0001003078-16-000178.txt : 20160411 0001003078-16-000178.hdr.sgml : 20160411 20160411173625 ACCESSION NUMBER: 0001003078-16-000178 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160331 FILED AS OF DATE: 20160411 DATE AS OF CHANGE: 20160411 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: MSC INDUSTRIAL DIRECT CO INC CENTRAL INDEX KEY: 0001003078 STANDARD INDUSTRIAL CLASSIFICATION: WHOLESALE-INDUSTRIAL MACHINERY & EQUIPMENT [5084] IRS NUMBER: 113289165 STATE OF INCORPORATION: NY FISCAL YEAR END: 0827 BUSINESS ADDRESS: STREET 1: 75 MAXESS RD CITY: MELVILLE STATE: NY ZIP: 11747 BUSINESS PHONE: 516-812-2000 MAIL ADDRESS: STREET 1: 75 MAXESS ROAD CITY: MELVILLE STATE: NY ZIP: 11747 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: BARUCH STEVEN N CENTRAL INDEX KEY: 0001671741 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-14130 FILM NUMBER: 161565949 MAIL ADDRESS: STREET 1: 18232 PENINSULA CLUB CITY: CORNELIUS STATE: NC ZIP: 28031 3 1 certent-form3.xml PRIMARY DOCUMENT X0206 3 2016-03-31 0 0001003078 MSC INDUSTRIAL DIRECT CO INC MSM 0001671741 BARUCH STEVEN N C/O MSC INDUSTRIAL DIRECT CO., INC. MELVILLE NY 11747 0 1 0 0 SVP, STRATEGY & MARKETING Class A Common Stock, $0.001 par value 5221 D Restricted Stock Units Class A Common Stock, $0.001 par value 1867 D Dividend Equivalent Unit Class A Comon Stock, $0.001 par value 26.328 D Options (right to buy) 69.46 2019-10-23 Class A Common Stock, $.001 par value 5404 D Options (right to buy) 81.76 2020-10-22 Class A Common Stock, $.001 par value 5523 D Options (right to buy) 58.9 2022-10-18 Class A Common Stock, $.001 par value 11207 D Options (right to buy) 83.03 2021-10-21 Class A Common Stock, $.001 par value 7369 D Options (right to buy) 54.52 2017-10-18 Class A Common Stock, $.001 par value 2000 D Options (right to buy) 66.69 2018-10-20 Class A Common Stock, $.001 par value 4682 D Each restricted stock unit ("RSU") represents a contingent right to receive one share of the Issuer's common stock. 373 of these RSUs will vest on each of October 19, 2016, October 19, 2017 and October 19, 2018. An additional 374 of these RSUs will vest on each of October 19, 2019 and October 19, 2020, provided that the Reporting Person remains continuously employed by the Issuer through each applicable vesting date. The vested shares will be delivered to the Reporting Person upon vesting. The dividend equivalent units accrued with respect to an outstanding award of restricted stock units (RSUs) and vest at the same time(s) as the underlying RSUs. Each dividend equivalent unit represents a contingent right to receive one share of the Issuer's Class A Common Stock. Represents options to purchase the Issuer's Class A Common Stock, $0.001 par value ("Common Stock"). An option to purchase 5,404 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,351 shares of Common Stock became exercisable on each of October 24, 2013, October 24, 2014 and October 24, 2015. An additional 1,351 shares of Common Stock become exercisable on October 24, 2016. An option to purchase 5,523 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,380 and 1,381 shares of Common Stock became exercisable on each of October 23, 2014 and October 23, 2015. An additional 1,381 shares of Common Stock become exercisable on each of October 23, 2016 and October 23, 2017. An option to purchase 11,207 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2015 Omnibus Incentive Plan. 2,801 shares of Common Stock become exercisable on October 19, 2016 and an additional 2,802 become exercisable on each of October 19, 2017, October 19, 2018 and October 19, 2019. An option to purchase 7,369 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,842 shares of Common Stock became exercisable on October 22, 2015. 1,842 shares of Common Stock become exercisable on each of October 22, 2016 and October 22, 2017 and an additional 1,843 become exercisable on October 22, 2018. An option to purchase 5,730 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,432 shares of Common Stock became exercisable on each of October 19, 2011 and October 19, 2013. An additional 1,433 shares of Common Stock became exercisable on each of October 19, 2012 and October 19, 2014. The Reporting Person previously purchased 3,730 shares of the Issuer's Common Stock pursuant to the exercise of a portion of the option. An option to purchase 4,682 shares of the Issuer's Common Stock was issued to the Reporting Person under the Issuer's 2005 Omnibus Incentive Plan. 1,170 shares of Common Stock became exercisable on each of October 21, 2012 and October 21, 2014. An additional 1,171 shares of Common Stock became exercisable on each of October 21, 2013 and October 21, 2015. /s/ Steven Baruch 2016-04-11