-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UBoDZE9wgt7vMZj/uHjdnFay6Kh+V2AlfgehDEgVYtdw7JzPFWoDvWSM0R7LoeZ5 cvsmP2xVUmSvic4pifAz+g== 0000906318-99-000060.txt : 19990610 0000906318-99-000060.hdr.sgml : 19990610 ACCESSION NUMBER: 0000906318-99-000060 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990608 ITEM INFORMATION: FILED AS OF DATE: 19990609 FILER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: SEC FILE NUMBER: 000-27610 FILM NUMBER: 99642609 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 8-K 1 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934 Date of Report (Date of earliest event reported) June 8, 1999 LCA-Vision Inc. (Exact name of Registrant as specified in its Charter) Delaware 0-27610 11-2882328 (State or other (Commission (IRS Employer jurisdiction File No.) Identification Number) of incorporation) 7840 Montgomery Road, Cincinnati, Ohio 45236 (Address of principal executive offices) (Zip Code) Registrant's telephone number, including area code: (513)792-9292 N/A (Former name or former address, if changed since last report) Item 5. Other Events On June 8, 1999 the Registrant issued the attached press release announcing the filing of a registration statement for a public offering of 8,300,000 shares of its common stock. LCA-Vision is offering 5,000,000 shares, while certain selling stockholders are offering an aggregate of 3,300,000 shares. Stephen N. Joffe will grant the underwriters an option to purchase an additional 1,245,000 shares owned by him to cover over allotments, if any. LCA-Vision intends to use the net proceeds from this offering for expansion into new geographic markets, development of new centers, marketing, advertising, working capital and general corporate purposes. The offering is being lead managed by Prudential Securities and co-managed by Dain Rauscher Wessels and Raymond James & Associates, Inc. Item 7. Financial Statements and Exhibits (a) Exhibits 99.1 Press Release dated June 8, 1999 SIGNATURES Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. LCA-VISION INC. Date: June 8, 1999 By:/s/Larry P. Rapp ----------------------------- Larry P. Rapp, Chief Financial Officer Exhibit 99.1 COMPANY CONTACTS INVESTOR RELATIONS CONTACTS LCA-Vision Inc. Lippert/Heilshorn & Associates, Inc. Dr. Stephen N. Joffe, Bruce Voss (Bruce@lhai.com) Chairman & CEO (310) 575-4848 Larry Rapp, VP-Finance & CEO Ruth Abeshaus (Ruth@lhai.com) (513) 792-9292 (212) 838-3777 JUNE 8, 1999 FOR IMMEDIATE RELEASE LCA-VISION FILES FOR PUBLIC OFFERING CINCINNATI (June 8, 1999) - LCA-Vision Inc. (NASDAQ: LCAV), a leading U.S.-based provider of laser vision correction services, today announced the filing of a registration statement with the Securities and Exchange Commission for a public offering of 8,300,000 shares of common stock. The Company is offering 5,000,000 shares, while selling stockholders are offering 3,300,000 shares. The selling stockholders also will grant the underwriters an option to purchase 1,245,000 shares to cover over-allotments, if any. LCA- Vision intends to use the net proceeds from this offering for expansion into new geographic markets, development of new centers, marketing, advertising, working capital and general corporate purposes. LCA-Vision will not receive any proceeds from the sale of shares by the selling shareholders. The offering is being lead managed by Prudential Securities and co-managed by Dain Rauscher Wessels and Raymond James & Associates, Inc. Prospectuses relating to the Company s offering of common stock can be obtained from Prudential Securities, 111 8th Avenue, New York, NY 10011. LCA-Vision operates laser vision correction centers in the U.S., Canada and Europe, which are supported by a network of over 2,200 ophthalmologists and optometrists. Since inception, more than 60,000 laser vision correction procedures have been performed at the Company s centers. A registration statement relating to these securities has been filed with the Securities and Exchange Commission, but has not yet become effective. These securities may not be sold, nor may offers to buy be accepted, before the registration statement becomes effective. This press release does not constitute an offer to sell, or the solicitation of an offer to buy, nor will these securities be sold, in any state in which such an offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of the state. -----END PRIVACY-ENHANCED MESSAGE-----