-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UeK/JR63+xcW/sblKKVo+8oBaOGcfakvT3VL9i37RqYgcS+8Iv1DnTpM6nVnBdAf iARccEIRsCLG0Tfh6X7UVQ== 0000906318-03-000117.txt : 20030521 0000906318-03-000117.hdr.sgml : 20030521 20030521111048 ACCESSION NUMBER: 0000906318-03-000117 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030519 FILED AS OF DATE: 20030521 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GUTFREUND JOHN H CENTRAL INDEX KEY: 0001165513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27610 FILM NUMBER: 03713882 BUSINESS ADDRESS: STREET 1: 834 5TH AVENUE STREET 2: SUITE 7A CITY: NEW YORK STATE: NY ZIP: 10021 MAIL ADDRESS: STREET 1: NUTRITION 21, INC. STREET 2: 4 MANHATTANVILLE ROAD CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 4 1 primary_doc.xml PRIMARY DOCUMENT 4 2003-05-19 0 0001003130 LCA VISION INC LCAV 0001165513 GUTFREUND JOHN H 1 0 0 0 Option (right to buy) 6.189 2003-05-19 4 A 0 3125 0 A 2004-05-19 2008-05-19 Common Stock 3125 3125 D This Footnote indicates Table I information. Amount of securities beneficially owned as of the reporting date is 62,500 shares of common stock which are owned directly. 50% of options become exercisable after one year. 100% are exercisable after two years. /s/ Charles F. Hertlein, Jr. Attorney-in-fact for John H. Gutfreund 2003-05-21 -----END PRIVACY-ENHANCED MESSAGE-----