-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M2kgVHWt3qB12K6gnK91TM35vCHK4VjLdrZjz9LAHlxEK1ACiIODrnDkjQ9D6zhN joDjQku3S9Or4fYoq2HppA== 0001209191-07-016614.txt : 20070308 0001209191-07-016614.hdr.sgml : 20070308 20070308182834 ACCESSION NUMBER: 0001209191-07-016614 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20070302 FILED AS OF DATE: 20070308 DATE AS OF CHANGE: 20070308 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOFFE CRAIG P R CENTRAL INDEX KEY: 0001055511 STATE OF INCORPORATION: OH FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27610 FILM NUMBER: 07682120 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 8225 INDIAN HILL RD CITY: CINCINNATI STATE: OH ZIP: 45243 4 1 bci25152_bco1cj.xml MAIN DOCUMENT DESCRIPTION X0202 4 2007-03-02 0001003130 LCA VISION INC LCAV 0001055511 JOFFE CRAIG P R 7840 MONTGOMERY ROAD CINCINNATI OH 45236 1 1 0 0 COO and General Counsel Common Stock 2007-03-02 4 F 0 200 41.99 D 23597 D Common Stock 2007-03-06 4 M 0 25000 2.25 A 48597 D Common Stock 2007-03-06 4 M 0 12500 2.25 A 61097 D Common Stock 2007-03-06 4 M 0 11781 12.19 A 72878 D Common Stock 2007-03-06 4 M 0 5891 12.19 A 78769 D Common Stock 2007-03-06 4 M 0 3219 12.19 A 81988 D Common Stock 2007-03-06 4 M 0 1610 12.19 A 83598 D Common Stock 2007-03-06 4 M 0 7500 16.60 A 91098 D Common Stock 2007-03-06 4 M 0 7500 16.6 A 98598 D Common Stock 2007-03-06 4 M 0 7500 16.57 A 106098 D Common Stock 2007-03-06 4 M 0 7500 16.57 A 113598 D Common Stock 2007-03-06 4 S 0 13000 42 D 100598 D Common Stock 2007-03-06 4 S 0 5250 42.01 D 95348 D Common Stock 2007-03-06 4 S 0 1000 42.02 D 94348 D Common Stock 2007-03-06 4 S 0 1000 42.03 D 93348 D Common Stock 2007-03-06 4 S 0 4750 42.25 D 88598 D Common Stock 2007-03-06 4 S 0 5000 42.28 D 83598 D Common Stock 2007-03-07 4 S 0 3400 42.62 D 80198 D Common Stock 2007-03-07 4 S 0 1429 42.61 D 78769 D Stock Options (Rights to Buy) 2.25 2007-03-06 4 M 0 25000 0 D 2005-03-15 2013-03-17 Common Stock 25000 12500 D Stock Options (Rights to Buy) 2.25 2007-03-06 4 M 0 12500 0 D 2006-03-17 2013-03-17 Common Stock 12500 0 D Stock Options (Rights to Buy) 12.19 2007-03-06 4 M 0 11781 0 D 2005-12-09 2013-12-09 Common Stock 11781 5891 D Stock Options (Rights to Buy) 12.19 2007-03-06 4 M 0 5891 0 D 2006-12-06 2013-12-09 Common Stock 5891 0 D Stock Options (Rights to Buy) 12.19 2007-03-06 4 M 0 3219 0 D 2005-12-09 2013-12-09 Common Stock 3219 1610 D Stock Options (Rights to Buy) 12.19 2007-03-06 4 M 0 1610 0 D 2006-12-09 2013-12-09 Common Stock 1610 0 D Stock Options (Rights to Buy) 16.6 2007-03-06 4 M 0 7500 0 D 2005-09-10 2014-09-10 Common Stock 7500 7500 D Stock Options (Rights to Buy) 16.6 2007-03-06 4 M 0 7500 0 D 2006-09-10 2014-09-10 Common Stock 7500 0 D Stock Options (Rights to Buy) 16.57 2007-03-06 4 M 0 7500 0 D 2005-09-10 2014-09-10 Common Stock 7500 7500 D Stock Options (Rights to Buy) 16.57 2007-03-06 4 M 0 7500 0 D 2006-09-10 2014-09-10 Common Stock 7500 0 D Shares withheld to pay required withholding taxes upon the vesting of 667 shares from a restricted stock award granted March 2, 2006 pursuant to the LCA-Vision Inc. 2001 Stock Incentive Plan. The full award was reported previously. /s/ Charles G. Skidmore, Attorney-in-fact for Craig P. R. Joffe 2007-03-08 -----END PRIVACY-ENHANCED MESSAGE-----