0001003078-22-000028.txt : 20220204 0001003078-22-000028.hdr.sgml : 20220204 20220204093919 ACCESSION NUMBER: 0001003078-22-000028 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20220125 FILED AS OF DATE: 20220204 DATE AS OF CHANGE: 20220204 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARUCH STEVEN N CENTRAL INDEX KEY: 0001671741 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 22591581 MAIL ADDRESS: STREET 1: 18232 PENINSULA CLUB CITY: CORNELIUS STATE: NC ZIP: 28031 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0903 BUSINESS ADDRESS: STREET 1: 515 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 515 BROADHOLLOW ROAD CITY: MELVILLE STATE: NY ZIP: 11747 4 1 certent-form4.xml PRIMARY DOCUMENT X0306 4 2022-01-25 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001671741 BARUCH STEVEN N C/O MSC INDUSTRIAL DIRECT CO., INC. 515 BROADHOLLOW ROAD MELVILLE NY US 11747 0 1 0 0 EVP, STRATEGY & MARKETING Class A Common Stock, $0.001 par value 2022-02-02 4 M 0 5523 81.7600 A 18808 D Class A Common Stock, $0.001 par value 2022-02-02 4 M 0 9665.000 58.9000 A 28473 D Class A Common Stock, $0.001 par value 2022-02-02 4 S 0 15188 83.9491 D 13285 D Class A Common Stock, $0.001 par value 2022-02-03 4 M 0 1542 58.9 A 14827 D Class A Common Stock, $0.001 par value 2022-02-03 4 S 0 1542 84 D 13285 D Dividend Equivalent Units 2022-01-25 5 A 0 E 141.085 0 A Class A Common Stock, $0.001 par value 141.085 1282 D Options (right to buy) 2022-02-02 4 M 0 5523 81.7600 D 2022-10-22 Class A Common Stock, $0.001 par value 5523 0 D Options (right to buy) 2022-02-02 4 M 0 9665.000 58.9000 D 2022-10-18 Class A Common Stock, $0.001 par value 9665.000 1542 D Options (right to buy) 2022-02-03 4 M 0 1542.000 58.9 D 2022-10-18 Class A Common Stock, $0.001 par value 1542.000 0 D Includes shares acquired under the company's Associate Stock Purchase Plan. Represents the sale of 15,188 shares in 17 separate transactions, ranging from $83.90 to $84.17 per share, resulting in a weighted average sale price per share of $83.949128. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range. Represents the sale of 1,542 shares in one transaction at $84.00 per share. The Reporting Person undertakes to provide upon request by the SEC staff, the Issuer, or a security holder of the Issuer, full information regarding the shares sold. The dividend equivalent units accrued with respect to outstanding awards of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of Common Stock. Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock"). An option to purchase 5,523 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,380 shares of Common Stock became exercisable on October 23, 2014, and 1,381 shares of Common Stock became exercisable on each of October 23, 2015, October 23, 2016 and October 23, 2017. An option to purchase 11,207 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2015 Omnibus Incentive Plan. 2,801 shares of Common Stock became exercisable on October 19, 2016, and 2,802 shares of Common Stock became exercisable on each of October 19, 2017, October 19, 2018 and October 19, 2019. /s/ Steven Baruch 2022-02-04