-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QaGf1XG9ku2LksqcA1UWxS+DZx6B0f0TVfbJ6v2XWFqD7ac8pPl1Rm2gWcY7o9Sw Dp0czfJkWO2u939CT3RHzQ== 0001209191-06-013918.txt : 20060228 0001209191-06-013918.hdr.sgml : 20060228 20060228180814 ACCESSION NUMBER: 0001209191-06-013918 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060223 FILED AS OF DATE: 20060228 DATE AS OF CHANGE: 20060228 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUTFREUND JOHN H CENTRAL INDEX KEY: 0001165513 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-27610 FILM NUMBER: 06652594 BUSINESS ADDRESS: STREET 1: 834 5TH AVENUE STREET 2: SUITE 7A CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: NUTRITION 21, INC. STREET 2: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 4/A 1 bci18907_bco1.xml MAIN DOCUMENT DESCRIPTION X0202 4/A 2006-02-23 2006-02-27 0001003130 LCA VISION INC LCAV 0001165513 GUTFREUND JOHN H 7840 MONTGOMERY ROAD CINCINNATI OH 45236 1 0 0 0 Common Stock 2006-02-23 4 S 0 2141 46.80 D 22859 D Common Stock 2006-02-23 4 S 0 400 46.81 D 22459 D Common Stock 2006-02-23 4 S 0 500 46.82 D 21959 D Common Stock 2006-02-23 4 S 0 200 46.83 D 21759 D Common Stock 2006-02-23 4 S 0 71 46.84 D 21688 D Common Stock 2006-02-23 4 S 0 2159 46.85 D 19529 D Common Stock 2006-02-23 4 S 0 100 46.86 D 19429 D Common Stock 2006-02-23 4 S 0 572 46.87 D 18857 D Common Stock 2006-02-23 4 S 0 200 46.88 D 18657 D Common Stock 2006-02-23 4 S 0 833 46.89 D 17824 D Common Stock 2006-02-23 4 S 0 1832 46.9 D 15992 D Common Stock 2006-02-23 4 S 0 200 46.91 D 15792 D Common Stock 2006-02-23 4 S 0 100 46.92 D 15692 D Common Stock 2006-02-23 4 S 0 100 46.93 D 15592 D Common Stock 2006-02-23 4 S 0 100 46.94 D 15492 D Common Stock 2006-02-23 4 S 0 100 46.95 D 15392 D Common Stock 2006-02-23 4 S 0 100 46.96 D 15292 D Common Stock 2006-02-23 4 S 0 100 46.97 D 15192 D Common Stock 2006-02-23 4 S 0 100 46.98 D 15092 D Common Stock 2006-02-23 4 S 0 100 46.99 D 14992 D Common Stock 2006-02-23 4 S 0 6031 47 D 8961 D Common Stock 2006-02-23 4 S 0 1361 47.01 D 7600 D Common Stock 2006-02-23 4 S 0 600 47.02 D 7000 D Common Stock 2006-02-23 4 S 0 300 47.03 D 6700 D Common Stock 2006-02-23 4 S 0 200 47.04 D 6500 D Common Stock 2006-02-23 4 S 0 300 47.05 D 6200 D Common Stock 2006-02-23 4 S 0 300 47.06 D 5900 D Common Stock 2006-02-23 4 S 0 200 47.07 D 5700 D Common Stock 2006-02-23 4 S 0 200 47.08 D 5500 D Common Stock 2006-02-23 4 S 0 200 47.09 D 5300 D This represents 1 of 2 Amended Form 4's filed today, amending a Form 4 filed 02/27/2006; see General Remarks for additional details. This represents 1 of 2 Amended Form 4s filed today to clarify previously reported sales by the reporting person of 20,000 directly owned shares of LCA-Vision Inc. Common Stock. The original Form 4, filed February 27, 2006, was prepared reflecting the sale of 20,000 shares at a price of $46.93; it was not known at that time that the sale represented 33 transactions having an average price of $46.93. The Amended Forms should be read together for information on total holdings. The average price per share for all sales was $46.93. /s/ Patricia O. Lowry, Attorney-in-fact for John H. Gutfreund 2006-02-28 -----END PRIVACY-ENHANCED MESSAGE-----