0001144204-14-062907.txt : 20141024 0001144204-14-062907.hdr.sgml : 20141024 20141024175315 ACCESSION NUMBER: 0001144204-14-062907 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20141022 FILED AS OF DATE: 20141024 DATE AS OF CHANGE: 20141024 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 75 MAXESS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERSHWIND ERIK CENTRAL INDEX KEY: 0001200390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 141173206 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 4 1 form471034_20141024055255-.xml X0306 4 2014-10-22 0 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001200390 GERSHWIND ERIK C/O MSC INDUSTRIAL DIRECT CO., INC. 75 MAXESS RD. MELVILLE NY US 11747 1 1 0 0 President and CEO Class A Common Stock, $0.001 par value 2014-10-22 4 A 0 5720 0 A 57533 D Options (right to buy) 83.03 2014-10-22 4 A 0 45945 0 A 2021-10-21 Class A Common Stock, $0.001 par value 45945 45945 D Class B Common Stock Class A Common Stock, $.001 par value 1025045 1025045 D Class B Common Stock Class A Common Stock, $.001 par value 163458 163458 I See footnote Class B Common Stock Class A Common Stock, $.001 par value 158077 158077 I See footnote Class B Common Stock Class A Common Stock, $.001 par value 10960 10960 I See footnote These shares were granted under the Issuer's 2005 Omnibus Incentive Plan. One-half of the shares will vest on October 22, 2017 and one-quarter of the shares will vest on each of October 22, 2018 and October 22, 2019. Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock"). An option to purchase 45,945 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 11,486 shares of Common Stock become exercisable on each of October 22, 2015, October 22, 2016, and October 22, 2017, and 11,487 shares of Common Stock become exercisable on October 22, 2018. The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire. Reflects a transfer of 12,500 shares of Class B Common Stock to Grantor Retained Annuity Trusts, of which the Reporting Person is the sole annuitant and trustee. Represents shares of Class B Common Stock held by trusts of which the Reporting Person is a beneficiary and co-trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts, to the extent of such Reporting Person's pecuniary interest therein. Reflects a transfer by the Reporting Person of 12,500 shares of Class B Common Stock to Grantor Retained Annuity Trusts, of which the Reporting Person is the sole annuitant and trustee. Represents shares of Class B Common Stock held by trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trusts, to the extent of such Reporting Person's pecuniary interest therein. Represents shares of Class B Common Stock held by a trust of which the Reporting Person is the sole trustee. The Reporting Person disclaims beneficial ownership of the shares held by such trust. /s/ Erik Gershwind 2014-10-24