0001144204-16-104114.txt : 20160523 0001144204-16-104114.hdr.sgml : 20160523 20160523113459 ACCESSION NUMBER: 0001144204-16-104114 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160517 ITEM INFORMATION: Submission of Matters to a Vote of Security Holders FILED AS OF DATE: 20160523 DATE AS OF CHANGE: 20160523 FILER: COMPANY DATA: COMPANY CONFORMED NAME: MMA CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0001003201 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE [6500] IRS NUMBER: 521449733 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11981 FILM NUMBER: 161668238 BUSINESS ADDRESS: STREET 1: 3600 O'DONNELL ST STREET 2: SUITE 600 CITY: BALTIMORE STATE: MD ZIP: 21224 BUSINESS PHONE: (443) 263-2900 MAIL ADDRESS: STREET 1: 3600 O'DONNELL ST STREET 2: SUITE 600 CITY: BALTIMORE STATE: MD ZIP: 21224 FORMER COMPANY: FORMER CONFORMED NAME: MUNICIPAL MORTGAGE & EQUITY LLC DATE OF NAME CHANGE: 19951108 8-K 1 v440695_8k.htm FORM 8-K 20160523 8K



UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549

FORM 8-K

CURRENT REPORT

Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934





 

 

 

 

 

Date of Report (Date of Earliest Event Reported):

 

May 17, 2016



MMA Capital Management, LLC 
__________________________________________
(Exact name of registrant as specified in its charter)





 

 

 

 

 

 

 

 

 

Delaware

 

001-11981

 

52-1449733

(State or other jurisdiction

 

(Commission

 

(I.R.S. Employer

of incorporation)

 

File Number)

 

Identification No.)

  

 

 

 

 

3600 O’Donnell St, Suite 600, Baltimore, Maryland

 

 

 

21224

(Address of principal executive offices)

 

 

 

(Zip Code)

 

 

 

 

 

Registrant’s telephone number, including area code:

 

 

(443) 263-2900



Not Applicable
______________________________________________
Former name or former address, if changed since last report

   

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

[  ]  Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
[  ]  Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
[  ]  Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
[  ]  Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))





 

Item 5.07    Submission of Matters to a Vote of Security Holders

   

On May 17, 2016, the Company held its annual meeting of shareholders. At that meeting, the shareholders of the Company elected Michael L. Falcone, Francis X. Gallagher, Jr. and Frederick W. Puddester to the Board of Directors for a three-year term, approved the compensation of the named executive officers of the Company and ratified the appointment of KPMG, LLP as independent registered public accountant for the calendar year ending 2016.  As to these matters, the numbers of votes cast for or against, as well as the number of abstentions and broker non-votes, are as set forth below:



1.

Election of directors nominated by MMA Capital Management, LLC to serve for a term to expire in 2019 and until their successors are duly elected and qualified:



Nominee

Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

Michael L. Falcone

1,957,213

106,559

20,536

3,304,338

Francis X. Gallagher, Jr.

1,609,020

450,004

25,284

3,304,338

Frederick W. Puddester

1,609,825

449,309

25,174

3,304,338



2.

The non-binding Advisory Vote on Executive Compensation:



Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

1,511,267

405,231

167,810

3,304,338



3.

Ratification of KPMG, LLP as independent registered public accounting firm for 2016:



Votes

For

Votes

Against

Votes

Abstained

Broker

Non-Votes

4,942,537

417,260

28,849

0



SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.





 

 

 

 

 

 

 

 

 

 

 

MMA Capital Management, LLC

  

 

 

 

 

May 23, 2016

 

By:

 

/s/ Michael L. Falcone

 

 

 

 

Name: Michael L. Falcone

 

 

 

 

Title:  Chief Executive Officer and President