-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SVLBlaR2uwLuvCTPw5pu8dQL1xbV8sIXXxN2b9DFugF2cqUE/m1YvhoF3+akDud2 Pkp2iY4L5YkNz1J/HNuQMQ== 0001104659-04-033696.txt : 20041104 0001104659-04-033696.hdr.sgml : 20041104 20041104194119 ACCESSION NUMBER: 0001104659-04-033696 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041102 FILED AS OF DATE: 20041104 DATE AS OF CHANGE: 20041104 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0902 BUSINESS ADDRESS: STREET 1: 75 MAXESS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 151 SUNNYSIDE BLVD CITY: PLAINVIEW STATE: NY ZIP: 11803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROEDER JAMES A CENTRAL INDEX KEY: 0001244705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 041120925 BUSINESS ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5168122000 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS RD CITY: MLEVILLE STATE: NY ZIP: 11747 4 1 a4.xml 4 X0202 4 2004-11-02 0 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001244705 SCHROEDER JAMES A C/O MSC INDUSTRIAL DIRECT CO INC 75 MAXESS RD MLEVILLE NY 11747 0 1 0 0 SR. VP OF LOGISTICS Class A Common Stock, $0.001 par value 2004-11-02 4 M 0 12600 19 A 28480 D Class A Common Stock, $0.001 par value 2004-11-02 4 M 0 54000 20.875 A 82480 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 20610 33.00 D 61870 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 589 33.01 D 61281 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 252 33.02 D 61029 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 336 33.03 D 60693 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 168 33.04 D 60525 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 547 33.05 D 59978 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 505 33.07 D 59473 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 799 33.09 D 58674 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 1262 33.10 D 57412 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 252 33.11 D 57160 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 168 33.15 D 56992 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 42 33.16 D 56950 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 126 33.19 D 56824 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 294 33.20 D 56530 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 252 33.21 D 56278 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 84 33.22 D 56194 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 168 33.23 D 56026 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 168 33.24 D 55858 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 421 33.25 D 55437 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 168 33.26 D 55269 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 294 33.27 D 54975 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 126 33.28 D 54849 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 168 33.29 D 54681 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 422 33.35 D 54259 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 3912 33.40 D 50347 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 294 33.43 D 50053 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 1009 33.45 D 49044 D Class A Common Stock, $0.001 par value 2004-11-02 4 S 0 3828 33.50 D 45216 D Options (right to buy) 19 2004-11-02 4 M 0 12600 0 D 2007-11-19 See Footnote 12600 0 D Options (right to buy) 20.875 2004-11-02 4 M 0 54000 0 D 2007-10-30 See Footnote 54000 96000 D Option to purchase Issuer's Class A common stock, $.001 par value An option to purchase 20,000 shares of the Issuer's common stock, par value $.001 per share, was issued to the Reporting person under the Issuer's 1995 Stock Option Plan. One-fifth of such option became exercisable on each of November 19, 1998, November 19, 1999, November 19, 2000, November 19, 2001 and November 19, 2002. An option to purchase 150,000 shares of the Issuer's common stock, par value $.001 per share, was issued to the Reporting person under the Issuer's 1995 Stock Option Plan. One-fifth of such option became exercisable on each of October 30, 1998, October 30, 1999, October 30, 2000, October 30, 2001 and October 30, 2002. Class A Common Stock, $.001 par value Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing 3 simultaneous Form 4's to report his reportable transactions all of which together shall be deemed a single report filed on this date. This is the 1st Form 4 of the 3 filings. /s/ James Schroeder 2004-11-04 -----END PRIVACY-ENHANCED MESSAGE-----