-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RkeN16AHPjeadftf9SQisGIGpsYjcl38KsOikFIda/ooVdnLaPg3ZLRnfdfiMPkG y5Q2XGWA3kzsd0Ubvoh+RA== 0000906318-03-000264.txt : 20031216 0000906318-03-000264.hdr.sgml : 20031216 20031216135438 ACCESSION NUMBER: 0000906318-03-000264 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20031216 FILED AS OF DATE: 20031216 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JOFFE STEPHEN N CENTRAL INDEX KEY: 0001030711 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27610 FILM NUMBER: 031056935 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 4 1 primary_doc.xml PRIMARY DOCUMENT X0201 4 2003-12-16 0 0001003130 LCA VISION INC LCAV 0001030711 JOFFE STEPHEN N 7840 MONTGOMERY ROAD CINCINNATI OH 45236 1 1 1 0 Chairman & CEO Common Stock 2003-12-16 4 S 0 292637 15.51 D 1370620 I By GRAT dated 12/31/02 Common Stock 2003-12-16 4 S 0 157363 15.51 D 0 I By GRAT dated 12/31/2001 Common Stock 244120 D Common Stock 187 D Common Stock 624585 I By spouse's GRAT dated 12/31/02 Common Stock 96713 I By spouse's GRAT dated 12/31/2001 Jointly with spouse. /s/ Charles F. Hertlein, Jr. Attorney-in-fact for Stephen N. Joffe and Stephen N. Joffe, Trustee of the Stephen N. Joffe Grantor Retained Annuity Trust dated December 31, 2002 2003-12-16 EX-99 3 sjoffeex99.htm JOINT FILER INFORMATION Exhibit 99


Exhibit 99


Form 4 Joint Filer Information


Name: Stephen N. Joffe Grantor Retained Annuity Trust dated December 31, 2002, Stephen N. Joffe Trustee


Address: 8750 Red Fox Lane, Cincinnati, Ohio 45243


Designated Filer: Stephen N. Joffe


Issuer & Ticker Symbol: LCA-Vision Inc. (LCAV)


Date of Event Requiring Statement: 12/16/2003







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