The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
BLDRS INDEX FDS TR ASIA 50 ADR | COMMON STOCK | 09348R102 | 331,000 | 12,249 | SH | SOLE | 0 | 0 | 0 | 12,249 | |
CLAYMORE EXCHANGE TRD FD TR GUG BLT2017 HY | BOND ETF | 18383M399 | 13,069,000 | 523,611 | SH | SOLE | 0 | 0 | 0 | 523,611 | |
FIDELITY MSCI ENERGY IDX | BOND ETF | 316092402 | 822,000 | 48,104 | SH | SOLE | 0 | 0 | 0 | 48,104 | |
FORD MTR CO DEL COM PAR $0.01 | COMMON STOCK | 345370860 | 243,000 | 17,241 | SH | SOLE | 0 | 0 | 0 | 17,241 | |
GENERAL ELECTRIC CO COM | COMMON STOCK | 369604103 | 580,000 | 18,624 | SH | SOLE | 0 | 0 | 0 | 18,624 | |
GENERAL GROWTH PPTYS INC NEW COM | COMMON STOCK | 370023103 | 298,000 | 10,959 | SH | SOLE | 0 | 0 | 0 | 10,959 | |
ISHARES TR EUROPE ETF | EQUITY ETF | 464287861 | 470,000 | 11,727 | SH | SOLE | 0 | 0 | 0 | 11,727 | |
ISHARES TR RUS 1000 GRW ETF | EQUITY ETF | 464287614 | 7,051,000 | 70,874 | SH | SOLE | 0 | 0 | 0 | 70,874 | |
ISHARES TR RUS 2000 GRW ETF | EQUITY ETF | 464287648 | 3,446,000 | 24,741 | SH | SOLE | 0 | 0 | 0 | 24,741 | |
ISHARES TR RUS MDCP VAL ETF | EQUITY ETF | 464287473 | 991,000 | 14,437 | SH | SOLE | 0 | 0 | 0 | 14,437 | |
JANUS CAP GROUP INC COM | EQUITY ETF | 47102X105 | 3,781,000 | 268,318 | SH | SOLE | 0 | 0 | 0 | 268,318 | |
JPMORGAN CHASE & CO ALERIAN ML ETN | EQUITY ETF | 46625H365 | 11,783,000 | 406,738 | SH | SOLE | 0 | 0 | 0 | 406,738 | |
POWERSHARES ETF TRUST FTSE RAFI 1000 | EQUITY ETF | 73935X583 | 2,742,000 | 31,573 | SH | SOLE | 0 | 0 | 0 | 31,573 | |
RYDEX ETF TRUST GUG S&P500 PU GR | EQUITY ETF | 78355W403 | 5,981,000 | 74,117 | SH | SOLE | 0 | 0 | 0 | 74,117 | |
RYDEX ETF TRUST GUG S&P500 PU VA | EQUITY ETF | 78355W304 | 2,985,000 | 60,675 | SH | SOLE | 0 | 0 | 0 | 60,675 | |
SCHWAB STRATEGIC TR INTL EQTY ETF | EQUITY ETF | 808524805 | 694,000 | 25,167 | SH | SOLE | 0 | 0 | 0 | 25,167 | |
SELECT SECTOR SPDR TR SBI INT-FINL | EQUITY ETF | 81369Y605 | 1,053,000 | 44,192 | SH | SOLE | 0 | 0 | 0 | 44,192 | |
SPDR INDEX SHS FDS DJ GLB RL ES ETF | EQUITY ETF | 78463X749 | 885,000 | 18,912 | SH | SOLE | 0 | 0 | 0 | 18,912 | |
SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP | EQUITY ETF | 78467Y107 | 14,601,000 | 57,476 | SH | SOLE | 0 | 0 | 0 | 57,476 | |
STAAR SURGICAL CO COM PAR $0.01 | COMMON STOCK | 852312305 | 643,000 | 90,000 | SH | SOLE | 0 | 0 | 0 | 90,000 | |
VANGUARD INDEX FDS EXTEND MKT ETF | EQUITY ETF | 922908652 | 931,000 | 11,114 | SH | SOLE | 0 | 0 | 0 | 11,114 | |
VANGUARD INDEX FDS GROWTH ETF | EQUITY ETF | 922908736 | 7,352,000 | 69,102 | SH | SOLE | 0 | 0 | 0 | 69,102 | |
VANGUARD INDEX FDS MID CAP ETF | EQUITY ETF | 922908629 | 3,526,000 | 29,354 | SH | SOLE | 0 | 0 | 0 | 29,354 | |
VANGUARD INDEX FDS VALUE ETF | EQUITY ETF | 922908744 | 2,267,000 | 27,803 | SH | SOLE | 0 | 0 | 0 | 27,803 | |
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF | EQUITY ETF | 922042858 | 5,182,000 | 158,430 | SH | SOLE | 0 | 0 | 0 | 158,430 | |
VANGUARD SPECIALIZED PORTFOL DIV APP ETF | EQUITY ETF | 921908844 | 5,692,000 | 73,199 | SH | SOLE | 0 | 0 | 0 | 73,199 | |
VANGUARD WORLD FD MEGA GRWTH IND | EQUITY ETF | 921910816 | 937,000 | 11,288 | SH | SOLE | 0 | 0 | 0 | 11,288 | |
WISDOMTREE TR DIV EX-FINL FD | EQUITY ETF | 97717W406 | 1,200,000 | 17,077 | SH | SOLE | 0 | 0 | 0 | 17,077 | |
WISDOMTREE TR LARGECAP DIVID | EQUITY ETF | 97717W307 | 1,467,000 | 20,626 | SH | SOLE | 0 | 0 | 0 | 20,626 |