SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
JOFFE CRAIG P R

(Last) (First) (Middle)
7840 MONTGOMERY ROAD

(Street)
CINCINNATI OH 45236

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
LCA VISION INC [ LCAV ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
COO and General Counsel
3. Date of Earliest Transaction (Month/Day/Year)
11/29/2006
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/29/2006 D 5,000 D $34.6669 204,214 D
Common Stock 11/29/2006 D 5,000 D $34.6289 199,214 D
Common Stock 11/29/2006 D 5,000 D $34.5028 194,214 D
Common Stock 11/29/2006 D 5,000 D $34.463 189,214 D
Common Stock 11/29/2006 D 5,000 D $34.3057 184,214 D
Common Stock 11/29/2006 D 5,000 D $34.3212 179,214 D
Common Stock 11/29/2006 D 5,000 D $34.3871 174,214 D
Common Stock 11/29/2006 D 5,000 D $34.3159 169,214 D
Common Stock 11/29/2006 D 5,000 D $34.3 164,214 D
Common Stock 11/29/2006 D 5,000 D $34.3 159,214 D
Common Stock 11/29/2006 D 5,000 D $34.2853 154,214 D
Common Stock 11/29/2006 D 5,000 D $34.3187 149,214 D
Common Stock 11/29/2006 D 5,000 D $34.3554 144,214 D
Common Stock 11/29/2006 D 5,000 D $34.2793 139,214 D
Common Stock 11/29/2006 D 5,000 D $34.2391 134,214 D
Common Stock 11/29/2006 D 5,000 D $34.27 129,214 D
Common Stock 11/29/2006 D 5,000 D $34.4516 124,214 D
Common Stock 11/29/2006 D 5,000 D $34.45 119,214 D
Common Stock 11/29/2006 D 5,000 D $34.4426 114,214 D
Common Stock 11/29/2006 D 5,000 D $34.4144 109,214 D
Common Stock 11/29/2006 D 5,000 D $34.4013 104,214 D
Common Stock 11/29/2006 D 5,000 D $34.3751 99,214 D
Common Stock 11/29/2006 D 5,000 D $34.3111 94,214 D
Common Stock 11/29/2006 D 5,000 D $34.39 89,214 D
Common Stock 11/29/2006 D 5,000 D $34.3686 84,214 D
Common Stock 11/29/2006 D 5,000 D $34.39 79,214 D
Common Stock 11/29/2006 D 5,000 D $34.3995 74,214 D
Common Stock 11/29/2006 D 5,000 D $34.4 69,214 D
Common Stock 11/29/2006 D 5,000 D $34.4 64,214 D
Common Stock 11/29/2006 D 5,000 D $34.4 59,214 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Explanation of Responses:
Remarks:
This represents 2 of 3 Form 4s filed today to report sales by the reporting person of 340,000 directly owned shares of LCA-Vision Inc. Common Stock. The Forms should be read together for information on total holdings. The average price per share for all sales was $34.575.
/s/ Charles G. Skidmore, Attorney-in-fact for Craig P. R. Joffe 12/01/2006
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.