-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DI2hz1dGq2b4/nhPWj5X8Bmflo84MWzGAqFUmaOZy2hFTcnmGZVA0rj5/V8I1559 4bhOMe9lU6xYav0GQcnx8A== 0001209191-04-055391.txt : 20041201 0001209191-04-055391.hdr.sgml : 20041201 20041201214455 ACCESSION NUMBER: 0001209191-04-055391 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOFFE STEPHEN N CENTRAL INDEX KEY: 0001030711 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27610 FILM NUMBER: 041178792 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 4 1 bci10795_bco2.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-11-29 0001003130 LCA VISION INC LCAV 0001030711 JOFFE STEPHEN N 7840 MONTGOMERY ROAD CINCINNATI OH 45236 1 1 1 0 Chairman and CEO Common Stock 2004-11-30 4 S 0 2500 33.75 D 1030700 I By GRAT Common Stock 2004-11-30 4 S 0 2500 33.77 D 1028200 I By GRAT Common Stock 2004-11-30 4 S 0 5000 33.80 D 1023200 I By GRAT Common Stock 2004-11-29 4 S 0 5000 33.81 D 1018200 I By GRAT Common Stock 2004-11-30 4 S 0 2500 33.82 D 1015700 I By GRAT Common Stock 2004-11-30 4 S 0 2500 33.83 D 1013200 I By GRAT Common Stock 2004-11-30 4 S 0 2500 33.84 D 1010700 I By GRAT Common Stock 2004-11-30 4 S 0 7500 33.85 D 1003200 I By GRAT Common Stock 2004-11-30 4 S 0 20000 33.88 D 983200 I By GRAT Common Stock 2004-11-30 4 S 0 18000 34 D 965200 I By GRAT Common Stock 2004-11-30 4 S 0 5000 34.02 D 960200 I By GRAT Common Stock 2004-11-30 4 S 0 2000 34.03 D 958200 I By GRAT Common Stock 2004-11-30 4 S 0 10000 34.04 D 948200 I By GRAT Common Stock 2004-11-30 4 S 0 5000 34.11 D 943200 I By GRAT Common Stock 2004-11-30 4 S 0 5000 34.15 D 938200 I By GRAT Common Stock 2004-12-01 4 S 0 10000 32.60 D 928200 I By GRAT Common Stock 2004-12-01 4 S 0 5000 33.05 D 923200 I By GRAT Common Stock 2004-12-04 4 S 0 15000 33.12 D 908200 I By GRAT Common Stock 2004-12-01 4 S 0 5000 33.30 D 903200 I By GRAT Common Stock 2004-12-04 4 S 0 5000 33.35 D 898200 I By GRAT Common Stock 2004-12-01 4 S 0 15000 33.36 D 883200 I By GRAT Common Stock 2004-12-01 4 S 0 5000 33.40 D 878200 I By GRAT Common Stock 2004-12-01 4 S 0 5000 33.48 D 873200 I By GRAT Common Stock 2004-12-01 4 S 0 5000 33.53 D 868200 I By GRAT Common Stock 2004-12-01 4 S 0 44000 33.65 D 824200 I By GRAT Common Stock 2004-12-01 4 S 0 2000 33.81 D 822200 I By GRAT Common Stock 2004-12-01 4 S 0 4000 33.90 D 818200 I By GRAT Common Stock 2004-12-01 4 S 0 4000 33.91 D 814200 I By GRAT Common Stock 2004-12-01 4 S 0 6000 33.92 D 808200 I By GRAT Common Stock 590192 I By spouse's GRAT dated 12-31-02 This represents 1 of 2 Form 4s to be filed today to report sales of LCA-Vision Inc. Common Stock by the reporting person of 250,000 shares directly owned and 600,000 shares owned by his GRAT dated 12/31/02 from 11/29/04 to 12/1/04. The Forms should be read together for information on total holdings. The average price per share for all sales was $33.784. /s/ Patricia O. Lowry, Attorney-in-fact for Stephen N. Joffe 2004-12-01 -----END PRIVACY-ENHANCED MESSAGE-----