-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, HCqUN5/1Vgo9WA3ZzSSHE4LrAX0zYW0CB1Z5ysGoXauwOxfDVgABL+u4k+k5ECuo xyi8hiHdiVtA5NpRn+AXfw== 0001209191-04-050055.txt : 20041029 0001209191-04-050055.hdr.sgml : 20041029 20041029112230 ACCESSION NUMBER: 0001209191-04-050055 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041028 FILED AS OF DATE: 20041029 DATE AS OF CHANGE: 20041029 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUTFREUND JOHN H CENTRAL INDEX KEY: 0001165513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27610 FILM NUMBER: 041104799 BUSINESS ADDRESS: STREET 1: 834 5TH AVENUE STREET 2: SUITE 7A CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: NUTRITION 21, INC. STREET 2: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 4 1 bci10286_bco1.xml MAIN DOCUMENT DESCRIPTION X0202 4 2004-10-28 0 0001003130 LCA VISION INC LCAV 0001165513 GUTFREUND JOHN H 7840 MONTGOMERY ROAD CINCINNATI OH 45236 1 0 0 0 Common Stock 2004-10-28 4 M 0 1563 6.189 A 41563 D Common Stock 2004-10-28 4 M 0 1562 5.6 A 43125 D Common Stock 2004-10-28 4 S 0 3125 30 D 40000 D Stock Options (Rights to Buy) 6.189 2004-10-28 4 M 0 1563 6.189 D 2004-05-19 2008-05-19 Common Stock 1563 0 D Stock Options (Rights to Buy) 5.6 2004-10-28 4 M 0 1562 5.6 D 2004-05-13 2007-05-13 Common Stock 1562 0 D /s/ Patricia O. Lowry, Attorney-in-fact for John H. Gutfreund 2004-10-29 -----END PRIVACY-ENHANCED MESSAGE-----