-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, M9O9fSJO6uGoNmCq8s6THzrH+1f5wik+Swz+PwHuNv7EDy0W/0myV6yA7YOuE9lw dRC8cnqwjE+j/THyK/V1bg== 0001209191-04-055390.txt : 20041201 0001209191-04-055390.hdr.sgml : 20041201 20041201214425 ACCESSION NUMBER: 0001209191-04-055390 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041129 FILED AS OF DATE: 20041201 DATE AS OF CHANGE: 20041201 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOFFE STEPHEN N CENTRAL INDEX KEY: 0001030711 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27610 FILM NUMBER: 041178790 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 4 1 bci10795_bco1.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-11-29 0001003130 LCA VISION INC LCAV 0001030711 JOFFE STEPHEN N 7840 MONTGOMERY ROAD CINCINNATI OH 45236 1 1 1 0 Chairman and CEO Common Stock 2004-03-05 5 G 0 E 31844 0 D 0 I By Spouse's GRAT dated 12-31-01 Common Stock 2004-10-28 5 G 0 E 33800 0 D 322580 D Common Stock 2004-11-29 4 S 0 150000 34.6 D 172580 D Common Stock 2004-11-29 4 S 0 100000 35 D 72580 D Common Stock 2004-11-30 4 S 0 37580 33 D 35000 D Common Stock 2004-11-30 4 S 0 137420 33 D 1233200 I By GRAT Common Stock 2004-11-30 4 S 0 5000 33.16 D 1228200 I By GRAT Common Stock 2004-11-30 4 S 0 10000 33.21 D 1218200 I By GRAT Common Stock 2004-11-30 4 S 0 10000 33.22 D 1208200 I By GRAT Common Stock 2004-11-30 4 S 0 5000 33.25 D 1203200 I By GRAT Common Stock 2004-11-30 4 S 0 15000 33.30 D 1188200 I By GRAT Common Stock 2004-11-30 4 S 0 37300 33.35 D 1150900 I By GRAT Common Stock 2004-11-30 4 S 0 7500 33.36 D 1143400 I By GRAT Common Stock 2004-11-30 4 S 0 35200 33.37 D 1108200 I By GRAT Common Stock 2004-11-30 4 S 0 10000 33.48 D 1098200 I By GRAT Common Stock 2004-11-30 4 S 0 32500 33.50 D 1065700 I By GRAT Common Stock 2004-11-30 4 S 0 4500 33.51 D 1061200 I By GRAT Common Stock 2004-11-30 4 S 0 4000 33.52 D 1057200 I By GRAT Common Stock 2004-11-30 4 S 0 2000 33.53 D 1055200 I By GRAT Common Stock 2004-11-30 4 S 0 500 33.54 D 1054700 I By GRAT Common Stock 2004-11-30 4 S 0 500 33.57 D 1054200 I By GRAT Common Stock 2004-11-30 4 S 0 1000 33.59 D 1053200 I By GRAT Common Stock 2004-11-30 4 S 0 3000 33.61 D 1050200 I By GRAT Common Stock 2004-11-30 4 S 0 1000 33.64 D 1049200 I By GRAT Common Stock 2004-11-30 4 S 0 3000 33.65 D 1046200 I By GRAT Common Stock 2004-11-30 4 S 0 4500 33.66 D 1041700 I By GRAT Common Stock 2004-11-30 4 S 0 2500 33.67 D 1039200 I By GRAT Common Stock 2004-11-30 4 S 0 2500 33.70 D 1036700 I By GRAT Common Stock 2004-11-30 4 S 0 1000 33.73 D 1035700 I By GRAT Common Stock 2004-11-30 4 S 0 2500 33.74 D 1033200 I By GRAT This represents 1 of 2 Form 4s to be filed today to report sales of LCA-Vision Inc. Common Stock by the reporting person of 250,000 shares directly owned and 600,000 shares owned by his GRAT dated 12/31/02 from 11/29/04 to 12/1/04. The average price per share for all sales was $33.784. Required distribution in the form of gifts from spouse's GRAT dated 12/31/01 upon its termination to adult family members not living in reporting person's household. Charitable gift. Jointly with spouse. Reflects distributions from spouse's GRATs to joint ownership and changes from sole to joint ownership since the reporting person's last report. Jointly with spouse. /s/ Patricia O. Lowry, Attorney-in-fact for Stephen N. Joffe 2004-12-01 -----END PRIVACY-ENHANCED MESSAGE-----