-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rn7enGcfmRkrPyitHah7hfO3D22uFp/yZsQgEfJ8SjHp1DYYnGDB7lcdGuizTIHI oVF2AJcbJMus/NFm4lR09w== 0000892251-09-000073.txt : 20090429 0000892251-09-000073.hdr.sgml : 20090429 20090429164100 ACCESSION NUMBER: 0000892251-09-000073 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20090429 DATE AS OF CHANGE: 20090429 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: LCA VISION INC CENTRAL INDEX KEY: 0001003130 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-SPECIALTY OUTPATIENT FACILITIES, NEC [8093] IRS NUMBER: 112882328 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-48601 FILM NUMBER: 09779701 BUSINESS ADDRESS: STREET 1: 7840 MONTGOMERY RD CITY: CINCINNATI STATE: OH ZIP: 45236 BUSINESS PHONE: 5137929292 MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: JOFFE STEPHEN N CENTRAL INDEX KEY: 0001030711 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-NURSING & PERSONAL CARE FACILITIES [8050] STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A MAIL ADDRESS: STREET 1: 7840 MONTGOMERY ROAD CITY: CINCINNATI STATE: OH ZIP: 45236 SC 13D/A 1 schedule13da042909.htm SCHEDULE 13D/A, AMENDMENT NO. 11 schedule13da042909.htm

SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
 
SCHEDULE 13D
(Rule 13d-101)
 
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT TO
RULE 13d-1(a) AND AMENDMENTS THERETO FILED PURSUANT TO
 
RULE 13d-2(a)
 
(Amendment No. 11)
 
LCA-VISION INC
(Name of Issuer)
 
Common Stock
(Title of Class of Securities)


501803308
(CUSIP Number)
 
Mark A. Weiss, Esq.
Keating Muething & Klekamp PLL
One East Fourth Street, 14th Floor
Cincinnati, Ohio 45202
(513) 579-6599
(Name, Address and Telephone Number of Person
Authorized to Receive Notices and Communications)
 
April 27, 2009
(Date of Event Which Requires Filing of this Statement)
 
If the filing person has previously filed a statement on Schedule 13G to report the acquisition that is the subject of this Schedule 13D, and is filing this schedule because of Rule 13d-1(e), 13d-1(f) or 13d-1(g), check the following box  o
 
NOTE: Schedules filed in paper format shall include a signed original and five copies of the schedule, including all exhibits.  See Sec.240.13d-7 for other parties to whom copies are to be sent.

The information required on the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).


 
 
 


CUSIP No. 501803308
  
Page 2 of 4 Pages
 1
NAME OF REPORTING PERSONS
I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY)
 
Stephen N. Joffe
  
 2
CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a)  x 
  
 3
SEC USE ONLY
 
  
 4
SOURCE OF FUNDS*
PF
  
 5
CHECK BOX IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT
TO ITEM 2(d) or 2(e)         o                                  
 
  
 6
CITIZENSHIP OR PLACE OF ORGANIZATION
 
U.S. Citizen
  
 
 
NUMBER OF
SHARES
BENEFICIALLY
OWNED BY
EACH
REPORTING
PERSON WITH
 
 7
SOLE VOTING POWER
 
559,900
  
 8
SHARED VOTING POWER
 
 
  
 9
SOLE DISPOSITIVE POWER
 
559,900
  
10
SHARED DISPOSITIVE POWER
 
 
  
11
AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
559,900
 
  
12
CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES
CERTAIN SHARES*    o
 
                                        
  
13
PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11)
 
3.0%
  
14
TYPE OF REPORTING PERSON*
 
IN
  
*SEE INSTRUCTIONS BEFORE FILLING OUT!


 
 
 

Explanatory Note
 
This Schedule 13D, as amended (“Schedule 13D”), relates to shares of Common Stock, $.001 par value (the “Shares”), of LCA-Vision Inc., a corporation organized under the laws of Delaware (the “Issuer”).  This statement is being filed by Stephen N. Joffe (the “Reporting Person”).
 
As set forth in Item 5(c) below, the Reporting Person has disposed of Shares resulting in the Reporting Person ceasing to beneficially own 5% of the Shares.   Accordingly, this is the Reporting Person’s final amendment to Schedule 13D and is an exit filing
 
This Amendment No. 11 to Schedule 13D (this “Amendment”) is being filed by the Reporting Person solely to amend Item 5.
 
Item 5.  Interest in Securities of the Issuer.
 
(a)            See Items 11 and 13 on page 2 of this Schedule 13D.
 
(b)            See Items 7, 9 and 11 on page 2 of this Schedule 13D.
 
(c)            In the last sixty (60) days, the Reporting Person executed the following transactions in Shares, on the dates and prices indicated, through the Nasdaq National Market.
 

Date of Sale
Number of Shares
Price Per Share
4/22/2009
106,395
  
$5.02
4/22/2009
12,400
  
$2.50
4/23/2009
1,100
  
$5.02
4/23/2009
1,400
  
$2.50
4/24/2009
58,900
  
$5.04
4/27/2009
431,857
  
$5.45
 
(d)            Not Applicable.
 
(e)            Not applicable.
 
 [Remainder of page intentionally left blank; signature page follows.]
 
 
 

 
SIGNATURES
 
After reasonable inquiry and to the best of my knowledge and belief, each of the undersigned certify that the information set forth in this statement is true, complete and correct.
 
Dated:      April 29, 2009
 
 
     
       
 
 
 /s/ Stephen N. Joffe  
    Stephen N. Joffe  
       
       
 
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