-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rh4eHdDIryPfsMj6z5n9TdWEFWgWQEsAMWhcF8nfJiN36IG8287MTnA48StWsoYU p87t0BCjsBd3ADMXFu3uiw== 0000906318-99-000071.txt : 19990702 0000906318-99-000071.hdr.sgml : 19990702 ACCESSION NUMBER: 0000906318-99-000071 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990630 ITEM INFORMATION: ITEM INFORMATION: FILED AS OF DATE: 19990701 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-27610 FILM NUMBER: 99657593 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 30, 1999 LCA-Vision Inc. (Exact name of Registrant as specified in its Charter) Delaware 0-27610 11-2882328 (State or other (Commission (IRS Employer jurisdiction File No.) Identification Number) of incorporation) 7840 Montgomery Road, Cincinnati, Ohio 45236 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (513)792-9292 N/A (Former name or former address, if changed since last report) Item 5. Other Events On June 30, 1999 the Registrant issued the attached press release announcing the pricing of a public offering of 6,000,000 shares of its common stock. LCA-Vision is offering 5,000,000 shares, while certain selling stockholders are offering an aggregate of 1,000,000 shares. Stephen N. Joffe will grant the underwriters an option to purchase an additional 900,000 shares owned by him to cover over allotments, if any. LCA-Vision intends to use the net proceeds from this offering for expansion into new geographic markets, development of new centers, marketing, advertising, working capital and general corporate purposes. The offering is being lead managed by Prudential Securities and co-managed by Dain Rauscher Wessels and Raymond James & Associates, Inc. Item 7. Financial Statements and Exhibits (a) Exhibits 99.1 Press Release dated June 30, 1999 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LCA-VISION INC. Date: July 1, 1999 By: /s/ Larry P. Rapp ----------------------------- Larry P. Rapp, Chief Financial Officer Exhibit 99.1 COMPANY CONTACTS INVESTOR RELATIONS CONTACTS LCA-Vision Inc. Lippert/Heilshorn & Associates, Inc. Dr. Stephen N. Joffe, Bruce Voss (Bruce@lhai.com) Chairman & CEO (310) 575-4848 Larry Rapp, VP-Finance & CEO Ruth Abeshaus (Ruth@lhai.com) (513) 792-9292 (212) 838-3777 FOR IMMEDIATE RELEASE LCA-VISION ANNOUNCES PRICING OF PUBLIC OFFERING Shares Begin Trading Today On The Nasdaq National Market System CINCINNATI (June 30, 1999) LCA-Vision Inc. (NASDAQ NM: LCAV), a leading U.S. based provider of laser vision correction services, today announced that its offering of 6,000,000 shares of common stock has been priced at $8.00 a share, resulting in $37.8 million to the Company. The offering is expecting to close on July 6, 1999. Coinciding with this announcement, the Company's shares will begin trading today on the Nasdaq National Market System. The Company's ticker symbol "LCAV" will remain unchanged. The offering consisted of 5,000,000 newly issued shares and 1,000,000 shares offered by certain selling stockholders. The lead manager for the offering is Prudential Securities, and co- managers are Dain Rauscher Wessels and Raymond James & Associates. The net proceeds for the offering will be used to open additional laser vision correction centers, purchase additional equipment, market current centers and the LCA-Vision brand name, fund potential future acquisitions as well as for working capital and general corporate purposes. LCA-Vision operates laser vision correction centers in the U.S., Canada and Europe, which are supported by a network of over 2,200 ophthalmologists and optometrists. Since inception, more than 60,000 laser vision correction procedures have been performed at the Company's centers. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, and has been declared effective. This press release does not constitute an offer to sell, or the solicitation of an offer to buy, nor will these securities be sold, in any state in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of the state. # # # -----END PRIVACY-ENHANCED MESSAGE-----