EX-1.02 2 ex1_02.htm EXHIBIT 1.02 Unassociated Document



 
 
Exhibit 1.02

Silicon Image, Inc.
Conflict Minerals Report
For The Reporting Period January 1 to December 31, 2013

This Conflict Minerals Report (CMR) has been prepared by Silicon Image, Inc. (including our subsidiaries, referred to collectively in this Report as “Silicon Image”, “we”, “our” and “us”).  This CMR for the reporting period January 1 to December 31, 2013 is presented to comply with the final conflict minerals implementing rules (Final Rules) promulgated by the Securities and Exchange Commission (SEC), as modified by SEC guidance issued on April 29, 2014 and the SEC order issued on May 2, 2014.  The Final Rules were adopted by the SEC to implement reporting and disclosure requirements related to conflict minerals as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 as codified in Section 13(p) of the Securities Exchange Act of 1934.  The Final Rules impose certain reporting obligations on SEC registrants whose manufactured products contain conflict minerals that are necessary to the functionality or production of their products. “Conflict minerals” are currently defined by the SEC as cassiterite, columbite-tantalite (coltan), gold, wolframite, or their derivatives, which the SEC has currently limited to tin, tantalum, tungsten and gold.

To comply with the Final Rules, we conducted due diligence on the origin, source and chain of custody of the conflict minerals that were necessary to the functionality or production of the products that we manufactured or contracted to manufacture to ascertain whether these conflict minerals originated in the Democratic Republic of Congo or an adjoining country (collectively, Covered Countries) and financed or benefited armed groups (as defined in Section 1, Item 1.01(d)(2) of Form SD) in any of these countries.

Pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, Silicon Image is not required to describe any of its products as “DRC conflict free” (as defined in Section 1, Item 1.01(d)(4) of Form SD), “DRC conflict undeterminable” (as defined in Section 1, Item 1.01(d)(5) of Form SD) or “having not been found to be ‘DRC conflict free,’” and therefore makes no conclusion in this regard in the report presented herein.  Furthermore, given that Silicon Image has not voluntarily elected to describe any of its products as “DRC conflict free,” an independent private sector audit of the report presented herein has not been conducted.

Company and Product Description

Silicon Image is a leading provider of video, audio and data connectivity solutions for the mobile, consumer electronics and personal computer markets.  Our offerings include semiconductor, firmware, intellectual property and related service offerings which enable consumers to reliably connect their devices in home, office and mobile environments. For purposes of this CMR, references to our “products” refer to our semiconductor and firmware products, and references to our “suppliers” refer to our direct product suppliers.

Conflict Minerals Analysis and Reasonable Country of Origin Inquiry

Based on a review of our products and our reasonable country of origin inquiry (RCOI), we have concluded that:

·  
our products contain conflict minerals that are necessary to the functionality or production of such products; and

·  
we are unable to determine whether our products contain conflict minerals that originated in the Covered Countries.
 
 

 
1



 
Part 1. Due Diligence

1.1 Design of Due Diligence

Our due diligence processes and efforts have been developed in accordance with the 2nd edition of the Organization for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and the related supplements for gold and for tin, tantalum and tungsten (the OECD Guidance).

1.2 Due Diligence Measures Performed

We performed the following measures during the reporting period to exercise due diligence on the source and chain of custody of the necessary conflict minerals contained in our products that we had reason to believe may have originated from the Covered Countries and may not have come from recycled or scrap sources:
 
·  
Designed and adopted a risk management plan that includes due diligence reviews of suppliers which we identified may be sourcing or processing conflict minerals from the Covered Countries which may not be from recycled or scrap sources.
 
·  
Conducted supply chain surveys of our active suppliers using a template developed by the Electronic Industry Citizenship Coalition (EICC) and the Global e-Sustainability Initiative (GeSI), known as the Conflict Minerals Reporting Template. The template was developed to facilitate disclosure and communication of information regarding smelters that provide material to a company’s supply chain. It includes questions regarding a company’s conflict-free policy, engagement with its direct suppliers, and a listing of the smelters the company and its suppliers use. In addition, the template contains questions about the origin of conflict minerals included in their products, as well as supplier due diligence. This template is being widely adopted by many companies in their due diligence processes related to conflict minerals.

·  
Contacted suppliers on responses to supply chain surveys that we identified contained incomplete or potentially inaccurate information to seek additional clarifying information.

·  
Compared smelters and refiners identified by the supply chain survey against the list of facilities that have received a “conflict free” designation from the CFSP or other independent third party audit program.

·  
Implemented a risk mitigation response plan to monitor and track suppliers, smelters and refiners identified as not meeting the requirements set forth in our Conflict Minerals Sourcing Policy or contractual requirements to determine their progress in meeting those requirements.
 
Part 2. Product Description
 
2.1 Results of our Due Diligence Measures

As a result of our due diligence, our suppliers have identified 201 smelters and refineries.  Of those, 86 smelters and refineries are identified by the CFSI as known smelters and refineries, and 115 smelters and refineries are not validated or verified by the CFSI.  Among the 86 known smelters and refineries, 63 are on the CFSI's certified conflict-free smelter list, and the remainder are progressing towards CFSI validation.  Attached as Addendum A is a list of the smelters and refineries that have been identified by our suppliers with their countries of origin.
 
 

 
2


 

2.2 Steps to Mitigate Risk

We intend to take the following steps to continue to mitigate the risk that the necessary conflict minerals in our products could benefit armed groups in the Covered Countries:

·  
enhance supplier communication, training and escalation process to improve due diligence data accuracy and completion;

·  
continue to influence additional smelters and refineries in our supply chain to obtain CFSI conflict-free status; and

·  
encourage suppliers who are sourcing from non-conflict-free smelters to revise their sourcing strategies in favor of CFSI-certified smelters within a reasonable time frame.

FORWARD LOOKING STATEMENTS
 
Statements relating to due diligence improvements are forward-looking in nature and are based on Silicon Image’s management's current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors that may be outside of Silicon Image’s control and which could cause actual events to differ materially from those expressed or implied by the statements made herein.

DOCUMENTS INCORPORATED BY REFERENCE
 
Unless otherwise stated herein, any documents, third party materials or references to websites (including Silicon Image’s) are not incorporated by reference in, or considered to be a part of this CMR, unless expressly incorporated by reference herein.
 
 

3


 
 
Addendum A

Metal
Smelter Name
Smelter Facility Location: Country
Gold
Aida Chemical Industries Co. Ltd.
Japan
Gold
Allgemeine Gold- & Silberscheideanstalt
Germany
Gold
Almalyk Mining and Metallurgical Complex (AMMC)
Uzbekistan
Gold
AngloGold Ashanti Mineração Ltda
Brazil
Gold
Argor-Heraeus SA
Switzerland
Gold
Asahi Pretec Corp
Japan
Gold
Asaka Riken Co Ltd
Japan
Gold
Aurubis AG
Germany
Gold
Bangko Sentral ng Pilipinas (Central Bank of the Philippines)
Phillipines
Gold
Caridad
Mexico
Gold
Chimet SpA
Italy
Gold
Chugai Mining
Japan
Gold
Codelco
Chile
Gold
Daejin Indus Co. Ltd
Republic of Korea
Gold
DaeryongENC
Republic of Korea
Gold
Do Sung Corporation
Republic of Korea
Gold
Dongguan Standard Electronic Material.Co.,Ltd
China
Gold
Dowa
Japan
Gold
Eco-System Recycling Co., Ltd.
Japan
Gold
FSE Novosibirsk Refinery
Russia
Gold
Heimerle + Meule GmbH
Germany
Gold
Heraeus Ltd Hong Kong
Hong Kong
Gold
Heraeus Precious Metals GmbH & Co. KG
Germany
Gold
Hwasung CJ Co. Ltd
Republic of Korea
Gold
Ishifuku Metal Industry Co., Ltd.
Japan
Gold
Japan Mint
Japan
Gold
Jiangxi Copper Company Limited
China
Gold
Johnson Matthey Inc
USA
Gold
Johnson Matthey Limited
Canada
Gold
JX Nippon Mining & Metals Co., Ltd
Japan
Gold
Kennecott Utah Copper
United States
Gold
Kojima Chemicals Co. Ltd
Japan
Gold
Korea Metal Co. Ltd
Republic of Korea
Gold
Kunshan Jinli chemical industry reagents co.,Ltd.
China
Gold
LingbaoJinyuan tonghui
China
Gold
LS-Nikko Copper Inc
Republic of Korea
Gold
Materion
United States
Gold
Matsuda Sangyo Co. Ltd
Japan
Gold
Metalor Technologies (Hong Kong) Ltd
Hong Kong
Gold
Metalor Technologies SA
Switzerland
Gold
Metalor USA Refining Corporation
United States
Gold
Mitsubishi Materials Corporation
Japan
Gold
Mitsui Mining and Smelting Co., Ltd.
Japan
Gold
MK electron
Republic of Korea
Gold
Navoi Mining and Metallurgical Combinat
Uzbekistan
Gold
Nihon Material Co. LTD
Japan
Gold
Ningbo Kangqiang
China

 

4

 

 
Metal
Smelter Name
Smelter Facility Location: Country
Gold
Ohio Precious Metals LLC.
United States
Gold
PAMP SA
Switzerland
Gold
Pan Pacific Copper Co. LTD
Japan
Gold
Perth Mint (Western Australia Mint)
Australia
Gold
Rand Refinery (Pty) Ltd
South Africa
Gold
Royal Canadian Mint
Canada
Gold
Sabin Metal Corp.
United States
Gold
Samwon Metals Corp
Republic of Korea
Gold
Scotia Mocatta
Hong Kong
Gold
SEMPSA Joyeria Plateria SA
Spain
Gold
Shandong Zhaojin Gold & Silver Refinery Co. Ltd
China
Gold
Shenzhen Tiancheng Chemical Co LTD
China
Gold
SMM
Japan
Gold
So Accurate Refining Group
United States
Gold
Solar Applied Materials Taiwan
Taiwan
Gold
Sumitomo Metal Mining Co. Ltd.
Japan
Gold
Suzhou Xingrui Noble
China
Gold
Tai zhou chang san Jiao electron Co.,Ltd
China
Gold
Tanaka Kikinzoku Kogyo K.K.
Japan
Gold
Technic Inc
United States
Gold
The Great Wall Gold and Silver Refinery of China
China
Gold
The Refinery of Shandong Gold Mining Co. Ltd
China
Gold
Tokuriki Honten Co. Ltd
Japan
Gold
TongLing Nonferrous Metals Group Holdings Co;Ltd
China
Gold
Torecom
Republic of Korea
Gold
Umicore Brasil Ltda
Brazil
Gold
Umicore SA Business Unit Precious Metals Refining
Belgium
Gold
United Precious Metal Refining, Inc.
United States
Gold
Valcambi SA
Switzerland
Gold
W.C. Heraeus GmbH
Germany
Gold
Western Australian Mint trading as The Perth Mint
Australia
Gold
Williams/ Williams Brewster
United States
Gold
Xstrata Canada Corporation
Canada
Gold
Yokohama Metal Co Ltd
Japan
Gold
Zhaojin Gold & Silver Refinery Co.,Ltd
China
Gold
Zhaojin refining
China
Gold
Zhongjin Gold Corporation Limited
China
Gold
Zhongshan Public Security Bureau, Guangdong Province ,China
China
Gold
Zhongyuan Gold Smelter of Zhongjin Gold Corporation
China
Tantalum
Duoluoshan
China
Tantalum
Exotech Inc.
United States
Tantalum
F&X
China
Tantalum
Global Advanced Metals
United States
Tantalum
H.C. Starck GmbH
Germany
Tantalum
JiuJiang JinXin Nonferrous Metals Co. Ltd.
China
Tantalum
Mitsui Mining & Smelting
Japan
Tantalum
Ningxia Orient Tantalum Industry Co., Ltd.
China
Tantalum
Plansee
Austria
Tantalum
Ulba
Kazakhstan
Tantalum
Zhuzhou Cement Carbide
China
 
 

5


 

Metal
Smelter Name
Smelter Facility Location: Country
Tin
Alpha Metals
United States
Tin
American Iron and Metal
Canada
Tin
Bangka Tin,Mentok,PT Timah (Persero) TBK
Indonesia
Tin
CFC Cooperativa dos Fundidores de Cassiterita da Amazônia Ltda.
Brazil
Tin
China Minmetals
China
Tin
CNMC (Guangxi) PGMA Co. Ltd.
China
Tin
Cookson
United States
Tin
Cooper Santa
Brazil
Tin
CV DS Jaya Abadi
Indonesia
Tin
CV Duta Putra Bangka
Indonesia
Tin
CV JusTindo
Indonesia
Tin
CV Makmur Jaya
Indonesia
Tin
CV Nurjanah
Indonesia
Tin
CV Serumpun Sebalai
Indonesia
Tin
CV United Smelting
Indonesia
Tin
EM Vinto
Bolivia
Tin
Feinhütte Halsbrücke GmbH
Germany
Tin
Fenix Metals
Poland
Tin
Funsur
Peru
Tin
Geiju Non-Ferrous Metal Processing Co. Ltd.
China
Tin
Gejiu Zili Metallurgy Co.
China
Tin
Gold Bell Group
China
Tin
Huichang Jinshunda Tin Co. Ltd
China
Tin
IBF IND Brasileira De Ferroligas LTDA
Brazil
Tin
IMLI
Indonesia
Tin
Indonesian State Tin Corporation
Indonesia
Tin
Indonesian Tin Ingot
Indonesia
Tin
Jean Goldschmidt International
Belgium
Tin
Jiangxi Nanshan
China
Tin
Ketapang
Indonesia
Tin
Linwu Xianggui Smelter Co
China
Tin
Liuzhou China Tin
China
Tin
Malaysia Smelting Corp
Malaysia
Tin
MCP Metal Specialist Inc.
United Kingdom
Tin
Mentok
Indonesia
Tin
Metallo Chimique
Belgium
Tin
Mineração Taboca S.A.
Brazil
Tin
Minsur
Peru
Tin
Mitsubishi Materials Corporation
Japan
Tin
Nathan Trotter
United States
Tin
Novosibirsk Integrated Tin Works
Russia
Tin
OMSA
Bolivia
Tin
PT Alam Lestari Kencana
Indonesia
Tin
PT Artha Cipta Langgeng
Indonesia
Tin
PT Babel Inti Perkasa
Indonesia
Tin
PT Babel Surya Alam Lestari
Indonesia
Tin
PT Bangka Kudai Tin
Indonesia
Tin
PT Bangka Putra Karya
Indonesia
Tin
PT Bangka Timah Utama Sejahtera
Indonesia
Tin
PT Bangka Tin Industry
Indonesia
Tin
PT Belitung Industri Sejahtera
Indonesia
 

 
6

 

 
Metal
Smelter Name
Smelter Facility Location: Country
Tin
PT BilliTin Makmur Lestari
Indonesia
Tin
PT Bukit Timah
Indonesia
Tin
PT DS Jaya Abadi
Indonesia
Tin
PT Eunindo Usaha Mandiri
Indonesia
Tin
PT Fang Di MulTindo
Indonesia
Tin
PT HP Metals Indonesia
Indonesia
Tin
PT Indra Eramulti Logam Industri
Indonesia
Tin
PT Koba Tin
Indonesia
Tin
PT Mitra Stania Prima
Indonesia
Tin
PT Refined Banka Tin
Indonesia
Tin
PT Sariwiguna Binasentosa
Indonesia
Tin
PT Stanindo Inti Perkasa
Indonesia
Tin
PT Sumber Jaya Indah
Indonesia
Tin
PT Tambang Timah
Indonesia
Tin
PT Timah
Indonesia
Tin
PT Timah Nusantara
Indonesia
Tin
PT Tinindo Inter Nusa
Indonesia
Tin
PT Yinchendo Mining Industry
Indonesia
Tin
Samhwa Non-Ferrous Metal. Inc Co.,Ltd
Republic of Korea
Tin
Soft Metais LTDA
Brazil
Tin
Thailand Smelting and Refining Co. Ltd.
Thailand
Tin
Thaisarco
Thailand
Tin
Traxys
France
Tin
WC Heraeus Hanau
Germany
Tin
Westfalenzinn
Germany
Tin
White Solder Metalurgia
Brazil
Tin
Wilhelm Westmetall
Germany
Tin
Yunnan Chengfeng
China
Tin
Yunnan Tin Company Limited
China
Tungsten
A.L.M.T. Corp.
Japan
Tungsten
ATI Firth Sterling
United States
Tungsten
ATI Tungsten Materials
United States
Tungsten
Chaozhou Xianglu Tungsten Industry Co Ltd
China
Tungsten
China Minmetals Nonferrous Metals Co Ltd
China
Tungsten
Chongyi Zhangyuan Tungsten Co Ltd
China
Tungsten
Dayu Weiliang Tungsten Co., Ltd.
China
Tungsten
Exotech Inc.
United States
Tungsten
Fujian Jinxin Tungsten Co., Ltd.
China
Tungsten
Ganzhou Grand Sea W & Mo Group Co Ltd
China
Tungsten
Ganzhou Huaxing Tungsten Products Co. Ltd.
China
Tungsten
Ganzhou Sinda W&Mo Co. Ltd.
China
Tungsten
Global Tungsten & Powders Corp
United States
Tungsten
HC Starck GmbH
Germany
Tungsten
Hunan Chenzhou Mining Group Co
China
Tungsten
Japan New Metals Co Ltd
Japan
Tungsten
Jiangxi Rare Earth & Rare Metals Tungsten Group Corp
China
Tungsten
Jiangxi Tungsten Industry Group Co Ltd
China
Tungsten
Kennametal Inc.
United States
Tungsten
Tejing (Vietnam) Tungsten Co Ltd
Vietnam
Tungsten
Wolfram Bergbau und Hütten AG
Austria
Tungsten
Wolfram Company CJSC
Russia
Tungsten
Xiamen Tungsten Co Ltd
China
Tungsten
Zhuzhou Cemented Carbide Group Co Ltd
China

 

7