0001003078-23-000118.txt : 20231107 0001003078-23-000118.hdr.sgml : 20231107 20231107174357 ACCESSION NUMBER: 0001003078-23-000118 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20231106 FILED AS OF DATE: 20231107 DATE AS OF CHANGE: 20231107 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERSHWIND ERIK CENTRAL INDEX KEY: 0001200390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 231385298 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0902 BUSINESS ADDRESS: STREET 1: 515 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 515 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 4 1 wk-form4_1699397021.xml FORM 4 X0508 4 2023-11-06 0 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001200390 GERSHWIND ERIK C/O MSC INDUSTRIAL DIRECT CO., INC. 515 BROADHOLLOW ROAD MELVILLE NY 11747 1 1 0 0 President and CEO 0 Class A Common Stock, $0.001 par value 2023-11-06 4 A 0 21726 0 A 1365790 D Class A Common Stock, $0.001 par value 2023-11-06 4 A 0 3456.081 0 A 1369246 D Class A Common Stock, $0.001 par value 2023-11-06 4 F 0 12856.081 97.33 D 1356390 D Class A Common Stock, $0.001 par value 2023-11-06 4 M 0 7985 0 A 1364375 D Class A Common Stock, $0.001 par value 2023-11-06 4 M 0 2347.805 0 A 1366723 D Class A Common Stock, $0.001 par value 2023-11-06 4 F 0 5275.805 97.33 D 1361447 D Class A Common Stock, $0.001 par value 2023-11-06 4 M 0 8148 0 A 1369595 D Class A Common Stock, $0.001 par value 2023-11-06 4 M 0 1296.15 0 A 1370891 D Class A Common Stock, $0.001 par value 2023-11-06 4 F 0 4822.15 97.33 D 1366069 D Class A Common Stock, $0.001 par value 2023-11-07 4 M 0 73469 79.60 A 1439538 D Class A Common Stock, $0.001 par value 232554 I See footnotes Class A Common Stock, $0.001 par value 61027 I See footnotes Class A Common Stock, $0.001 par value 302464 I See footnotes Class A Common Stock, $0.001 par value 102435 I See footnotes Restricted Stock Units (RSU) 2023-11-06 4 M 0 7985 0 D Class A Common Stock, $0.001 par value 7985 0 D Dividend Equivalent Units 2023-11-06 4 M 0 2347.805 0 D Class A Common Stock, $0.001 par value 2347.805 3850 D Restricted Stock Units (RSU) 2023-11-06 4 M 0 8148 0 D Class A Common Stock, $0.001 par value 8148 8148 D Dividend Equivalent Units 2023-11-06 4 M 0 1296.15 0 D Class A Common Stock, $0.001 par value 1296.15 2554 D Options (right to buy) 79.60 2023-11-07 4 M 0 73469 0 D 2024-10-19 Class A Common Stock, $0.001 par value 73469 0 D Represents the number of shares acquired upon vesting of previously awarded performance share units (PSUs) upon determination by the Compensation Committee of the satisfaction of the underlying performance criteria of such PSUs. The dividend equivalent units accrued with respect to outstanding awards of PSUs and vest at the same time(s) as the underlying PSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Withholding of shares of Common Stock to satisfy tax withholding obligations in connection with the vesting of PSUs and DEUs. Each RSU represents a contingent right to receive one share of Common Stock. The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right ot receive one share of Common Stock. Disposition of Class A Common Stock to the Issuer to cover tax withholding obligations arising from the vesting of RSUs and DEUs. The Reporting Person disclaims beneficial ownership of the securities reported herein, except to the extent of such Reporting Person's pecuniary interest therein. Represents shares held by Grantor Retained Annuity Trusts of which the Reporting Person is the sole annuitant and trustee. Represents shares held by a trust of which the Reporting Person is a co-trustee and beneficiary. Represents shares held by trusts over whose trustee the Reporting Person can exercise remove and replace powers and the beneficiaries of which are family members of the Report Person. Represents shares held by a Trust of which the Reporting Person is a trustee. 31,937 RSUs were granted on November 6, 2019. 7,984 RSUs vested on each of November 6, 2020, November 6, 2021, November 6, 2022, and 7,985 RSUs vested on November 6, 2023. 32,591 RSUs were granted on November 6, 2020. 8,147 RSUs vested on November 6, 2021, and 8,148 RSUs vested on each of November 6, 2022 and November 6, 2023. 8,148 RSUs vest on November 6, 2024, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock"). An option to purchase 73,469 shares of the Issuer's Common Stock was issued on October 20, 2017 to the Reporting Person under the Issuer's 2015 Omnibus Incentive Plan. 18,367 shares of Common Stock became exercisable on each of October 20, 2018, October 20, 2019 and October 20, 2020, and 18,368 shares of Common Stock became exercisable on October 20, 2021. /s/ Erik Gershwind 2023-11-07