0001104659-18-048806.txt : 20180801 0001104659-18-048806.hdr.sgml : 20180801 20180801171248 ACCESSION NUMBER: 0001104659-18-048806 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180730 FILED AS OF DATE: 20180801 DATE AS OF CHANGE: 20180801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Holding Co I CENTRAL INDEX KEY: 0001705719 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 18985708 BUSINESS ADDRESS: STREET 1: 929 N. FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 BUSINESS PHONE: 910-251-0081 MAIL ADDRESS: STREET 1: 929 N. FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Eagle Holding Co II, LLC CENTRAL INDEX KEY: 0001747566 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 18985709 BUSINESS ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 BUSINESS PHONE: 9105587018 MAIL ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaguar Holding Co I, LLC CENTRAL INDEX KEY: 0001552661 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 18985710 BUSINESS ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 BUSINESS PHONE: 910-558-6928 MAIL ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 FORMER NAME: FORMER CONFORMED NAME: Jaguar Holding Co I DATE OF NAME CHANGE: 20120620 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jaguar Holding Co II CENTRAL INDEX KEY: 0001747568 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 18985711 BUSINESS ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 BUSINESS PHONE: 9105587018 MAIL ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Wildcat Acquisition Holdings (UK) Ltd CENTRAL INDEX KEY: 0001747564 STATE OF INCORPORATION: X0 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 18985712 BUSINESS ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 BUSINESS PHONE: 9105587018 MAIL ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC CENTRAL INDEX KEY: 0001003124 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] STATE OF INCORPORATION: NC FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-38601 FILM NUMBER: 18985713 BUSINESS ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 BUSINESS PHONE: 9102510081 MAIL ADDRESS: STREET 1: 929 NORTH FRONT STREET CITY: WILMINGTON STATE: NC ZIP: 28401 FORMER NAME: FORMER CONFORMED NAME: PHARMACEUTICAL PRODUCT DEVELOPMENT INC DATE OF NAME CHANGE: 19951106 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Liquidia Technologies Inc CENTRAL INDEX KEY: 0001330436 STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 419 DAVIS DRIVE STREET 2: SUITE 100 CITY: DURHAM STATE: NC ZIP: 27713 BUSINESS PHONE: 919-328-4400 MAIL ADDRESS: STREET 1: P.O. BOX 110085 CITY: RESEARCH TRIANGLE PARK STATE: NC ZIP: 27709 4 1 a4.xml 4 X0306 4 2018-07-30 1 0001330436 Liquidia Technologies Inc LQDA 0001003124 PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC 929 NORTH FRONT STREET WILMINGTON NC 28401 0 0 1 0 0001747564 Wildcat Acquisition Holdings (UK) Ltd 929 NORTH FRONT STREET WILMINGTON NC 28401 0 0 1 0 0001747568 Jaguar Holding Co II 929 NORTH FRONT STREET WILMINGTON NC 28401 0 0 1 0 0001552661 Jaguar Holding Co I, LLC 929 NORTH FRONT STREET WILMINGTON NC 28401 0 0 1 0 0001747566 Eagle Holding Co II, LLC 929 NORTH FRONT STREET WILMINGTON NC 28401 0 0 1 0 0001705719 Eagle Holding Co I 929 NORTH FRONT STREET WILMINGTON NC 28401 0 0 1 0 Common stock 2018-07-30 4 C 0 442819 A 442819 D Series C Preferred Stock 2018-07-30 4 C 0 3420516 0 D Common Stock 442819 0 D The Series C Preferred Stock had no expiration date and automatically converted into the Issuer's common stock on approximately a 0.1295-for-1 basis immediately prior to the closing of the Issuer's initial public offering. These securities are held of record by Pharmaceutical Product Development, LLC ("Pharma LLC"). Wildcat Acquisition Holdings (UK) Limited ("Wildcat") is the sole member of Pharma LLC; Jaguar Holding Company II ("Jaguar II") is the sole shareholder of Wildcat; Jaguar Holding Company I, LLC ("Jaguar I") is the sole shareholder of Jaguar II; Eagle Holding Company II, LLC ("Eagle II") is the sole member of Jaguar I; and Eagle Holding Company I is the sole member of Eagle II. By virtue of such relationships, each of the reporting persons may be deemed to have beneficial ownership over such securities. This report on Form 4 is jointly filed by the reporting persons. Each of the reporting persons disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of its pecuniary interest therein, if any. This report shall not be deemed an admission that any of the reporting persons is a beneficial owner of such securities for the purposes of Section 16 of the Exchange Act, or for any other purposes. PHARMACEUTICAL PRODUCT DEVELOPMENT, LLC By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer 2018-08-01 WILDCAT ACQUISITION HOLDINGS (UK) LIMITED By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Director 2018-08-01 JAGUAR HOLDING COMPANY II By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer 2018-08-01 JAGUAR HOLDING COMPANY I, LLC By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer 2018-08-01 EAGLE HOLDING COMPANY II, LLC By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer 2018-08-01 EAGLE HOLDING COMPANY I By: /s/ William J. Sharbaugh, Name: William J. Sharbaugh Title: Chief Operating Officer 2018-08-01