FORM 4 |
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b). |
1. Name and Address of Reporting Person*
(Street)
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2. Issuer Name and Ticker or Trading Symbol
MSC INDUSTRIAL DIRECT CO INC [ MSM ] |
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
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3. Date of Earliest Transaction
(Month/Day/Year) 11/02/2004 | ||||||||||||||||||||||||||
4. If Amendment, Date of Original Filed
(Month/Day/Year) |
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned | ||||||||||
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1. Title of Security (Instr. 3) | 2. Transaction Date (Month/Day/Year) | 2A. Deemed Execution Date, if any (Month/Day/Year) | 3. Transaction Code (Instr. 8) | 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) | 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) | 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 7. Nature of Indirect Beneficial Ownership (Instr. 4) | |||
Code | V | Amount | (A) or (D) | Price | ||||||
Class A Common Stock, $0.001 par value | 11/02/2004 | M | 3,976 | A | $7.75 | 19,834 | D | |||
Class A Common Stock, $0.001 par value | 11/02/2004 | M | 20,000 | A | $14.5 | 39,834 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 7,420 | D | $33 | 32,414 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 212 | D | $33.01 | 32,202 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 91 | D | $33.02 | 32,111 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 121 | D | $33.03 | 31,990 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 61 | D | $33.04 | 31,929 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 197 | D | $33.05 | 31,732 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 182 | D | $33.07 | 31,550 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 288 | D | $33.09 | 31,262 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 454 | D | $33.1 | 30,808 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 91 | D | $33.11 | 30,717 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 61 | D | $33.15 | 30,656 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 15 | D | $33.16 | 30,641 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 45 | D | $33.19 | 30,596 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 106 | D | $33.2 | 30,490 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 91 | D | $33.21 | 30,399 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 30 | D | $33.22 | 30,369 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 61 | D | $33.23 | 30,308 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 61 | D | $33.24 | 30,247 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 151 | D | $33.25 | 30,096 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 61 | D | $33.26 | 30,035 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 106 | D | $33.27 | 29,929 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 45 | D | $33.28 | 29,884 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 61 | D | $33.29 | 29,823 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 151 | D | $33.35 | 29,672 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 1,408 | D | $33.4 | 28,264 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 106 | D | $33.43 | 28,158 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 363 | D | $33.45 | 27,795 | D | |||
Class A Common Stock, $0.001 par value(5) | 11/02/2004 | S | 1,378 | D | $33.5 | 26,417 | D |
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||||||||||
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1. Title of Derivative Security (Instr. 3) | 2. Conversion or Exercise Price of Derivative Security | 3. Transaction Date (Month/Day/Year) | 3A. Deemed Execution Date, if any (Month/Day/Year) | 4. Transaction Code (Instr. 8) | 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) | 6. Date Exercisable and Expiration Date (Month/Day/Year) | 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) | 8. Price of Derivative Security (Instr. 5) | 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) | 11. Nature of Indirect Beneficial Ownership (Instr. 4) | ||||
Code | V | (A) | (D) | Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||||||
Options (right to buy)(1) | $7.75 | 11/02/2004 | M | 3,976 | (2) | 10/19/2009 | See Footnote(4) | 3,976 | $0 | 0 | D | ||||
Options (right to buy)(1) | $14.5 | 11/02/2004 | M | 20,000 | (3) | 09/21/2011 | See Footnote(4) | 20,000 | $0 | 56,000 | D |
Explanation of Responses: |
1. Option to purchase Issuer's Class A common stock, $.001 par value |
2. An option to purchase 80,000 shares of the Issuer's common stock, par value $.001 per share, was issued to the Reporting person under the Issuer's 1998 Stock Option Plan. One-fifth of such option became exercisable on each of October 19, 2000, October 19, 2001, October 19, 2002, October 19, 2003 and October 19, 2004. |
3. An option to purchase 100,000 shares of the Issuer's common stock, par value $.001 per share, was issued to the Reporting person under the Issuer's 2001 Stock Option Plan. One-fifth of such option became exercisable on each of September 21, 2002, September 21, 2003 and September 21, 2004. The balance of such option becomes exercisable in one-fifth on each of September 21, 2005 and September 21, 2006. |
4. Class A Common Stock, $.001 par value |
5. Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing 3 simultaneous Form 4's to report his reportable transactions all of which together shall be deemed a single report filed on this date. This is the 1st Form 4 of the 3 filings. |
/s/ Ross Anker | 11/04/2004 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |