0001003078-19-000150.txt : 20190719 0001003078-19-000150.hdr.sgml : 20190719 20190719105202 ACCESSION NUMBER: 0001003078-19-000150 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190312 FILED AS OF DATE: 20190719 DATE AS OF CHANGE: 20190719 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GERSHWIND ERIK CENTRAL INDEX KEY: 0001200390 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 19962549 MAIL ADDRESS: STREET 1: C/O MSC INDUSTRIAL DIRECT CO INC STREET 2: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0831 BUSINESS ADDRESS: STREET 1: 75 MAXESS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 4 1 certent-form4.xml PRIMARY DOCUMENT X0306 4 2019-03-12 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001200390 GERSHWIND ERIK C/O MSC INDUSTRIAL DIRECT CO., INC. 75 MAXESS ROAD MELVILLE NY US 11747 1 1 0 0 President and CEO Class A Common Stock, $0.001 Par Value 2019-07-17 4 J 0 49308 0 A 246344 D Class A Common Stock, $0.001 Par Value 2019-07-17 4 J 0 83087 0 A 83087 I See Footnote Class A Common Stock, $0.001 Par Value 2019-07-17 4 J 0 79370 0 A 162457 I See Footnote Class B Common Stock 2019-03-12 5 G 0 E 4663 0 D Class A Common Stock, $0.001 par value 4663 91246 I See Footnote Class B Common Stock 2019-03-12 5 G 0 E 4663 0 A Class A Common Stock, $0.001 par value 4663 86284 I See Footnote Class B Common Stock Class A Common Stock, $0.001 par value 45547 45547 I See Footnote Class B Common Stock Class A Common Stock, $0.001 par value 849951 849951 D Represents the receipt of shares in a pro rata liquidating distribution effective July 17, 2019, without consideration, from a limited liability company of which the Reporting Person was a member. Represents the receipt of shares in a pro rata liquidating distribution effective July 17, 2019, without consideration, from a limited liability company of which a family trust of the Reporting Person was a member. Represents shares of Class A Common Stock held by a trust, the beneficiaries of which are family members of the Reporting Person. The Reporting Person disclaims Section 16 beneficial ownership of the shares held in the trust, except to the extent of his pecuniary interest therein. The Class B Common Stock is convertible immediately on a one-for-one basis into shares of Class A Common Stock and does not expire. Includes a transfer of 37,500 shares of Class B Common Stock to a Grantor Retained Annuity Trust, of which the Reporting Person is the sole annuitant and trustee. Reflects aggregate distributions of 12,908 shares of Class B Common Stock to Mr. Gershwind as annuity payments from Grantor Retained Annuity Trusts of which the Reporting Person is the sole annuitant and trustee. Represents shares of Class B Common Stock held in Grantor Retained Annuity Trusts of which the Reporting Person is the sole annuitant and trustee. The Reporting Person disclaims Section 16 beneficial ownership of the shares held in the trusts, except to the extent of his pecuniary interest therein. Represents shares of Class B Common Stock held by a trust, the beneficiaries of which are family members of the Reporting Person. The Reporting Person disclaims Section 16 beneficial ownership of the shares held in the trust, except to the extent of his pecuniary interest therein. Represents shares of Class B Common Stock held by a trust of which the Reporting Person is a beneficiary and co-trustee. The Reporting Person disclaims Section 16 beneficial ownership of the shares held by such trust, except to the extent of his pecuniary interest therein. Reflects a transfer of 37,500 shares of Class B Common Stock to a Grantor Retained Annuity Trust, of which the Reporting Person is the sole annuitant and trustee. Includes aggregate distributions of 12,908 shares of Class B Common Stock to Mr. Gershwind as annuity payments from Grantor Retained Annuity Trusts of which the Reporting Person is the sole annuitant and trustee. /s/ Erik Gershwind 2019-07-19