-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ss7Ub16SksyL5YFPODFId8GO4VL0omzHhKOaiORhL/nxusgXAxKMT02VDJh4zMJK tnVAthQPGvs9B/vBX8xuQg== 0001104659-04-033373.txt : 20041103 0001104659-04-033373.hdr.sgml : 20041103 20041103190541 ACCESSION NUMBER: 0001104659-04-033373 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20041101 FILED AS OF DATE: 20041103 DATE AS OF CHANGE: 20041103 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0902 BUSINESS ADDRESS: STREET 1: 75 MAXESS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 151 SUNNYSIDE BLVD CITY: PLAINVIEW STATE: NY ZIP: 11803 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SCHROEDER JAMES A CENTRAL INDEX KEY: 0001244705 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 041117652 BUSINESS ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 5168122000 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS RD CITY: MLEVILLE STATE: NY ZIP: 11747 4 1 a4.xml 4 X0202 4 2004-11-01 0 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001244705 SCHROEDER JAMES A C/O MSC INDUSTRIAL DIRECT CO INC 75 MAXESS RD MLEVILLE NY 11747 0 1 0 0 Senior VP of Logistics Class A Common Stock, $0.001 par value 2004-11-01 4 M 0 26000 15.25 A 41880 D Class A Common Stock, $0.001 par value 2004-11-01 4 M 0 7400 19.00 A 49280 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 8845 34.00 D 40435 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 29 34.06 D 40406 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 381 34.07 D 40025 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 463 34.08 D 39562 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 548 34.09 D 39014 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 3425 34.10 D 35589 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 86 34.20 D 35503 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 292 34.21 D 35211 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 926 34.22 D 34285 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 1053 34.23 D 33232 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 1138 34.24 D 32094 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 1558 34.25 D 30536 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 43 34.27 D 30493 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 127 34.30 D 30366 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 2397 34.33 D 27969 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 43 34.34 D 27962 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 1305 34.35 D 26621 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 1180 34.36 D 25441 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 1178 34.37 D 24263 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 2907 34.38 D 21356 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 1138 34.39 D 20218 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 755 34.40 D 19463 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 380 34.41 D 19083 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 43 34.42 D 19040 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 84 34.44 D 18456 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 211 34.46 D 18745 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 337 34.47 D 18408 D Class A Common Stock, $0.001 par value 2004-11-01 4 S 0 421 34.48 D 17987 D Options (right to buy) 15.25 2004-11-01 4 M 0 26000 0 D 2007-04-28 See Footnote 26000 0 D Options (right to buy) 19.00 2004-11-01 4 M 0 7400 0 D 2007-11-19 See Footnote 7400 12600 D Option to purchase Issuer's Class A common stock, $.001 par value An option to purchase 30,000 shares of the Issuer's common stock, par value $.001 per share, was issued to the Reporting person under the Issuer's 1995 Stock Option Plan. One-fifth of such option became exercisable on each of April 28, 1998, April 28, 1999, April 28, 2000, April 28, 2001 and April 28, 2002. An option to purchase 20,000 shares of the Issuer's common stock, par value $.001 per share, was issued to the Reporting person under the Issuer's 1995 Stock Option Plan. One-fifth of such option became exercisable on each of November 19, 1998, November 19, 1999, November 19, 2000, November 19, 2001 and November 19, 2002. Class A Common Stock, $.001 par value Because the SEC's electronic filing system does not allow for the disclosure of more than 30 transactions on one Form 4, the Reporting Person is filing 2 simultaneous Form 4's to report his reportable transactions all of which together shall be deemed a single report filed on this date. This is the 1st Form 4 of the 2 filings. /s/ James Schroeder 2004-11-03 -----END PRIVACY-ENHANCED MESSAGE-----