JPMorgan Chase Bank New York LITHUANIA Vilniaus Bankas AB Vilnius LUXEMBOURG J.P. Morgan AG Frankfurt MALAYSIA HSBC Bank Malaysia Berhad Kuala Lumpur MALTA HSBC Bank Malta p.l.c. Valletta MAURITIUS The Hongkong and Shanghai Banking Corporation Limited Port Louis MEXICO Banco J.P. Morgan, S.A. Mexico, D.F Banco Nacional de Mexico, S.A. Mexico, D.F MOROCCO Banque Commerciale du Maroc S.A. Casablanca NAMIBIA Standard Bank of Namibia Limited Windhoek NETHERLANDS J.P. Morgan AG Frankfurt J.P. Morgan AG Frankfurt NEW ZEALAND National Bank of New Zealand Wellington *NIGERIA* The Standard Bank of South Africa Limited Johannesburg NORWAY Den norske Bank ASA Oslo OMAN Oman Arab Bank Muscat PAKISTAN Citibank, N.A. Karachi Deutsche Bank AG Karachi Standard Chartered Bank Karachi PERU Banco de Credito del Peru Lima PHILIPPINES The Hongkong and Shanghai Banking Corporation Limited Manila POLAND Bank Rozwoju Eksportu S.A. Warsaw PORTUGAL J.P. Morgan AG Frankfurt ROMANIA ING Bank N.V. Bucharest *RUSSIA* JPMorgan Chase Bank New York A/C JPMorgan Chase Bank London (USD NOSTRO Account) JPMorgan Chase Bank New York A/C JPMorgan Chase Bank London (USD NOSTRO Account) SINGAPORE Oversea-Chinese Banking Corporation Singapore SLOVAK REPUBLIC Vseobecno Uverova Banka S.A. Bratislava SLOVENIA Bank Austria Creditanstalt d.d. Ljubljana Ljubljana SOUTH AFRICA The Standard Bank of South Africa Limited Johannesburg SOUTH KOREA The Hongkong and Shanghai Banking Corporation Limited Seoul Standard Chartered Bank Seoul SPAIN J.P. Morgan AG Frankfurt SRI LANKA The Hongkong and Shanghai Banking Corporation Limited Colombo SWEDEN Svenska Handelsbanken Stockholm SWITZERLAND UBS AG Zurich TAIWAN JPMorgan Chase Bank Taipei The Hongkong and Shanghai Banking Corporation Limited Taipei THAILAND Standard Chartered Bank Bangkok TUNISIA Banque Internationale Arabe de Tunisie, S.A. Tunis TURKEY JPMorgan Chase Bank Istanbul *UKRAINE* ING Bank Ukraine Kiev U.A.E. The National Bank of Abu Dhabi Abu Dhabi U.K. National Westminster Bank London URUGUAY BankBoston, N.A Montevideo. U.S.A. JPMorgan Chase Bank New York VENEZUELA Citibank, N.A. Caracas VIETNAM The Hongkong and Shanghai Banking Corporation Limited Ho Chi Minh City ZAMBIA Barclays Bank of Zambia Limited Lusaka ZIMBABWE Barclays Bank of Zimbabwe Limited Harare Item 48 Registrant is party to a management agreement (the "Agreement") with its investment adviser, American Century Investment Management, Inc. ("ACIM"). Under the Agreement, ACIM provides, directly or through affiliates and third parties, virtually all services necessary to manage Registrant's assets, including providing investment advice, obtaining custodial services, portfolio accounting and fund tax preparation, as well as administrative services for the Registrant and its shareholders, such as transfer agency and the printing and distribution of shareholder materials. Registrant provides multiple classes of its series. For the services ACIM provides under the Agreement, ACIM charges each class a single, unified fee equal to a predetermined annual percentage of the class's daily net assets. This unified fee rate varies by class as indicated below. The difference in the fee structure among the classes is the result of their separate arrangements for shareholder and distribution services and not the result of any difference in amounts charged by the adviser for core investment advisory services. Although the core investment advisory expense does not vary by class, the Agreement does not separately state this rate. As a result, Registrant's response to Item 48 reflects the unified fee rate specified in the Agreement for each class. Series No. 1 Investor Class 1.00% Institutional Class 0.80% Advisor Class 0.75% Class C 1.00% Series No. 2 Investor Class 1.00% Institutional Class 0.80% Advisor Class 0.75% Series No. 3 Investor Class 0.99% Institutional Class 0.79% Advisor Class 0.74% Class C 0.99% Series No. 4 Investor Class 1.00% Institutional Class 0.80% Advisor Class 0.75% Class C 1.00% Series No. 11 Investor Class 1.00% Institutional Class 0.80% Advisor Class 0.75% Class C 1.00% Series No. 12 Investor Class 0.90% Institutional Class 0.70% Advisor Class 0.65% Series No. 19 Investor Class 1.10% Institutional Class 0.90% Series No. 20 Investor Class 1.50% Institutional Class 1.30% Item 74 Series Number: 1 74U. 1. Number of shares outstanding (000's omitted) Investor Class 267050 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Advisor Class 2213 Institutional Class 30649 C Class 33 Item 77 77V. 1. Net asset value per share (to nearest cent) Investor Class $14.80 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Advisor Class $14.70 Institutional Class $14.87 C Class $14.66 Series Number: 2 72DD) 1. Total income dividends for which record date passed during the period ($000's omitted) Investor Class 8456 2.Dividends for a second class of open-end company shares Advisor Class - Institutional Class 690 73A) 1. Dividends from net investment income Investor Class $0.0628 2. Dividends for a second class of open-end company shares Advisor Class - Institutional Class $0.1341 74U. 1. Number of shares outstanding (000's omitted) Investor Class 121839 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Advisor Class 713 Institutional Class 6388 77V. 1. Net asset value per share (to nearest cent) Investor Class $28.91 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Advisor Class $28.66 Institutional Class $29.10 Series Number: 3 74U. 1. Number of shares outstanding (000's omitted) Investor Class 852648 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Advisor Class 18126 Institutional Class 25269 C Class 23 77V. 1. Net asset value per share (to nearest cent) Investor Class $21.83 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Advisor Class $21.62 Institutional Class $22.02 C Class $21.59 Series Number: 4 74U. 1. Number of shares outstanding (000's omitted) Investor Class 104446 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Advisor Class 1239 Institutional Class 4041 C Class 12 77V. 1. Net asset value per share (to nearest cent) Investor Class $9.25 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Advisor Class $9.15 Institutional Class $9.34 C Class $9.12 Series Number: 11 74U. 1. Number of shares outstanding (000's omitted) Investor Class 110821 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Advisor Class 413 Institutional Class 16609 C Class 16 77V. 1. Net asset value per share (to nearest cent) Investor Class $9.11 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Advisor Class $9.05 Institutional Class $9.17 C Class $8.99 Series Number: 12 72DD).1 Total income dividends for which record date passed during the period ($000's omitted) Investor Class 15305 2.Dividends for a second class of open-end company shares Advisor Class 352 Institutional Class 488 73A)1. Dividends from net investment income Investor Class $0.3458 2. Dividends for a second class of open-end company shares Advisor Class $0.3111 Institutional Class $0.3730 74U. 1. Number of shares outstanding (000's omitted) Investor Class 41689 2. Number of shares outstanding of a second class of open-end company shares (000's omitted) Advisor Class 1078 Institutional Class 1251 77V. 1. Net asset value per share (to nearest cent) Investor Class $12.98 2.Net asset value per share of a second class of open-end company shares (to nearest cent) Advisor Class $12.97 Institutional Class $12.99 -----END PRIVACY-ENHANCED MESSAGE-----