0001104659-18-048806.txt : 20180801
0001104659-18-048806.hdr.sgml : 20180801
20180801171248
ACCESSION NUMBER: 0001104659-18-048806
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180730
FILED AS OF DATE: 20180801
DATE AS OF CHANGE: 20180801
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eagle Holding Co I
CENTRAL INDEX KEY: 0001705719
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 18985708
BUSINESS ADDRESS:
STREET 1: 929 N. FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 910-251-0081
MAIL ADDRESS:
STREET 1: 929 N. FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Eagle Holding Co II, LLC
CENTRAL INDEX KEY: 0001747566
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 18985709
BUSINESS ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 9105587018
MAIL ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jaguar Holding Co I, LLC
CENTRAL INDEX KEY: 0001552661
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 18985710
BUSINESS ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 910-558-6928
MAIL ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
FORMER NAME:
FORMER CONFORMED NAME: Jaguar Holding Co I
DATE OF NAME CHANGE: 20120620
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jaguar Holding Co II
CENTRAL INDEX KEY: 0001747568
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 18985711
BUSINESS ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 9105587018
MAIL ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Wildcat Acquisition Holdings (UK) Ltd
CENTRAL INDEX KEY: 0001747564
STATE OF INCORPORATION: X0
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 18985712
BUSINESS ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 9105587018
MAIL ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC
CENTRAL INDEX KEY: 0001003124
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731]
STATE OF INCORPORATION: NC
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-38601
FILM NUMBER: 18985713
BUSINESS ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
BUSINESS PHONE: 9102510081
MAIL ADDRESS:
STREET 1: 929 NORTH FRONT STREET
CITY: WILMINGTON
STATE: NC
ZIP: 28401
FORMER NAME:
FORMER CONFORMED NAME: PHARMACEUTICAL PRODUCT DEVELOPMENT INC
DATE OF NAME CHANGE: 19951106
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Liquidia Technologies Inc
CENTRAL INDEX KEY: 0001330436
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 419 DAVIS DRIVE
STREET 2: SUITE 100
CITY: DURHAM
STATE: NC
ZIP: 27713
BUSINESS PHONE: 919-328-4400
MAIL ADDRESS:
STREET 1: P.O. BOX 110085
CITY: RESEARCH TRIANGLE PARK
STATE: NC
ZIP: 27709
4
1
a4.xml
4
X0306
4
2018-07-30
1
0001330436
Liquidia Technologies Inc
LQDA
0001003124
PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC
929 NORTH FRONT STREET
WILMINGTON
NC
28401
0
0
1
0
0001747564
Wildcat Acquisition Holdings (UK) Ltd
929 NORTH FRONT STREET
WILMINGTON
NC
28401
0
0
1
0
0001747568
Jaguar Holding Co II
929 NORTH FRONT STREET
WILMINGTON
NC
28401
0
0
1
0
0001552661
Jaguar Holding Co I, LLC
929 NORTH FRONT STREET
WILMINGTON
NC
28401
0
0
1
0
0001747566
Eagle Holding Co II, LLC
929 NORTH FRONT STREET
WILMINGTON
NC
28401
0
0
1
0
0001705719
Eagle Holding Co I
929 NORTH FRONT STREET
WILMINGTON
NC
28401
0
0
1
0
Common stock
2018-07-30
4
C
0
442819
A
442819
D
Series C Preferred Stock
2018-07-30
4
C
0
3420516
0
D
Common Stock
442819
0
D
The Series C Preferred Stock had no expiration date and automatically converted into the Issuer's common stock on approximately a 0.1295-for-1 basis immediately prior to the closing of the Issuer's initial public offering.
These securities are held of record by Pharmaceutical Product Development, LLC ("Pharma LLC"). Wildcat Acquisition Holdings (UK) Limited ("Wildcat") is the sole member of Pharma LLC; Jaguar Holding Company II ("Jaguar II") is the sole shareholder of Wildcat; Jaguar Holding Company I, LLC ("Jaguar I") is the sole shareholder of Jaguar II; Eagle Holding Company II, LLC ("Eagle II") is the sole member of Jaguar I; and Eagle Holding Company I is the sole member of Eagle II. By virtue of such relationships, each of the reporting persons may be deemed to have beneficial ownership over such securities.
This report on Form 4 is jointly filed by the reporting persons. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes.
PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer
2018-08-01
WILDCAT ACQUISITION HOLDINGS (UK) LIMITED By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Director
2018-08-01
JAGUAR HOLDING COMPANY II By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer
2018-08-01
JAGUAR HOLDING COMPANY I, LLC By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer
2018-08-01
EAGLE HOLDING COMPANY II, LLC By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer
2018-08-01
EAGLE HOLDING COMPANY I By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer
2018-08-01