-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WsoNQxhLr9Cy3o4L6EhSrRc7fZ+CS/F6XL8zF7eVhcqOy2teLLnG4306/z5LocuY K+3PphukgsN7gdKXd07ADw== 0000950131-97-001194.txt : 19970223 0000950131-97-001194.hdr.sgml : 19970223 ACCESSION NUMBER: 0000950131-97-001194 CONFORMED SUBMISSION TYPE: SC 13G/A CONFIRMING COPY: PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970221 SROS: NONE GROUP MEMBERS: BAIN CAPITOL FUND IV-B, L.P. GROUP MEMBERS: BAIN CAPITOL INVESTORS, INC. GROUP MEMBERS: BAIN CAPITOL PARTNERS IV, L.P. GROUP MEMBERS: BCIP ASSOCIATES GROUP MEMBERS: BCIP TRUST ASSOCIATES, L.P. GROUP MEMBERS: JOSHUA BEKENSTEIN GROUP MEMBERS: W. MITT ROMNEY SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: PHYSIO CONTROL INTERNATIONAL CORP \DE\ CENTRAL INDEX KEY: 0001003088 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 911673799 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-44911 FILM NUMBER: 00000000 BUSINESS ADDRESS: STREET 1: 11811 WILLOWS RD NE CITY: REDMOND STATE: WA ZIP: 98052 BUSINESS PHONE: 2068674331 MAIL ADDRESS: STREET 1: 11811 WILLOWS ROAD NE CITY: REDMOND STATE: WA ZIP: 98052 FORMER COMPANY: FORMER CONFORMED NAME: PHYSIO CONTROL HOLDING CORP \DE\ DATE OF NAME CHANGE: 19951106 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: BCIP ASSOCIATES CENTRAL INDEX KEY: 0001033683 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: BAIN VENTURE CAPITAL STREET 2: TWO COPLEY PLACE CITY: BOSTON STATE: MA ZIP: 02116 BUSINESS PHONE: 6175722121 SC 13G/A 1 AMENDMENT NO. 1 THIS DOCUMENT IS A COPY OF THE SCHEDULE 13G FILED ON FEBRUARY 18, 1997 PURSUANT TO A RULE 201 TEMPORARY HARDSHIP EXEMPTION UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G (Rule 13d-102) INFORMATION STATEMENT PURSUANT TO RULES 13d-1 AND 13d-2 UNDER THE SECURITIES EXCHANGE ACT OF 1934 (Amendment No. 1)/1/ Physio-Control International Corporation ---------------------------------------- (Name of Issuer) Common Stock, par value $0.01 per share --------------------------------------- (Title of Class of Securities) 719431 10 8 ----------- (CUSIP Number) -------- /1/ The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 of 18 Pages - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 2 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 BAIN CAPITAL FUND IV, L.P. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3185934 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 233,136 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 233,136 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 233,136 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 1.4% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 3 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 BAIN CAPITAL FUND IV-B, L.P. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3185924 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 266,803 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 266,803 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 266,803 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 1.6% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 4 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 BAIN CAPITAL PARTNERS IV, L.P. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3186657 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 499,939 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 499,939 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 499,939 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 5 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 BAIN CAPITAL INVESTORS, INC. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3186655 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 499,939 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 499,939 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 499,939 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.0% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 CO - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 6 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 W. MITT ROMNEY S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 558,633 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 558,633 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 558,633 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 3.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 7 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 JOSHUA BEKENSTEIN S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: ###-##-#### - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 United States - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 58,694 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 58,694 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 58,694 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 0.3% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 IN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 8 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 BCIP ASSOCIATES S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3109427 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 36,709 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 36,709 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 36,709 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 0.2% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! - ------------------------- -------------------- CUSIP No. 719431 10 8 13G Page 9 of 18 Pages - ------------------------- -------------------- - ------------------------------------------------------------------------------ NAME OF REPORTING PERSON 1 BCIP TRUST ASSOCIATES, L.P. S.S. or I.R.S. IDENTIFICATION NO. OF ABOVE PERSON: 04-3109428 - ------------------------------------------------------------------------------ CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* 2 (a) [_] (b) [X] - ------------------------------------------------------------------------------ SEC USE ONLY 3 - ------------------------------------------------------------------------------ CITIZENSHIP OR PLACE OF ORGANIZATION 4 Delaware - ------------------------------------------------------------------------------ SOLE VOTING POWER 5 NUMBER OF None SHARES ----------------------------------------------------------- SHARED VOTING POWER BENEFICIALLY 6 21,985 (See Item 4) OWNED BY ----------------------------------------------------------- EACH SOLE DISPOSITIVE POWER 7 REPORTING None PERSON ----------------------------------------------------------- SHARED DISPOSITIVE POWER WITH 8 21,985 (See Item 4) - ------------------------------------------------------------------------------ AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 9 21,985 (See Item 4) - ------------------------------------------------------------------------------ CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES* 10 [_] - ------------------------------------------------------------------------------ PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 11 0.1% - ------------------------------------------------------------------------------ TYPE OF REPORTING PERSON* 12 PN - ------------------------------------------------------------------------------ * SEE INSTRUCTIONS BEFORE FILLING OUT! SCHEDULE 13G Item 1(a). Name of Issuer: Physio-Control International Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 11811 Willows Road Northeast Redmond, Washington 98052 Item 2(a). Name of Person Filing: This Schedule 13G is being jointly filed by each of the following persons pursuant to Rule 13d-(1)(f) promulgated by the Securities and Exchange Commission pursuant to Section 13 of the Securities Exchange Act of 1934, as amended (the "Act"): (i) Bain Capital Fund IV, L.P. ("BCF-IV"), a Delaware limited partnership, by virtue of its direct beneficial ownership of 233,136 shares of common stock, par value $.01 per share (the "Common Stock"), of Physio-Control International Corporation (the "Company"); (ii) Bain Capital Fund IV-B, L.P. ("BCF-IV-B"), a Delaware limited partnership, by virtue of its direct beneficial ownership of 266,803 shares of Common Stock; (iii) Bain Capital Partners IV, L.P. ("BCP"), a Delaware limited partnership, as the sole general partner of BCF-IV and BCF-IV-B; (iv) Bain Capital Investors, Inc. ("BCI"), a Delaware corporation, as the sole general partner of BCP; (v) W. Mitt Romney ("Mr. Romney"), an individual, as the sole shareholder of BCI and as a member of the Management Committee of BCIP and BCIPT (both as defined herein); (vi) Joshua Bekenstein ("Mr. Bekenstein"), an individual, as a member of the Management Committee of BCIP and BCIPT; (vii) BCIP Associates ("BCIP"), a Delaware general partnership, by virtue of its direct beneficial ownership of 36,709 shares of Common Stock; and (viii) BCIP Trust Associates, L.P. ("BCIPT"), a Delaware limited partnership, by virtue of its direct beneficial ownership of 21,985 shares of Common Stock. BCF-IV, BCF- IV-B, BCIP and BCIPT are hereinafter collectively referred to as the "Funds," and together with BCP, BCI, Mr. Romney and Mr. Bekenstein are hereinafter collectively referred to as the "Reporting Persons." The Reporting Persons have entered into a Joint Filing Agreement, dated February 12, 1997, a copy of which is filed with this Schedule 13G as Exhibit A, pursuant to which the Reporting Persons have agreed to file this statement jointly in accordance with the provisions of Rule 13d-1(f)(1) under the Act. Page 10 of 18 Pages The Reporting Persons may be deemed to constitute a "group" for purposes of Section 13(d)(3) of the Act as a result of such Reporting Persons being persons associated with Bain Capital, Inc., a Delaware corporation ("Bain Capital"), which is a management company. The Reporting Persons expressly disclaim that they have agreed to act as a group other than as described in this Schedule 13G. Item 2(b). Address of Principal Business Office or, if none, Residence: The address of the principal business office of each of the Reporting Persons is c/o Bain Capital, Inc., Two Copley Place, Boston, MA 02116. Item 2(c). Citizenship: Each of the Funds and BCP are partnerships organized under the laws of the State of Delaware; BCI is a corporation organized under the laws of the State of Delaware and both Mr. Romney and Mr. Bekenstein are citizens of the United States. Item 2(d). Title of Class of Securities: Common Stock, par value $.01 per share. Item 2(e). CUSIP No.: 719431 10 8 Item 3. If this statement is filed pursuant to Rules 13d-1(b) or 13d-2(b), check whether the person filing is a: Not Applicable. Item 4. Ownership: (a)-(c). Each Reporting Person named in response to Item 2 hereof has, as of December 31, 1996, shared power to vote or to direct the vote and shared power to dispose or to direct the disposition of the Common Stock as follows: Bain Capital Fund IV, L.P. BCF-IV has the shared power to vote and to dispose of 233,136 shares of Common Stock currently held by BCF-IV, constituting approximately 1.4% of the outstanding Common Stock. Bain Capital Fund IV-B, L.P. BCF-IV-B has the shared power to vote and to dispose of 266,803 shares of Common Stock currently held by Page 11 of 18 Pages BCF-IV-B, constituting approximately 1.6% of the outstanding Common Stock. Bain Capital Partners IV, L.P. BCP, as the sole general partner of BCF-IV and BCF-IV-B, may be deemed to have the shared power to vote and to dispose of 499,939 shares of Common Stock currently held by BCF-IV and BCF-IV-B, which constitutes approximately 3.0% of the outstanding Common Stock. The filing of this Schedule 13G by BCP shall not be considered an admission that BCP is, for the purpose of Section 13(g) of the Exchange Act, the beneficial owner of such shares held by BCF-IV or BCF-IV-B. Bain Capital Investors, Inc. BCI, as the sole general partner of BCP, may be deemed to have the shared power to vote and to dispose of 499,939 shares of Common Stock currently held by BCF-IV and BCF-IV-B, which constitutes approximately 3.0% of the outstanding Common Stock. The filing of this Schedule 13G by BCI shall not be considered an admission that BCI is, for the purpose of Section 13(g) of the Exchange Act, the beneficial owner of such shares held by BCF-IV or BCF-IV-B. W. Mitt Romney. Mr. Romney, as the sole stockholder of BCI, may be deemed to have the shared power to vote and to dispose of 499,939 shares of Common Stock currently held by BCF-IV and BCF-IV-B. In addition, Mr. Romney serves as a member of the Management Committee of BCIP and BCIPT and, in such capacity, may be deemed to have the shared power to vote and dispose of the 58,694 shares of Common Stock currently held by BCIP and BCIPT. In total, these shares of Common Stock held by the Funds constitute approximately 3.3% of the outstanding Common Stock. The filing of this Schedule 13G by Mr. Romney shall not be considered an admission that Mr. Romney is, for the purpose of Section 13(g) of the Exchange Act, the beneficial owner of such shares held by the Funds. Joshua Bekenstein. Mr. Bekenstein, as a member of the Management Committee of BCIP and BCIPT, may be deemed to have the shared power to vote and dispose of the 58,694 shares of Common Stock currently held by BCIP and BCIPT, which constitutes approximately 0.3% of the outstanding Common Stock. The filing of this Schedule 13G by Mr. Bekenstein shall not be considered an admission that Mr. Bekenstein is, for the purpose of Section 13(g) of the Exchange Act, the beneficial owner of such shares held by BCIP or BCIPT. BCIP Associates. BCIP has the shared power to vote and to dispose of 36,709 shares of Common Stock currently held by BCIP, which constitutes approximately 0.2% of the outstanding Common Stock. Page 12 of 18 Pages BCIP Trust Associates, L.P. BCIPT has the shared power to vote and to dispose of 21,985 shares of Common Stock currently held by BCIPT, which constitutes approximately 0.1% of the outstanding Common Stock. Pursuant to Rule 13d-5(b)(1) under the Exchange Act, the Reporting Persons may be deemed as a group to have beneficial ownership of 558,633 shares of Common Stock, the aggregate number of shares of Common Stock held by the Reporting Persons, representing approximately 3.3% of the outstanding Common Stock as of December 31, 1996. Except as otherwise specifically noted, all of the percentages calculated in this Schedule 13G are based upon an aggregate of 16,910,107 shares of Common Stock outstanding as of October 25, 1996, as disclosed in the Company's Quarterly Report on Form 10-Q for the Quarterly Period Ended September 30, 1996. Each Reporting Person expressly disclaims beneficial ownership of any shares of Common Stock beneficially owned by each other Reporting Person. Item 5. Ownership of Five Percent or Less of a Class: If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following [ X ]. Item 6. Ownership of More Than Five Percent on Behalf of Another Person: See Response to Item 4. Any such interest does not relate to more than five percent of the Common Stock outstanding as of December 31, 1996. Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company: Not Applicable. Item 8. Identification and Classification of Members of the Group: Not Applicable. Item 9. Notice of Dissolution of Group: Not Applicable. Page 13 of 18 Pages Item 10. Certification: Not Applicable. Page 14 of 18 Pages SIGNATURE After reasonable inquiry and to the best of our knowledge and belief, the undersigned certify that the information set forth in this statement is true, complete and correct. Date: February 12, 1997 BAIN CAPITAL FUND IV, L.P. By: Bain Capital Partners IV, L.P. Its: General Partner By: Bain Capital Investors, Inc. Its: General Partner By: /s/ W. Mitt Romney ---------------------------------- A Managing Director BAIN CAPITAL FUND IV-B, L.P. By: Bain Capital Partners IV, L.P. Its: General Partner By: Bain Capital Investors, Inc. Its: General Partner By: /s/ W. Mitt Romney ---------------------------------- A Managing Director BAIN CAPITAL PARTNERS IV, L.P. By: Bain Capital Investors, Inc. Its: General Partner By: /s/ W. Mitt Romney ---------------------------------- A Managing Director Page 15 of 18 Pages BAIN CAPITAL INVESTORS, INC. By: /s/ W. Mitt Romney ----------------------------- Name: W. Mitt Romney Title: President and Chief Executive Officer /s/ W. Mitt Romney ---------------------------- W. Mitt Romney /s/ Joshua Bekenstein ---------------------------- Joshua Bekenstein BCIP ASSOCIATES By: /s/ W. Mitt Romney ---------------------------- A General Partner BCIP TRUST ASSOCIATES, L.P. By: /s/ W. Mitt Romney ---------------------------- A General Partner Page 16 of 18 Pages Exhibit A --------- AGREEMENT REGARDING THE JOINT FILING OF SCHEDULE 13G _____________________ The undersigned hereby agree as follows: (i) Each of them is individually eligible to use the Schedule 13G to which this Exhibit is attached, and such Schedule 13G is filed on behalf of each of them; and (ii) Each of them is responsible for the timely filing of such Schedule 13G and any amendments thereto, and for the completeness and accuracy of the information concerning such person contained therein; but none of them is responsible for the completeness or accuracy of the information concerning the other persons making the filing, unless such person knows or has reason to believe that such information is inaccurate. Date: February 12, 1997 BAIN CAPITAL FUND IV, L.P. By: Bain Capital Partners IV, L.P. Its: General Partner By: Bain Capital Investors, Inc. Its: General Partner By: /s/ W. Mitt Romney --------------------------- A Managing Director BAIN CAPITAL FUND IV-B, L.P. By: Bain Capital Partners IV, L.P. Its: General Partner By: Bain Capital Investors, Inc. Its: General Partner By: /s/ W. Mitt Romney --------------------------- A Managing Director Page 17 of 18 Pages BAIN CAPITAL PARTNERS IV, L.P. By: Bain Capital Investors, Inc. Its: General Partner By: /s/ W. Mitt Romney --------------------------- A Managing Director BAIN CAPITAL INVESTORS, INC. By: /s/ W. Mitt Romney -------------------------- Name: W. Mitt Romney Title: President and Chief Executive Officer /s/ W. Mitt Romney ------------------------- W. Mitt Romney /s/ Joshua Bekenstein -------------------------- Joshua Bekenstein BCIP ASSOCIATES By: /s/ W. Mitt Romney --------------------------- A General Partner BCIP TRUST ASSOCIATES, L.P. By: /s/ W. Mitt Romney ---------------------------- A General Partner Page 18 of 18 Pages -----END PRIVACY-ENHANCED MESSAGE-----