-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MkRxVOrJwhjgqgQz1hlcFtA4M6mh5Wi2rLV7wD5r2ya5pL4HcMGab13przOzsS5+ R/ZecAf3+28cH3P/WfXaGA== 0000950131-97-004475.txt : 19970718 0000950131-97-004475.hdr.sgml : 19970718 ACCESSION NUMBER: 0000950131-97-004475 CONFORMED SUBMISSION TYPE: U-1/A PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19970717 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMEREN CORP CENTRAL INDEX KEY: 0001002910 STANDARD INDUSTRIAL CLASSIFICATION: METAL MINING [1000] IRS NUMBER: 431723446 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: U-1/A SEC ACT: 1935 Act SEC FILE NUMBER: 070-08945 FILM NUMBER: 97641671 BUSINESS ADDRESS: STREET 1: 1901 CHOUTEAU AVE CITY: ST LOUIS STATE: MO ZIP: 63103 BUSINESS PHONE: 3146213222 MAIL ADDRESS: STREET 1: 1901 CHOUTEAU AVE CITY: ST LOUIS STATE: MO ZIP: 63103 U-1/A 1 AMENDMENT NO. 2 TO FORM U-1 As filed with the Securities and Exchange Commission on July 17, 1997 File No. 70-8945 UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ______________________________ AMENDMENT NO. 2 TO FORM U-1 APPLICATION/DECLARATION UNDER THE PUBLIC UTILITY HOLDING COMPANY ACT OF 1935 ______________________________ Ameren Corporation 1901 Chouteau Avenue St. Louis, Missouri 63103 (Name of company filing this statement and address of principal executive offices) None (Name of top registered holding company) William E. Jaudes Registered Agent Ameren Corporation 1901 Chouteau Avenue St. Louis, Missouri 63103 (Names and addresses of agents of service) The Commission is requested to send copies of all notices, orders and communications in connection with this Application to: James J. Cook William J. Harmon William Niehoff Jones, Day, Reavis & Pogue Union Electric Company 77 West Wacker, Suite 3500 1901 Chouteau Avenue Chicago, Illinois 60601-1692 P.O. Box 149 St. Louis, Missouri 63166 This Amendment No. 2 is made to file corrected Exhibit G-1.1 SIGNATURE Pursuant to the requirements of the Public Utility Holding Company Act of 1935, the undersigned company has duly caused this Amendment No. 2 to Application/Declaration to be signed on its behalf by the undersigned thereunto duly authorized. Date: July 17, 1997 AMEREN CORPORATION /s/ William E. Jaudes ------------------------------------- By: William E. Jaudes Secretary EX-99.G-1.1 2 FINANCIAL DATA SCHEDULE EXHIBIT G-1.1 AMEREN CORPORATION UNAUDITED PRO FORMA COMBINED FINANCIAL DATA SCHEDULE (Thousands of Dollars Except Per Share Amounts) Three Months Ended March 31, 1997
Pro Forma Pro Forma Caption Heading UE CIPSCO Adjustments Combined --------------- ---------- ---------- ----------- ---------- 1 Total net utility plant $5,390,727 $1,455,388 $ 106,165 $6,952,280 2 Other property and investments 100,366 115,830 0 216,196 3 Total current assets 435,682 194,399 52,250 682,331 4 Total deferred charges 39,572 29,743 (2,694) 66,621 5 Balancing amount for total assets 849,642 174,877 0 1,024,519 6 Total assets 6,815,989 1,970,237 155,721 8,941,947 7 Common stock 510,619 356,812 (866,059) 1,372 8 Capital surplus, paid in 716,879 0 866,059 1,582,938 9 Retained earnings 1,091,090 302,592 0 1,393,682 10 Total common stockholders equity 2,318,588 659,404 0 2,977,992 11 Preferred stock subject to mandatory redemption 0 0 0 0 12 Preferred stock not subject to mandatory redemption 155,197 80,000 0 235,197 13 Long term debt, net 1,879,651 493,303 115,556 2,488,510 14 Short term notes 33,900 0 0 33,900 15 Notes payable 0 0 0 0 16 Commercial paper 0 41,025 0 41,025 17 Long term debt-current portion 5,000 58,000 14,444 77,444 18 Preferred stock-current portion 0 0 0 0 19 Obligations under capital leases 80,798 0 0 80,798 20 Obligations under capital leases-current portion 32,631 0 0 32,631 21 Balancing amount for capitalization and liabilities 2,310,224 638,505 25,721 2,974,450 22 Total capitalization and liabilities 6,815,989 1,970,237 155,721 8,941,947 23 Gross operating revenue 487,258 225,343 48,377 760,978 24 Federal and state income taxes expense 21,335 9,476 2,033 32,844 25 Other operating expenses 400,336 191,394 40,943 632,673 26 Total operating expenses 421,671 200,870 42,976 665,517 27 Operating income (loss) 65,587 24,473 5,401 95,461 28 Other income (loss), net (204) 146 (2,940) (2,998) 29 Income before interest charges 65,383 24,619 2,461 92,463 30 Total interest charges 33,753 8,155 2,461 44,369 31 Net income 29,426 15,551 0 44,977 32 Preferred stock dividends 2,204 913 0 3,117 33 Earnings available for common stock 29,426 15,551 0 44,977 34 Common stock dividends 64,849 17,716 4,567 87,132 35 Total annual interest charges on all bonds * 0 0 0 0 36 Cash flow from operations 63,351 (14,104) 13,181 62,428 37 Earnings per share-primary $0.29 $0.46 0 $0.33 38 Earnings per share-fully diluted $0.29 $0.46 0 $0.33
* Required on fiscal year-end only -----END PRIVACY-ENHANCED MESSAGE-----