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Health Sciences Fund | 07/01/2013 to 06/30/2014 |
ICA File Number: 811-07381 |
Registrant Name: T. Rowe Price Health Sciences Fund, Inc. |
Reporting Period: 07/01/2013 - 06/30/2014 |
FORM N-PX
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
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INVESTMENT COMPANY
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Investment Company Act file number 811-07381
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T. Rowe Price Health Sciences Fund, Inc.
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(Exact name of registrant as specified in charter)
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100 East Pratt Street Baltimore, Maryland 21202
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(Address of principal executive offices)
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Edward C. Bernard
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100 East Pratt Street
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Baltimore, Maryland 21202
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(Name and address of agent for service)
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Registrants telephone number, including area code: (410) 345-3577 |
Date of fiscal year end: 12/31 |
Date of reporting period: 07/01/2013 to 06/30/2014 |
SIGNATURES |
Pursuant to the requirements of the Investment Company Act of 1940, the |
registrant has duly caused this report to be signed on its behalf by the |
undersigned, thereunto duly authorized. |
(Registrant) T. Rowe Price Health Sciences Fund, Inc. |
By (Signature and Title) /s/ Edward C. Bernard |
Edward C. Bernard, Chairman of the Board - T. Rowe Price Funds |
Date August 29, 2014 |
Health Sciences Fund
ABBVIE INC.
Meeting Date: MAY 09, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
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Ticker: ABBV
Security ID: 00287Y109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Edward M. Liddy | Management | For | For |
1.3 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ABCAM PLC
Meeting Date: NOV 08, 2013 Record Date: NOV 06, 2013 Meeting Type: ANNUAL |
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Ticker: ABC
Security ID: G0060R118 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Appoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Re-elect Jonathan Milner as Director | Management | For | For |
6 | Re-elect Jeff Iliffe as Director | Management | For | For |
7 | Re-elect Tony Martin as Director | Management | For | For |
8 | Approve Long Term Incentive Plan | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
ACADIA HEALTHCARE COMPANY, INC.
Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
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Ticker: ACHC
Security ID: 00404A109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wade D. Miquelon | Management | For | For |
1.2 | Elect Director William M. Petrie | Management | For | For |
1.3 | Elect Director Bruce A. Shear | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACADIA PHARMACEUTICALS INC.
Meeting Date: JUN 06, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL |
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Ticker: ACAD
Security ID: 004225108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Borer | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Lester J. Kaplan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACCELERON PHARMA INC.
Meeting Date: JUN 20, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL |
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Ticker: XLRN
Security ID: 00434H108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean M. George | Management | For | For |
1.2 | Elect Director George Golumbeski | Management | For | For |
1.3 | Elect Director Edwin M. Kania, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC.
Meeting Date: JUN 05, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL |
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Ticker: ACOR
Security ID: 00484M106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTAVIS PLC
Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
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Ticker: ACT
Security ID: G0083B108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Against |
ACTAVIS PLC
Meeting Date: JUN 17, 2014 Record Date: MAY 02, 2014 Meeting Type: SPECIAL |
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Ticker: ACT
Security ID: G0083B108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ACTAVIS, INC.
Meeting Date: SEP 10, 2013 Record Date: JUL 30, 2013 Meeting Type: SPECIAL |
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Ticker: ACT
Security ID: 00507K103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
4 | Adjourn Meeting | Management | For | For |
AEGERION PHARMACEUTICALS, INC.
Meeting Date: JUN 25, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL |
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Ticker: AEGR
Security ID: 00767E102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AETNA INC.
Meeting Date: MAY 30, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
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Ticker: AET
Security ID: 00817Y108 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7A | Require Independent Board Chairman | Shareholder | Against | Against |
7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Against |
7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Against |
AGILENT TECHNOLOGIES, INC.
Meeting Date: MAR 19, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL |
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Ticker: A
Security ID: 00846U101 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIR METHODS CORPORATION
Meeting Date: MAY 29, 2014 Record Date: APR 24, 2014 Meeting Type: ANNUAL |
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Ticker: AIRM
Security ID: 009128307 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Connolly | Management | For | For |
1.2 | Elect Director Jeffrey A. Dorsey | Management | For | For |
1.3 | Elect Director Morad Tahbaz | Management | For | For |
1.4 | Elect Director Aaron D. Todd | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXION PHARMACEUTICALS, INC.
Meeting Date: MAY 05, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
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Ticker: ALXN
Security ID: 015351109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
ALKERMES PLC
Meeting Date: AUG 01, 2013 Record Date: JUN 10, 2013 Meeting Type: ANNUAL |
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Ticker: ALKS
Security ID: G01767105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | For |
1.2 | Elect Director Robert A. Breyer | Management | For | For |
1.3 | Elect Director Wendy L. Dixon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Location of Annual Meeting | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALKERMES PLC
Meeting Date: MAY 28, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
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Ticker: ALKS
Security ID: G01767105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Mitchell | Management | For | For |
1.2 | Elect Director Richard F. Pops | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Change Location of Annual Meeting | Management | For | For |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
ALLERGAN, INC.
Meeting Date: MAY 06, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL |
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Ticker: AGN
Security ID: 018490102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Trevor M. Jones | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Peter J. McDonnell | Management | For | For |
1g | Elect Director Timothy D. Proctor | Management | For | For |
1h | Elect Director Russell T. Ray | Management | For | For |
1i | Elect Director Henri A. Termeer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
AMAG PHARMACEUTICALS, INC.
Meeting Date: MAY 22, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
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Ticker: AMAG
Security ID: 00163U106 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K. Heiden | Management | For | For |
1.2 | Elect Director Barbara Deptula | Management | For | For |
1.3 | Elect Director Robert J. Perez | Management | For | For |
1.4 | Elect Director Lesley Russell | Management | For | For |
1.5 | Elect Director Gino Santini | Management | For | For |
1.6 | Elect Director Davey S. Scoon | Management | For | For |
1.7 | Elect Director James R. Sulat | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMARIN CORPORATION PLC
Meeting Date: JUL 09, 2013 Record Date: APR 22, 2013 Meeting Type: ANNUAL |
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Ticker: AMRN
Security ID: 023111206 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Joseph S. Zakrzewski as Director | Management | For | For |
2 | Re-elect Kristine Peterson as Director | Management | For | For |
3 | Elect David Stack as Director | Management | For | For |
4 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
7 | Amend Articles of Association to Remove Company Borrowing Limitation | Management | For | For |
AMERISOURCEBERGEN CORPORATION
Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL |
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Ticker: ABC
Security ID: 03073E105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Lon R. Greenberg | Management | For | For |
1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.7 | Elect Director Jane E. Henney | Management | For | For |
1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
1.9 | Elect Director Michael J. Long | Management | For | For |
1.10 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
ARRAY BIOPHARMA INC.
Meeting Date: OCT 23, 2013 Record Date: AUG 26, 2013 Meeting Type: ANNUAL |
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Ticker: ARRY
Security ID: 04269X105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Orwin | Management | For | For |
1.2 | Elect Director Gil J. Van Lunsen | Management | For | For |
1.3 | Elect Director John L. Zabriskie | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARTHROCARE CORPORATION
Meeting Date: DEC 12, 2013 Record Date: OCT 18, 2013 Meeting Type: SPECIAL |
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Ticker: ARTC
Security ID: 043136100 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2 | Elect Director Fabiana Lacerca-Allen | Management | For | For |
ASPEN PHARMACARE HOLDINGS LTD
Meeting Date: NOV 08, 2013 Record Date: NOV 01, 2013 Meeting Type: SPECIAL |
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Ticker: APN
Security ID: S0754A105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of Glaxo Group Limited's Arixtra, Fraxiparine and Fraxodi Brands and Business Worldwide except China, India and Pakistan and the Manufacturing Business in France | Management | For | For |
ASPEN PHARMACARE HOLDINGS LTD
Meeting Date: DEC 03, 2013 Record Date: NOV 22, 2013 Meeting Type: ANNUAL |
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Ticker: APN
Security ID: S0754A105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Non-Executive Directors | Management | For | For |
2 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For |
3 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2013 | Management | For | For |
2a | Re-elect Roy Andersen as Director | Management | For | For |
2b | Re-elect Chris Mortimer as Director | Management | For | For |
2c | Re-elect Abbas Hussain as Director | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Tanya Rae as the Individual Registered Auditor | Management | For | For |
4a | Re-elect John Buchanan as Member of the Audit and Risk Committee | Management | For | For |
4b | Re-elect Roy Andersen as Member of the Audit and Risk Committee | Management | For | For |
4c | Re-elect Sindi Zilwa as Member of the Audit and Risk Committee | Management | For | For |
5 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
6 | Authorise Board to Issue Shares for Cash up to a Maximum of Ten Percent of Issued Share Capital | Management | For | For |
7 | Approve Remuneration Policy | Management | For | For |
8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
ASTELLAS PHARMA INC.
Meeting Date: JUN 18, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
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Ticker: 4503
Security ID: J03393105 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2.1 | Elect Director Nogimori, Masafumi | Management | For | For |
2.2 | Elect Director Hatanaka, Yoshihiko | Management | For | For |
2.3 | Elect Director Miyokawa, Yoshiro | Management | For | For |
2.4 | Elect Director Aikawa, Naoki | Management | For | For |
2.5 | Elect Director Kase, Yutaka | Management | For | For |
2.6 | Elect Director Yasuda, Hironobu | Management | For | For |
2.7 | Elect Director Okajima, Etsuko | Management | For | For |
3.1 | Appoint Statutory Auditor Fujisawa, Tomokazu | Management | For | For |
3.2 | Appoint Statutory Auditor Oka, Toshiko | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
ATHENAHEALTH, INC.
Meeting Date: JUN 09, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
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Ticker: ATHN
Security ID: 04685W103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amy Abernethy | Management | For | For |
1.2 | Elect Director Jonathan Bush | Management | For | For |
1.3 | Elect Director Brandon Hull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVANIR PHARMACEUTICALS, INC.
Meeting Date: FEB 12, 2014 Record Date: DEC 16, 2013 Meeting Type: ANNUAL |
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Ticker: AVNR
Security ID: 05348P401 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Corinne H. Nevinny | Management | For | For |
1.2 | Elect Director Dennis G. Podlesak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Increase Authorized Common Stock | Management | For | For |
BAYER AG
Meeting Date: APR 29, 2014 Record Date: Meeting Type: ANNUAL |
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Ticker: BAYN
Security ID: D0712D163 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | Did Not Vote |
2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
4a | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | Did Not Vote |
4b | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | Did Not Vote |
5 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9a | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | Did Not Vote |
9b | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | Did Not Vote |
9c | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | Did Not Vote |
9d | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | Did Not Vote |
9e | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | Did Not Vote |
9f | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | Did Not Vote |
9g | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
9h | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
BECTON, DICKINSON AND COMPANY
Meeting Date: JAN 28, 2014 Record Date: DEC 10, 2013 Meeting Type: ANNUAL |
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Ticker: BDX
Security ID: 075887109 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Henry P. Becton, Jr. | Management | For | For |
1.3 | Elect Director Catherine M. Burzik | Management | For | For |
1.4 | Elect Director Edward F. DeGraan | Management | For | For |
1.5 | Elect Director Vincent A. Forlenza | Management | For | For |
1.6 | Elect Director Claire M. Fraser | Management | For | For |
1.7 | Elect Director Christopher Jones | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Gary A. Mecklenburg | Management | For | For |
1.10 | Elect Director James F. Orr | Management | For | For |
1.11 | Elect Director Willard J. Overlock, Jr. | Management | For | For |
1.12 | Elect Director Rebecca W. Rimel | Management | For | For |
1.13 | Elect Director Bertram L. Scott | Management | For | For |
1.14 | Elect Director Alfred Sommer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
BIOCON LIMITED
Meeting Date: JUL 26, 2013 Record Date: Meeting Type: ANNUAL |
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Ticker: 532523
Security ID: Y0905C102 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 5.00 Per Share and Special Dividend of INR 2.50 Per Share | Management | For | For |
3 | Reelect R. Mazumdar as Director | Management | For | For |
4 | Reelect C.L. Cooney as Director | Management | For | For |
5 | Approve S.R. Batliboi & Associates LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect D.M. Bradbury as Director | Management | For | For |
7 | Approve Commission Remuneration of Non-Executive Directors | Management | For | For |
8 | Approve Increase in Commission Remuneration | Management | For | For |
9 | Approve Remuneration of K.M. Shaw as Chairman & Managing Director | Management | For | For |
10 | Approve Remuneration of J. Shaw as Executive Director | Management | For | For |
BIOCRYST PHARMACEUTICALS, INC.
Meeting Date: MAY 02, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: BCRX
Security ID: 09058V103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George B. Abercrombie | Management | For | For |
1.2 | Elect Director Stanley C. Erck | Management | For | For |
1.3 | Elect Director Jon P. Stonehouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Increase Authorized Common Stock | Management | For | Against |
BIOGEN IDEC INC.
Meeting Date: JUN 12, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
||||
Ticker: BIIB
Security ID: 09062X103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BIOMARIN PHARMACEUTICAL INC.
Meeting Date: JUN 04, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL |
||||
Ticker: BMRN
Security ID: 09061G101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Jacques Bienaime | Management | For | For |
1.2 | Elect Director Michael Grey | Management | For | For |
1.3 | Elect Director Elaine J. Heron | Management | For | For |
1.4 | Elect Director Pierre Lapalme | Management | For | For |
1.5 | Elect Director V. Bryan Lawlis | Management | For | For |
1.6 | Elect Director Richard A. Meier | Management | For | For |
1.7 | Elect Director Alan J. Lewis | Management | For | For |
1.8 | Elect Director William D. Young | Management | For | For |
1.9 | Elect Director Kenneth M. Bate | Management | For | For |
1.10 | Elect Director Dennis J. Slamon | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY
Meeting Date: MAY 06, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
||||
Ticker: BMY
Security ID: 110122108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | For |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | None | For |
BRUKER CORPORATION
Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL |
||||
Ticker: BRKR
Security ID: 116794108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen W. Fesik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CATAMARAN CORPORATION
Meeting Date: MAY 13, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL/SPECIAL |
||||
Ticker: CTRX
Security ID: 148887102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Thierer | Management | For | For |
1.2 | Elect Director Peter J. Bensen | Management | For | For |
1.3 | Elect Director Steven D. Cosler | Management | For | For |
1.4 | Elect Director William J. Davis | Management | For | For |
1.5 | Elect Director Steven B. Epstein | Management | For | For |
1.6 | Elect Director Betsy D. Holden | Management | For | For |
1.7 | Elect Director Karen L. Katen | Management | For | For |
1.8 | Elect Director Harry M. Kraemer | Management | For | For |
1.9 | Elect Director Anthony Masso | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
CELGENE CORPORATION
Meeting Date: JUN 18, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL |
||||
Ticker: CELG
Security ID: 151020104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
CERNER CORPORATION
Meeting Date: MAY 23, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL |
||||
Ticker: CERN
Security ID: 156782104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John C. Danforth | Management | For | For |
1b | Elect Director Neal L. Patterson | Management | For | For |
1c | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CFR PHARMACEUTICALS S.A.
Meeting Date: OCT 21, 2013 Record Date: OCT 15, 2013 Meeting Type: SPECIAL |
||||
Ticker: CFR
Security ID: P2388K106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Previous Terms of Issuance of Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. | Management | For | For |
2 | Authorize Board to Set Price, Terms and Conditions in Connection with Company's Capital Increase | Management | For | For |
3 | Approve Registration of Capital Increase Shares | Management | For | For |
4 | Amend Articles to Reflect Changes in Capital | Management | For | Against |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
CFR PHARMACEUTICALS S.A.
Meeting Date: JAN 10, 2014 Record Date: JAN 04, 2014 Meeting Type: SPECIAL |
||||
Ticker: CFR
Security ID: P2388K106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Previous Terms of Issuance of Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. | Management | For | For |
2 | Extend Authorization Granted to Board to Set Price, Terms and Conditions in Connection with Company's Capital Increase | Management | For | For |
3 | Approve Registration of Capital Increase Shares | Management | For | For |
4 | Amend Articles to Reflect Changes in Capital | Management | For | For |
5 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
CFR PHARMACEUTICALS SA
Meeting Date: JUL 22, 2013 Record Date: JUL 16, 2013 Meeting Type: SPECIAL |
||||
Ticker: CFR
Security ID: P2388K106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Void Capital Increase Approved at April 26, 2013 EGM | Management | For | For |
2 | Approve Issuance of 3 Billion Shares in Connection with Acquisition of Adcock Ingram Holdings Ltd. | Management | For | For |
3 | Authorize Board to Set Price, Terms and Conditions in Connection with Company's Capital Increase | Management | For | For |
4 | Approve Listing of Shares on Johannesburg Stock Exchange | Management | For | For |
5 | Amend Articles to Reflect Changes in Capital | Management | For | Against |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
CHIMERIX, INC.
Meeting Date: JUN 20, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL |
||||
Ticker: CMRX
Security ID: 16934W106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Michelle Berrey | Management | For | For |
1.2 | Elect Director Rodman L. Drake | Management | For | For |
1.3 | Elect Director Lisa Ricciardi | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CHINA MEDICAL SYSTEM HOLDINGS LTD.
Meeting Date: APR 30, 2014 Record Date: Meeting Type: ANNUAL |
||||
Ticker: 00867
Security ID: G21108124 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Lam Kong as Director | Management | For | For |
3b | Elect Chen Hongbing as Director | Management | For | For |
3c | Elect Wu Chi Keung as Director | Management | For | Against |
3d | Elect Huang Ming as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CIGNA CORPORATION
Meeting Date: APR 23, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: CI
Security ID: 125509109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric J. Foss | Management | For | For |
1.2 | Elect Director Roman Martinez IV | Management | For | For |
1.3 | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLOVIS ONCOLOGY, INC.
Meeting Date: JUN 12, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL |
||||
Ticker: CLVS
Security ID: 189464100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Flaherty | Management | For | For |
1.2 | Elect Director Ginger Graham | Management | For | For |
1.3 | Elect Director Edward J. McKinley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CORONADO BIOSCIENCES, INC.
Meeting Date: SEP 30, 2013 Record Date: AUG 28, 2013 Meeting Type: SPECIAL |
||||
Ticker: CNDO
Security ID: 21976U109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
COVANCE INC.
Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
||||
Ticker: CVD
Security ID: 222816100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Costley | Management | For | For |
1.2 | Elect Director Sandra L. Helton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
COVIDIEN PLC
Meeting Date: MAR 19, 2014 Record Date: JAN 09, 2014 Meeting Type: ANNUAL |
||||
Ticker: COV
Security ID: G2554F113 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director Christopher J. Coughlin | Management | For | For |
1f | Elect Director Randall J. Hogan, III | Management | For | For |
1g | Elect Director Martin D. Madaus | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director Stephen H. Rusckowski | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize Market Purchases of Ordinary Shares | Management | For | For |
5 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
6 | Renew Director's Authority to Issue Shares | Management | For | For |
7 | Renew Director's Authority to Issue Shares for Cash | Management | For | For |
CP ALL PCL
Meeting Date: SEP 19, 2013 Record Date: AUG 22, 2013 Meeting Type: SPECIAL |
||||
Ticker: CPALL
Security ID: Y1772K169 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve Issuance of Bonds | Management | For | For |
3 | Other Business | Management | For | Against |
CP ALL PCL
Meeting Date: APR 24, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: CPALL
Security ID: Y1772K169 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Minutes of Previous Meeting | Management | For | For |
2 | Approve 2013 Operations Report | Management | For | For |
3 | Accept Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividend of THB 0.90 Per Share | Management | For | For |
5.1 | Elect Prasert Jarupanich as Director | Management | For | Against |
5.2 | Elect Narong Chearavanont as Director | Management | For | For |
5.3 | Elect Pittaya Jearavisitkul as Director | Management | For | Against |
5.4 | Elect Piyawat Titasattavorakul as Director | Management | For | Against |
5..5 | Elect Umroong Sanphasitvong as Director | Management | For | Against |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
8 | Approve Issuance of Bonds | Management | For | For |
9 | Other Business | Management | For | Against |
CYMABAY THERAPEUTICS, INC.
Meeting Date: JUN 03, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker:
Security ID: 23257D103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Van Wart | Management | FOR | FOR |
1.2 | Elect Director Kurt von Emster | Management | FOR | FOR |
1.3 | Elect Director Edward E. Penhoet | Management | FOR | FOR |
1.4 | Elect Director Hari Kumar | Management | FOR | FOR |
1.5 | Elect Director Carl Goldfischer | Management | FOR | FOR |
1.6 | Elect Director Louis G. Lange | Management | FOR | FOR |
2 | Ratify Auditors | Management | FOR | FOR |
3 | Approve CymaBay Therapeutics 2013 Equity Incentive Plan | Management | FOR | AGAINST |
DANAHER CORPORATION
Meeting Date: MAY 06, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL |
||||
Ticker: DHR
Security ID: 235851102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lawrence Culp, Jr. | Management | For | For |
1.2 | Elect Director Donald J. Ehrlich | Management | For | For |
1.3 | Elect Director Linda Hefner Filler | Management | For | For |
1.4 | Elect Director Teri List-Stoll | Management | For | For |
1.5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
1.6 | Elect Director Mitchell P. Rales | Management | For | For |
1.7 | Elect Director Steven M. Rales | Management | For | For |
1.8 | Elect Director John T. Schwieters | Management | For | For |
1.9 | Elect Director Alan G. Spoon | Management | For | For |
1.10 | Elect Director Elias A. Zerhouni | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
DENTSPLY INTERNATIONAL INC.
Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: XRAY
Security ID: 249030107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael C. Alfano | Management | For | For |
1b | Elect Director Eric K. Brandt | Management | For | For |
1c | Elect Director William F. Hecht | Management | For | For |
1d | Elect Director Francis J. Lunger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEXCOM, INC.
Meeting Date: MAY 29, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL |
||||
Ticker: DXCM
Security ID: 252131107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan T. Lord | Management | For | For |
1b | Elect Director Eric Topol | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DICERNA PHARMACEUTICALS, INC.
Meeting Date: JUN 18, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL |
||||
Ticker: DRNA
Security ID: 253031108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Fambrough, III | Management | For | For |
1b | Elect Director Brian K. Halak | Management | For | For |
1c | Elect Director Stephen J. Hoffman | Management | For | For |
1d | Elect Director Peter Kolchinsky | Management | For | For |
1e | Elect Director Dennis H. Langer | Management | For | Against |
1f | Elect Director David M. Madden | Management | For | For |
1g | Elect Director Vincent J. Miles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
DYAX CORP.
Meeting Date: MAY 08, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL |
||||
Ticker: DYAX
Security ID: 26746E103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Fordyce | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Thomas L. Kempner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ENDOCYTE, INC.
Meeting Date: MAY 15, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL |
||||
Ticker: ECYT
Security ID: 29269A102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John C. Aplin | Management | For | For |
1b | Elect Director Colin Goddard | Management | For | For |
1c | Elect Director Philip S. Low | Management | For | For |
1d | Elect Director Lesley Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENTEROMEDICS INC.
Meeting Date: MAY 07, 2014 Record Date: MAR 18, 2014 Meeting Type: ANNUAL |
||||
Ticker: ETRM
Security ID: 29365M208 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Goldfischer | Management | For | For |
1.2 | Elect Director Anthony P. Jansz | Management | For | For |
1.3 | Elect Director Jon T. Tremmel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ENVISION HEALTHCARE HOLDINGS, INC.
Meeting Date: MAY 29, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: EVHC
Security ID: 29413U103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark V. Mactas | Management | For | For |
1.2 | Elect Director Randel G. Owen | Management | For | For |
1.3 | Elect Director Richard J. Schnall | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
5 | Ratify Auditors | Management | For | For |
EXELIXIS, INC.
Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
||||
Ticker: EXEL
Security ID: 30161Q104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael M. Morrissey | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY
Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: ESRX
Security ID: 30219G108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FEI COMPANY
Meeting Date: MAY 08, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: FEIC
Security ID: 30241L109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Homa Bahrami | Management | For | For |
1.2 | Elect Director Arie Huijser | Management | For | For |
1.3 | Elect Director Don R. Kania | Management | For | For |
1.4 | Elect Director Thomas F. Kelly | Management | For | For |
1.5 | Elect Director Jan C. Lobbezoo | Management | For | For |
1.6 | Elect Director Jami K. Nachtsheim | Management | For | For |
1.7 | Elect Director Gerhard H. Parker | Management | For | For |
1.8 | Elect Director James T. Richardson | Management | For | For |
1.9 | Elect Director Richard H. Wills | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOREST LABORATORIES, INC.
Meeting Date: AUG 15, 2013 Record Date: JUN 24, 2013 Meeting Type: ANNUAL |
||||
Ticker: FRX
Security ID: 345838106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Solomon | Management | For | For |
1b | Elect Director Nesli Basgoz | Management | For | For |
1c | Elect Director Christopher J. Coughlin | Management | For | For |
1d | Elect Director Kenneth E. Goodman | Management | For | For |
1e | Elect Director Vincent J. Intrieri | Management | For | For |
1f | Elect Director Pierre Legault | Management | For | For |
1g | Elect Director Gerald M. Lieberman | Management | For | For |
1h | Elect Director Lawrence S. Olanoff | Management | For | For |
1i | Elect Director Lester B. Salans | Management | For | For |
1j | Elect Director Brenton L. Saunders | Management | For | For |
1k | Elect Director Peter J. Zimetbaum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FOREST LABORATORIES, INC.
Meeting Date: JUN 17, 2014 Record Date: MAY 02, 2014 Meeting Type: SPECIAL |
||||
Ticker: FRX
Security ID: 345838106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
GENMARK DIAGNOSTICS, INC.
Meeting Date: MAY 29, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: GNMK
Security ID: 372309104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daryl J. Faulkner | Management | For | For |
1.2 | Elect Director James Fox | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GILEAD SCIENCES, INC.
Meeting Date: MAY 07, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL |
||||
Ticker: GILD
Security ID: 375558103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Against |
GN STORE NORD A/S
Meeting Date: MAR 21, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL |
||||
Ticker: GN
Security ID: K4001S214 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | For |
3 | Approve Allocation of Income and Dividends of DKK 0.84 Per Share | Management | For | For |
4 | Approve Remuneration of Directors | Management | For | For |
5a | Reelect Per Wold-Olsen as Director | Management | For | For |
5b | Reelect William Hoover as Director | Management | For | For |
5c | Reelect Wolfgang Reim as Director | Management | For | For |
5d | Reelect Rene Svendsen-Tune as Director | Management | For | For |
5e | Reelect Carsten Thomsen as Director | Management | For | For |
5f | Reelect Helene Barnekow as Director | Management | For | For |
6 | Ratify KPMG as Auditors | Management | For | For |
7a | Authorize Share Repurchase Program | Management | For | For |
7b | Approve DKK 21.2 Million Reduction in Share Capital via Share Cancellation; Amend Articles of Association Accordingly | Management | For | For |
7c | Extend Board's Authorizations to Create up to DKK 130 Million Pool of Capital Without Preemptive Rights until April 30, 2015 | Management | For | For |
7d | Amend Articles Re: Change Registar from VP Investor A/S to Computershare A/S | Management | For | For |
7e | Approve Publication of Annual Report in English | Management | For | For |
7f | Amend Articles Re: Proxies | Management | For | For |
7g | Amend Articles Re: Editorial Changes and Updates | Management | For | For |
8a | Amend Articles Re: Requirements for Financial Information in the Notice Convening the General Meeting | Shareholder | Against | Against |
8b | Require Availability of Certain Reports in Danish for Five Years | Shareholder | Against | Against |
8c | Approve Changes to Company's Website | Shareholder | Against | Against |
8d | Require Company to Offer at AGM a Serving Corresponding to Company's Outlook | Shareholder | Against | Against |
9 | Other Business | Management | None | None |
HCA HOLDINGS, INC.
Meeting Date: APR 23, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: HCA
Security ID: 40412C101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Bracken | Management | For | For |
1.2 | Elect Director R. Milton Johnson | Management | For | For |
1.3 | Elect Director Robert J. Dennis | Management | For | For |
1.4 | Elect Director Nancy-Ann DeParle | Management | For | For |
1.5 | Elect Director Thomas F. Frist III | Management | For | For |
1.6 | Elect Director William R. Frist | Management | For | For |
1.7 | Elect Director Ann H. Lamont | Management | For | For |
1.8 | Elect Director Jay O. Light | Management | For | For |
1.9 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.10 | Elect Director Michael W. Michelson | Management | For | For |
1.11 | Elect Director Stephen G. Pagliuca | Management | For | For |
1.12 | Elect Director Wayne J. Riley | Management | For | For |
1.13 | Elect Director John W. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEARTWARE INTERNATIONAL, INC.
Meeting Date: JUN 04, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
||||
Ticker: HTWR
Security ID: 422368100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Barberich | Management | For | For |
1.2 | Elect Director Charles Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director Robert Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HENRY SCHEIN, INC.
Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
||||
Ticker: HSIC
Security ID: 806407102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley M. Bergman | Management | For | For |
1.2 | Elect Director Gerald A. Benjamin | Management | For | For |
1.3 | Elect Director James P. Breslawski | Management | For | For |
1.4 | Elect Director Mark E. Mlotek | Management | For | For |
1.5 | Elect Director Steven Paladino | Management | For | For |
1.6 | Elect Director Barry J. Alperin | Management | For | For |
1.7 | Elect Director Paul Brons | Management | For | For |
1.8 | Elect Director Donald J. Kabat | Management | For | For |
1.9 | Elect Director Philip A. Laskawy | Management | For | For |
1.10 | Elect Director Karyn Mashima | Management | For | For |
1.11 | Elect Director Norman S. Matthews | Management | For | For |
1.12 | Elect Director Carol Raphael | Management | For | For |
1.13 | Elect Director E. Dianne Rekow | Management | For | For |
1.14 | Elect Director Bradley T. Sheares | Management | For | For |
1.15 | Elect Director Louis W. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HMS HOLDINGS CORP.
Meeting Date: JUL 10, 2013 Record Date: MAY 21, 2013 Meeting Type: ANNUAL |
||||
Ticker: HMSY
Security ID: 40425J101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation from New York to Delaware | Management | For | For |
2a | Elect Director Daniel N. Mendelson | Management | For | For |
2b | Elect Director William F. Miller, III | Management | For | For |
2c | Elect Director Ellen A. Rudnick | Management | For | For |
2d | Elect Director Richard H. Stowe | Management | For | For |
2e | Elect Director Cora M. Tellez | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HMS HOLDINGS CORP.
Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL |
||||
Ticker: HMSY
Security ID: 40425J101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Craig R. Callen | Management | For | For |
1b | Elect Director Robert M. Holster | Management | For | For |
1c | Elect Director William C. Lucia | Management | For | For |
1d | Elect Director Bart M. Schwartz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HORIZON PHARMA, INC.
Meeting Date: JUN 27, 2014 Record Date: MAY 20, 2014 Meeting Type: ANNUAL |
||||
Ticker: HZNP
Security ID: 44047T109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gino Santini | Management | For | For |
1.2 | Elect Director Timothy P. Walbert | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUMANA INC.
Meeting Date: APR 29, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: HUM
Security ID: 444859102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Bruce D. Broussard | Management | For | For |
1c | Elect Director Frank A. D'Amelio | Management | For | For |
1d | Elect Director W. Roy Dunbar | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director William J. McDonald | Management | For | For |
1g | Elect Director William E. Mitchell | Management | For | For |
1h | Elect Director David B. Nash | Management | For | For |
1i | Elect Director James J. O'Brien | Management | For | For |
1j | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Against |
IDENIX PHARMACEUTICALS, INC.
Meeting Date: JUN 05, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: IDIX
Security ID: 45166R204 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne T. Hockmeyer | Management | For | For |
1.2 | Elect Director Thomas R. Hodgson | Management | For | For |
1.3 | Elect Director Tamar D. Howson | Management | For | For |
1.4 | Elect Director Denise Pollard-Knight | Management | For | For |
1.5 | Elect Director Ronald C. Renaud, Jr. | Management | For | For |
1.6 | Elect Director Charles A. Rowland, Jr. | Management | For | For |
1.7 | Elect Director Michael S. Wyzga | Management | For | For |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IDEXX LABORATORIES, INC.
Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: IDXX
Security ID: 45168D104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Craig | Management | For | For |
1.2 | Elect Director Rebecca M. Henderson | Management | For | For |
1.3 | Elect Director Sophie V. Vandebroek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ILLUMINA, INC.
Meeting Date: MAY 28, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: ILMN
Security ID: 452327109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
INCYTE CORPORATION
Meeting Date: MAY 28, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: INCY
Security ID: 45337C102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard U. De Schutter | Management | For | For |
1.2 | Elect Director Barry M. Ariko | Management | For | For |
1.3 | Elect Director Julian C. Baker | Management | For | For |
1.4 | Elect Director Paul A. Brooke | Management | For | For |
1.5 | Elect Director Wendy L. Dixon | Management | For | For |
1.6 | Elect Director Paul A. Friedman | Management | For | For |
1.7 | Elect Director Herve Hoppenot | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INSULET CORPORATION
Meeting Date: MAY 14, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
||||
Ticker: PODD
Security ID: 45784P101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally Crawford | Management | For | For |
1.2 | Elect Director Regina Sommer | Management | For | For |
1.3 | Elect Director Joseph Zakrzewski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERMUNE, INC.
Meeting Date: MAY 29, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: ITMN
Security ID: 45884X103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
1.3 | Elect Director Frank Verwiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTREXON CORPORATION
Meeting Date: JUN 09, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL |
||||
Ticker: XON
Security ID: 46122T102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Randal J. Kirk | Management | For | For |
1b | Elect Director Cesar L. Alvarez | Management | For | For |
1c | Elect Director Steven Frank | Management | For | For |
1d | Elect Director Larry D. Horner | Management | For | For |
1e | Elect Director Jeffrey B. Kindler | Management | For | For |
1f | Elect Director Dean J. Mitchell | Management | For | For |
1g | Elect Director Robert B. Shapiro | Management | For | For |
1h | Elect Director James S. Turley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
INTUITIVE SURGICAL, INC.
Meeting Date: APR 24, 2014 Record Date: FEB 25, 2014 Meeting Type: ANNUAL |
||||
Ticker: ISRG
Security ID: 46120E602 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Amal M. Johnson | Management | For | For |
1.2 | Elect Director Eric H. Halvorson | Management | For | For |
1.3 | Elect Director Alan J. Levy | Management | For | For |
1.4 | Elect Director Craig H. Barratt | Management | For | For |
1.5 | Elect Director Floyd D. Loop | Management | For | For |
1.6 | Elect Director George Stalk, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
IPCA LABORATORIES LIMITED
Meeting Date: JUL 30, 2013 Record Date: Meeting Type: ANNUAL |
||||
Ticker: 524494
Security ID: Y4175R146 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of INR 2.00 Per Share and Note Interim Dividend of INR 2.00 Per Share | Management | For | For |
3 | Reelect B. Jain as Director | Management | For | For |
4 | Reelect A.T. Kusre as Director | Management | For | Against |
5 | Reelect V.V.S. Rao as Director | Management | For | For |
6 | Approve Natvarlal Vepari & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Reappointment and Remuneration of P. Godha as Managing Director | Management | For | For |
8 | Elect R.M. Panda as Director | Management | For | For |
IPCA LABORATORIES LIMITED
Meeting Date: NOV 29, 2013 Record Date: Meeting Type: SPECIAL |
||||
Ticker: 524494
Security ID: Y4175R146 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reappointment and Remuneration of P. Godha as Executive Director | Management | For | For |
2 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
IRONWOOD PHARMACEUTICALS, INC.
Meeting Date: JUN 03, 2014 Record Date: APR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: IRWD
Security ID: 46333X108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan E. Roberts | Management | For | For |
1.2 | Elect Director Julie H. McHugh | Management | For | For |
1.3 | Elect Director Peter M. Hecht | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC.
Meeting Date: JUN 10, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
||||
Ticker: ISIS
Security ID: 464330109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer R. Berthelsen | Management | For | For |
1.2 | Elect Director B. Lynne Parshall | Management | For | For |
1.3 | Elect Director Joseph H. Wender | Management | For | For |
2 | Ratify Appointment of Director Breaux B. Castleman to Fill Board Vacancy | Management | For | For |
3 | Ratify Appointment of Director Joseph Loscalzo to Fill Board Vacancy | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
JAZZ PHARMACEUTICALS PLC
Meeting Date: AUG 01, 2013 Record Date: JUN 04, 2013 Meeting Type: ANNUAL |
||||
Ticker: JAZZ
Security ID: G50871105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | Against |
1.2 | Elect Director Patrick G. Enright | Management | For | Against |
1.3 | Elect Director Seamus Mulligan | Management | For | For |
1.4 | Elect Director Norbert G. Riedel | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS
Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: LH
Security ID: 50540R409 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Jean-Luc Belingard | Management | For | For |
1c | Elect Director D. Gary Gilliland | Management | For | For |
1d | Elect Director David P. King | Management | For | For |
1e | Elect Director Garheng Kong | Management | For | For |
1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1g | Elect Director Peter M. Neupert | Management | For | For |
1h | Elect Director Adam H. Schechter | Management | For | For |
1i | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LCA-VISION INC.
Meeting Date: MAY 07, 2014 Record Date: MAR 20, 2014 Meeting Type: SPECIAL |
||||
Ticker: LCAV
Security ID: 501803308 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
LIFE HEALTHCARE GROUP HOLDINGS LTD.
Meeting Date: JAN 30, 2014 Record Date: JAN 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: LHC
Security ID: S4682C100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2013 | Management | For | For |
2.1 | Re-elect Fran du Plessis as Director | Management | For | For |
2.2 | Re-elect Joel Netshitenzhe as Director | Management | For | For |
2.3 | Elect Marian Jacobs as Director | Management | For | For |
2.4 | Elect Royden Vice as Director | Management | For | For |
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner | Management | For | For |
4.1 | Re-elect Peter Golesworthy as Chairman of the Audit Committee | Management | For | For |
4.2 | Elect Fran du Plessis as Member of the Audit Committee | Management | For | For |
4.3 | Re-elect Louisa Mojela as Member of the Audit Committee | Management | For | For |
4.4 | Elect Royden Vice as Member of the Audit Committee | Management | For | For |
5 | Approve Remuneration Policy | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Place Authorised but Unissued Shares Under Control of Directors | Management | For | For |
8 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
10 | Approve Remuneration of Non-Executive Directors | Management | For | For |
11 | Approve Financial Assistance to Related and Inter-related Companies | Management | For | For |
12 | Adopt New Memorandum of Incorporation | Management | For | For |
MALLINCKRODT PLC
Meeting Date: MAR 20, 2014 Record Date: JAN 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: MNK
Security ID: G5785G107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvin D. Booth | Management | For | For |
1b | Elect Director David R. Carlucci | Management | For | For |
1c | Elect Director J. Martin Carroll | Management | For | For |
1d | Elect Director Diane H. Gulyas | Management | For | For |
1e | Elect Director Nancy S. Lurker | Management | For | For |
1f | Elect Director JoAnn A. Reed | Management | For | For |
1g | Elect Director Mark C. Trudeau | Management | For | For |
1h | Elect Director Kneeland C. Youngblood | Management | For | For |
1i | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Authorize Share Repurchase up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
MCKESSON CORPORATION
Meeting Date: JUL 31, 2013 Record Date: JUN 03, 2013 Meeting Type: ANNUAL |
||||
Ticker: MCK
Security ID: 58155Q103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director John H. Hammergren | Management | For | For |
1d | Elect Director Alton F. Irby, III | Management | For | For |
1e | Elect Director M. Christine Jacobs | Management | For | For |
1f | Elect Director Marie L. Knowles | Management | For | For |
1g | Elect Director David M. Lawrence | Management | For | For |
1h | Elect Director Edward A. Mueller | Management | For | For |
1i | Elect Director Jane E. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Against |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | For |
MEDIWOUND LTD.
Meeting Date: JUN 12, 2014 Record Date: MAY 12, 2014 Meeting Type: SPECIAL |
||||
Ticker: MDWD
Security ID: M68830104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Sarit Firon as External Director for a Three Year Term | Management | For | Against |
2 | Elect Abraham Havron as External Director for a Three Year Term | Management | For | Against |
3 | Approve Cancellation of Share Capital and Amend Articles of Association Accordingly | Management | For | For |
4 | Other Business (Voting) | Management | For | Against |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Against |
MEDNAX, INC.
Meeting Date: MAY 08, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL |
||||
Ticker: MD
Security ID: 58502B106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cesar L. Alvarez | Management | For | For |
1.2 | Elect Director Waldemar A. Carlo | Management | For | For |
1.3 | Elect Director Michael B. Fernandez | Management | For | For |
1.4 | Elect Director Roger K. Freeman | Management | For | For |
1.5 | Elect Director Paul G. Gabos | Management | For | For |
1.6 | Elect Director Pascal J. Goldschmidt | Management | For | For |
1.7 | Elect Director Manuel Kadre | Management | For | For |
1.8 | Elect Director Roger J. Medel | Management | For | For |
1.9 | Elect Director Donna E. Shalala | Management | For | For |
1.10 | Elect Director Enrique J. Sosa | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MERCK & CO., INC.
Meeting Date: MAY 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
||||
Ticker: MRK
Security ID: 58933Y105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
MERIDIAN BIOSCIENCE, INC.
Meeting Date: JAN 22, 2014 Record Date: NOV 25, 2013 Meeting Type: ANNUAL |
||||
Ticker: VIVO
Security ID: 589584101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Anderson | Management | For | For |
1.2 | Elect Director John A. Kraeutler | Management | For | For |
1.3 | Elect Director William J. Motto | Management | For | For |
1.4 | Elect Director David C. Phillips | Management | For | For |
1.5 | Elect Director Robert J. Ready | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METTLER-TOLEDO INTERNATIONAL INC.
Meeting Date: MAY 08, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: MTD
Security ID: 592688105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Spoerry | Management | For | For |
1.2 | Elect Director Wah-Hui Chu | Management | For | For |
1.3 | Elect Director Francis A. Contino | Management | For | For |
1.4 | Elect Director Olivier A. Filliol | Management | For | For |
1.5 | Elect Director Michael A. Kelly | Management | For | For |
1.6 | Elect Director Martin D. Madaus | Management | For | For |
1.7 | Elect Director Hans Ulrich Maerki | Management | For | For |
1.8 | Elect Director George M. Milne, Jr. | Management | For | For |
1.9 | Elect Director Thomas P. Salice | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MONSANTO COMPANY
Meeting Date: JAN 28, 2014 Record Date: DEC 02, 2013 Meeting Type: ANNUAL |
||||
Ticker: MON
Security ID: 61166W101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Laura K. Ipsen | Management | For | For |
1c | Elect Director William U. Parfet | Management | For | For |
1d | Elect Director George H. Poste | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Against |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against |
MWI VETERINARY SUPPLY, INC.
Meeting Date: FEB 12, 2014 Record Date: DEC 16, 2013 Meeting Type: ANNUAL |
||||
Ticker: MWIV
Security ID: 55402X105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith E. Alessi | Management | For | For |
1.2 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.3 | Elect Director James F. Cleary, Jr. | Management | For | For |
1.4 | Elect Director A. Craig Olson | Management | For | For |
1.5 | Elect Director Robert N. Rebholtz, Jr. | Management | For | For |
1.6 | Elect Director William J. Robison | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATCO PHARMA LTD.
Meeting Date: SEP 28, 2013 Record Date: Meeting Type: ANNUAL |
||||
Ticker: 524816
Security ID: Y6211C116 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Against |
2 | Confirm Interim Dividend of INR 4.00 Per Share as Final Dividend | Management | For | For |
3 | Reelect R. Nannapaneni as Director | Management | For | For |
4 | Reelect P.B. Narayana as Director | Management | For | Against |
5 | Reelect A.K.S.B. Rao as Director | Management | For | Against |
6 | Approve Walker, Chandiok & Co. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Reclassification of Authorized Share Capital, Increase Authorized Share Capital, and Amend Memorandum and Articles of Association to Reflect Changes in Authorized Share Capital | Management | For | For |
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9 | Approve Increase in the Remuneration of P.B. Narayana as Director & CFO | Management | For | For |
10 | Approve Increase in the Remuneration of A.K.S.B. Rao as President (R&D Technical) | Management | For | For |
NATCO PHARMA LTD.
Meeting Date: NOV 14, 2013 Record Date: Meeting Type: SPECIAL |
||||
Ticker: 524816
Security ID: Y6211C116 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Equity Shares to CX Securities Ltd., Mauritius, Investor | Management | For | For |
2 | Approve Increase in Limit on Foreign Shareholdings | Management | For | For |
NEUROCRINE BIOSCIENCES, INC.
Meeting Date: MAY 22, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL |
||||
Ticker: NBIX
Security ID: 64125C109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | For |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NOVARTIS AG
Meeting Date: FEB 25, 2014 Record Date: Meeting Type: ANNUAL |
||||
Ticker: NOVN
Security ID: H5820Q150 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board and Senior Management | Management | For | Against |
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | For |
4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | Management | For | Against |
4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | Management | For | For |
5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | Management | For | For |
5.2 | Reelect Dimitri Azar as Director | Management | For | For |
5.3 | Reelect Verena Briner as Director | Management | For | For |
5.4 | Reelect Srikant Datar as Director | Management | For | For |
5.5 | Reelect Ann Fudge as Director | Management | For | For |
5.6 | Reelect Pierre Landolt as Director | Management | For | For |
5.7 | Reelect Ulrich Lehner as Director | Management | For | For |
5.8 | Reelect Andreas von Planta as Director | Management | For | For |
5.9 | Reelect Charles Sawyers as Director | Management | For | For |
5.10 | Reelect Enrico Vanni as Director | Management | For | For |
5.11 | Reelect William Winters as Director | Management | For | For |
6.1 | Elect Srikant Datar as Member of the Compensation Committee | Management | For | Against |
6.2 | Elect Ann Fudge as Member of the Compensation Committee | Management | For | For |
6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | Management | For | Against |
6.4 | Elect Enrico Vanni as Member of the Compensation Committee | Management | For | Against |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
8 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | For |
NOVAVAX, INC.
Meeting Date: JUN 12, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL |
||||
Ticker: NVAX
Security ID: 670002104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley C. Erck | Management | For | For |
1.2 | Elect Director Rajiv I. Modi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ODONTOPREV S.A.
Meeting Date: JAN 27, 2014 Record Date: Meeting Type: SPECIAL |
||||
Ticker: ODPV3
Security ID: P7344M104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Randal Luiz Zanetti as Director | Management | For | Against |
ODONTOPREV S.A.
Meeting Date: APR 01, 2014 Record Date: Meeting Type: ANNUAL |
||||
Ticker: ODPV3
Security ID: P7344M104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
4 | Fix Board Size and Elect Directors | Management | For | Against |
5 | Elect Fiscal Council Members | Management | For | For |
ODONTOPREV S.A.
Meeting Date: APR 01, 2014 Record Date: Meeting Type: SPECIAL |
||||
Ticker: ODPV3
Security ID: P7344M104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Agreement to Absorb ADCON - Administradora de Convenios Odontologicos Ltda. | Management | For | For |
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of ADCON - Administradora de Convenios Odontologicos Ltda. | Management | For | For |
5 | Authorize Executive Committee to Ratify and Execute Approved Resolutions | Management | For | For |
6 | Change Location of Company Headquarters | Management | For | For |
7 | Amend Article 19 | Management | For | For |
OMTHERA PHARMACEUTICALS, INC.
Meeting Date: JUL 16, 2013 Record Date: JUN 13, 2013 Meeting Type: SPECIAL |
||||
Ticker:
Security ID: 670992981 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | FOR | FOR |
2 | Adjourn Meeting | Management | FOR | FOR |
3 | To approve, by non-binding, advisory vote, certain compensation arrangements for Omthera Pharmaceuticals, Inc.'s named executive officers in connection with the merger. | Management | FOR | FOR |
OPHTHOTECH CORPORATION
Meeting Date: MAY 21, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL |
||||
Ticker: OPHT
Security ID: 683745103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas Galakatos | Management | For | For |
1.2 | Elect Director Michael Ross | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OPTIMER PHARMACEUTICALS, INC.
Meeting Date: OCT 23, 2013 Record Date: SEP 09, 2013 Meeting Type: SPECIAL |
||||
Ticker: OPTR
Security ID: 68401H104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
OREXIGEN THERAPEUTICS, INC.
Meeting Date: JUN 27, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL |
||||
Ticker: OREX
Security ID: 686164104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eckard Weber | Management | For | For |
1.2 | Elect Director Patrick J. Mahaffy | Management | For | For |
1.3 | Elect Director Michael A. Narachi | Management | For | For |
2 | Approve Flexible Settlement Feature for the Potential Conversion of the Notes | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
OXFORD IMMUNOTEC GLOBAL PLC
Meeting Date: JUN 12, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
||||
Ticker: OXFD
Security ID: G6855A103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Herm Rosenman as Director | Management | For | Against |
2 | Elect Patricia Randall as Director | Management | For | For |
3 | Approve Audit Committee's Appointment of Ernst & Young LLP as Auditors | Management | For | For |
4 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
5 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Accept Financial Statements and Statutory Reports | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Remuneration Policy | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | Against |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Against |
11 | Amend Quorum Requirements | Management | For | For |
12 | Amend Articles of Association Re: Notice of Meetings | Management | For | For |
PACIRA PHARMACEUTICALS, INC.
Meeting Date: JUN 03, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: PCRX
Security ID: 695127100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
1.2 | Elect Director Gary Pace | Management | For | For |
1.3 | Elect Director David Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
PFIZER INC.
Meeting Date: APR 24, 2014 Record Date: FEB 26, 2014 Meeting Type: ANNUAL |
||||
Ticker: PFE
Security ID: 717081103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | Against |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
PHARMACYCLICS, INC.
Meeting Date: MAY 08, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
||||
Ticker: PCYC
Security ID: 716933106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | For |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PORTOLA PHARMACEUTICALS, INC.
Meeting Date: MAY 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
||||
Ticker: PTLA
Security ID: 737010108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Bird | Management | For | For |
1.2 | Elect Director John H. Johnson | Management | For | For |
1.3 | Elect Director H. Ward Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PROTHENA CORPORATION PLC
Meeting Date: MAY 21, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: PRTA
Security ID: G72800108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dale B. Schenk | Management | For | For |
1b | Elect Director Dennis J. Selkoe | Management | For | For |
1c | Elect Director Richard T. Collier | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
PUMA BIOTECHNOLOGY, INC.
Meeting Date: JUN 10, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: PBYI
Security ID: 74587V107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
RAIA DROGASIL S.A.
Meeting Date: APR 23, 2014 Record Date: Meeting Type: ANNUAL |
||||
Ticker: RADL3
Security ID: P7942C102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Company's Management | Management | For | For |
RAIA DROGASIL S.A.
Meeting Date: APR 23, 2014 Record Date: Meeting Type: SPECIAL |
||||
Ticker: RADL3
Security ID: P7942C102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 7 | Management | For | For |
2 | Elect Alternate Director | Management | For | For |
3 | Cancel Stock Option Plan | Management | For | For |
4 | Approve Restricted Stock Plan | Management | For | For |
REGENERON PHARMACEUTICALS, INC.
Meeting Date: JUN 13, 2014 Record Date: APR 17, 2014 Meeting Type: ANNUAL |
||||
Ticker: REGN
Security ID: 75886F107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | For |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Christine A. Poon | Management | For | For |
1.5 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
RITE AID CORPORATION
Meeting Date: JUN 19, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: RAD
Security ID: 767754104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director David R. Jessick | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Myrtle S. Potter | Management | For | For |
1g | Elect Director Michael N. Regan | Management | For | For |
1h | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | For |
SEATTLE GENETICS, INC.
Meeting Date: MAY 16, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL |
||||
Ticker: SGEN
Security ID: 812578102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Orwin | Management | For | For |
1.2 | Elect Director Srinivas Akkaraju | Management | For | For |
1.3 | Elect Director David W. Gryska | Management | For | For |
1.4 | Elect Director John P. McLaughlin | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SELECT MEDICAL HOLDINGS CORPORATION
Meeting Date: APR 29, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL |
||||
Ticker: SEM
Security ID: 81619Q105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan C. Cressey | Management | For | For |
1.2 | Elect Director Robert A. Ortenzio | Management | For | For |
1.3 | Elect Director Leopold Swergold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Meeting Date: NOV 15, 2013 Record Date: OCT 15, 2013 Meeting Type: SPECIAL |
||||
Ticker: 01066
Security ID: Y76810103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Distribution of Interim Dividend | Management | For | For |
2 | Approve Framework Purchase Agreement and Proposed Annual Caps | Management | For | For |
3 | Approve Framework Sales Agreement and Proposed Annual Caps | Management | For | For |
4 | Approve Framework Tenancy Agreement and Proposed Annual Caps | Management | For | For |
5 | Approve Framework Services Agreement and Proposed Annual Caps | Management | For | For |
6 | Amend Articles of Association | Management | For | For |
SHANDONG WEIGAO GROUP MEDICAL POLYMER CO., LTD.
Meeting Date: MAY 30, 2014 Record Date: APR 29, 2014 Meeting Type: ANNUAL |
||||
Ticker: 01066
Security ID: Y76810103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Audited Consolidated Financial Statements | Management | For | For |
2 | Approve Report of the Board of Directors | Management | For | For |
3 | Approve Report of the Supervisory Committee | Management | For | For |
4 | Declare Final Dividend | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Board to Fix Directors', Supervisors', and Senior Management's Remuneration | Management | For | For |
7 | Elect Zhang Hua Wei as Director | Management | For | For |
8 | Elect Wang Yi as Director | Management | For | For |
9 | Elect Chen Xue Li as Director | Management | For | Against |
10 | Elect Zhou Shu Hua as Director | Management | For | Against |
11 | Elect Li Jia Miao as Director | Management | For | For |
12 | Elect Bi Dong Mei as Supervisor | Management | For | For |
13 | Elect Chen Xiao Yun as Supervisor | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
SIMCERE PHARMACEUTICAL GROUP CO., LTD.
Meeting Date: DEC 19, 2013 Record Date: NOV 18, 2013 Meeting Type: SPECIAL |
||||
Ticker: SCR
Security ID: 82859P104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve The Agreement And Plan Of Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
SINOPHARM GROUP CO., LTD.
Meeting Date: OCT 18, 2013 Record Date: SEP 17, 2013 Meeting Type: SPECIAL |
||||
Ticker: 01099
Security ID: Y8008N107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Wang Fucheng as Director and Approve Director's Remuneration | Management | For | For |
2 | Elect Li Dongjiu as Director and Approve Director's Remuneration | Management | For | For |
SIRONA DENTAL SYSTEMS, INC.
Meeting Date: FEB 19, 2014 Record Date: DEC 23, 2013 Meeting Type: ANNUAL |
||||
Ticker: SIRO
Security ID: 82966C103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K. Hood | Management | For | For |
1.2 | Elect Director Thomas Jetter | Management | For | For |
1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
1.4 | Elect Director Jeffrey T. Slovin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SOPHIRIS BIO INC.
Meeting Date: MAY 29, 2014 Record Date: APR 07, 2014 Meeting Type: ANNUAL |
||||
Ticker: SPHS
Security ID: 83578Q209 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Lars Ekman | Management | For | For |
2.2 | Elect Director John (Jack) Geltosky | Management | For | For |
2.3 | Elect Director Jim Heppell | Management | For | For |
2.4 | Elect Director Gerald T. Proehl | Management | For | For |
2.5 | Elect Director Joseph L. Turner | Management | For | For |
2.6 | Elect Director Randall E. Woods | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ST. JUDE MEDICAL, INC.
Meeting Date: MAY 01, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL |
||||
Ticker: STJ
Security ID: 790849103 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard R. Devenuti | Management | For | For |
1.2 | Elect Director Stefan K. Widensohler | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
STEMLINE THERAPEUTICS, INC.
Meeting Date: JUN 19, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL |
||||
Ticker: STML
Security ID: 85858C107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | For |
1.2 | Elect Director Eric L. Dobmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION
Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: SYK
Security ID: 863667101 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director William U. Parfet | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUN PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date: JUL 13, 2013 Record Date: MAY 31, 2013 Meeting Type: SPECIAL |
||||
Ticker: 524715
Security ID: Y8523Y158 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Share Capital | Management | For | For |
2 | Amend Memorandum of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
3 | Amend Articles of Association to Reflect Increase in Authorized Share Capital | Management | For | For |
4 | Approve Bonus Issue | Management | For | For |
SUN PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date: SEP 30, 2013 Record Date: Meeting Type: ANNUAL |
||||
Ticker: 524715
Security ID: Y8523Y158 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividend of INR 2.50 Per Share | Management | For | For |
3 | Reelect D.S. Shanghvi as Director | Management | For | For |
4 | Reelect S.T. Desai as Director | Management | For | Against |
5 | Reelect H.S. Shah as Director | Management | For | For |
6 | Approve Deloitte Haskins & Sells as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Revision in the Remuneration of S.V. Valia, Executive Director | Management | For | For |
8 | Approve Reappointment and Remuneration of S.V. Valia as Executive Director | Management | For | For |
9 | Approve Reappointment and Remuneration of S.T. Desai as Executive Director | Management | For | For |
10 | Approve Reappointment and Remuneration of A.D. Shanghvi as Senior General Manager - International Business | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
12 | Approve Increase in Borrowing Powers | Management | For | For |
13 | Approve Loan, Corporate Guarantee, Security, and/or Investment in Other Bodies Corporate | Management | For | Against |
SUN PHARMACEUTICAL INDUSTRIES LTD.
Meeting Date: SEP 30, 2013 Record Date: Meeting Type: ANNUAL |
||||
Ticker: 524715
Security ID: Y8523Y158 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Financial Year Ended March 31, 2012 | Management | For | For |
2 | Approve Interim Dividend of INR 4.25 Per Share as Final Dividend for the Financial Year Ended March 31, 2012 | Management | For | For |
SUNESIS PHARMACEUTICALS, INC.
Meeting Date: JUN 05, 2014 Record Date: APR 09, 2014 Meeting Type: ANNUAL |
||||
Ticker: SNSS
Security ID: 867328601 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew K. Fust | Management | For | For |
1.2 | Elect Director David C. Stump | Management | For | For |
1.3 | Elect Director Daniel N. Swisher, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUPERNUS PHARMACEUTICALS, INC.
Meeting Date: MAY 22, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
||||
Ticker: SUPN
Security ID: 868459108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Hudson | Management | For | For |
1.2 | Elect Director Charles W. Newhall, III | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TAKEDA PHARMACEUTICAL CO. LTD.
Meeting Date: JUN 27, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
||||
Ticker: 4502
Security ID: J8129E108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
2 | Amend Articles To Transfer Authority to Preside over Shareholder Meetings from President to Representative Director | Management | For | For |
3.1 | Elect Director Hasegawa, Yasuchika | Management | For | For |
3.2 | Elect Director Yamanaka, Yasuhiko | Management | For | For |
3.3 | Elect Director Yamada, Tadataka | Management | For | For |
3.4 | Elect Director Iwasaki, Masato | Management | For | For |
3.5 | Elect Director Honda, Shinji | Management | For | For |
3.6 | Elect Director Sudo, Fumio | Management | For | For |
3.7 | Elect Director Kojima, Yorihiko | Management | For | For |
3.8 | Elect Director Christophe Weber | Management | For | For |
3.9 | Elect Director Francois Roger | Management | For | For |
3.10 | Elect Director Sakane, Masahiro | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kuroda, Katsushi | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
6 | Approve Annual Bonus Payment to Directors | Management | For | For |
7 | Approve Performance-Based Equity Compensation for Directors | Management | For | For |
TEAM HEALTH HOLDINGS, INC.
Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL |
||||
Ticker: TMH
Security ID: 87817A107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg Roth | Management | For | For |
1.2 | Elect Director James L. Bierman | Management | For | For |
1.3 | Elect Director Mary R. Grealy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TESARO, INC.
Meeting Date: MAY 16, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
||||
Ticker: TSRO
Security ID: 881569107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leon (Lonnie) O. Moulder, Jr. | Management | For | For |
1.2 | Elect Director Mary Lynne Hedley | Management | For | For |
1.3 | Elect Director David M. Mott | Management | For | For |
1.4 | Elect Director Lawrence (Larry) M. Alleva | Management | For | For |
1.5 | Elect Director James O. Armitage | Management | For | For |
1.6 | Elect Director Earl M. (Duke) Collier, Jr. | Management | For | For |
1.7 | Elect Director Arnold L. Oronsky | Management | For | For |
1.8 | Elect Director Beth Seidenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
THE ADVISORY BOARD COMPANY
Meeting Date: SEP 05, 2013 Record Date: JUL 18, 2013 Meeting Type: ANNUAL |
||||
Ticker: ABCO
Security ID: 00762W107 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanju K. Bansal | Management | For | For |
1.2 | Elect Director David L. Felsenthal | Management | For | For |
1.3 | Elect Director Peter J. Grua | Management | For | For |
1.4 | Elect Director Nancy Killefer | Management | For | For |
1.5 | Elect Director Kelt Kindick | Management | For | For |
1.6 | Elect Director Robert W. Musslewhite | Management | For | For |
1.7 | Elect Director Mark R. Neaman | Management | For | For |
1.8 | Elect Director Leon D. Shapiro | Management | For | For |
1.9 | Elect Director Frank J. Williams | Management | For | For |
1.10 | Elect Director Leanne M. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE COOPER COMPANIES, INC.
Meeting Date: MAR 17, 2014 Record Date: JAN 21, 2014 Meeting Type: ANNUAL |
||||
Ticker: COO
Security ID: 216648402 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Thomas Bender | Management | For | For |
1.2 | Elect Director Michael H. Kalkstein | Management | For | For |
1.3 | Elect Director Jody S. Lindell | Management | For | For |
1.4 | Elect Director Gary S. Petersmeyer | Management | For | For |
1.5 | Elect Director Steven Rosenberg | Management | For | For |
1.6 | Elect Director Allan E. Rubenstein | Management | For | For |
1.7 | Elect Director Robert S. Weiss | Management | For | For |
1.8 | Elect Director Stanley Zinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE MEDICINES COMPANY
Meeting Date: MAY 29, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
||||
Ticker: MDCO
Security ID: 584688105 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Clive A. Meanwell | Management | For | For |
1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THERMO FISHER SCIENTIFIC INC.
Meeting Date: MAY 20, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: TMO
Security ID: 883556102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THORATEC CORPORATION
Meeting Date: MAY 21, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: THOR
Security ID: 885175307 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director D. Keith Grossman | Management | For | For |
1.6 | Elect Director William A. Hawkins, III | Management | For | For |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Martha H. Marsh | Management | For | For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
2 | Amend Director Liability and Indemnification | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TORNIER N.V.
Meeting Date: JUN 26, 2014 Record Date: MAY 29, 2014 Meeting Type: ANNUAL |
||||
Ticker: TRNX
Security ID: N87237108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alain Tornier | Management | For | For |
1b | Elect Director Elizabeth H. Weatherman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP Accountants as Auditors | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors for Dutch Statutory Accounts | Management | For | For |
5 | Adopt Dutch Statutory Annual Accounts | Management | For | For |
6 | Authorize Preparation of Dutch Statutory Annual Accounts and Annual Report In English language | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Management to Issue Shares | Management | For | For |
10 | Authorize Management to Exclude Preemptive Rights from Share Issuances Under Item 9 | Management | For | For |
UNITED THERAPEUTICS CORPORATION
Meeting Date: JUN 26, 2014 Record Date: APR 30, 2014 Meeting Type: ANNUAL |
||||
Ticker: UTHR
Security ID: 91307C102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED
Meeting Date: JUN 02, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL |
||||
Ticker: UNH
Security ID: 91324P102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Directo Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Against |
UNIVERSAL HEALTH SERVICES, INC.
Meeting Date: MAY 21, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL |
||||
Ticker: UHS
Security ID: 913903100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lawrence S. Gibbs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UROLOGIX, INC.
Meeting Date: NOV 07, 2013 Record Date: SEP 19, 2013 Meeting Type: ANNUAL |
||||
Ticker: ULGX
Security ID: 917273104 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher R. Barys | Management | For | For |
1.2 | Elect Director Gregory J. Fluet | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
UTAH MEDICAL PRODUCTS, INC.
Meeting Date: MAY 02, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: UTMD
Security ID: 917488108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ernst G. Hoyer | Management | For | For |
1.2 | Elect Director James H. Beeson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Meeting Date: MAY 20, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL |
||||
Ticker: VRX
Security ID: 91911K102 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ronald H. Farmer | Management | For | For |
1b | Elect Director Colleen A. Goggins | Management | For | For |
1c | Elect Director Robert A. Ingram | Management | For | For |
1d | Elect Director Anders Lonner | Management | For | For |
1e | Elect Director Theo Melas-Kyriazi | Management | For | For |
1f | Elect Director J. Michael Pearson | Management | For | For |
1g | Elect Director Robert N. Power | Management | For | For |
1h | Elect Director Norma A. Provencio | Management | For | For |
1i | Elect Director Howard B. Schiller | Management | For | For |
1j | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
VANDA PHARMACEUTICALS INC.
Meeting Date: MAY 22, 2014 Record Date: MAR 28, 2014 Meeting Type: ANNUAL |
||||
Ticker: VNDA
Security ID: 921659108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Dugan | Management | For | For |
1.2 | Elect Director Vincent J. Milano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VECTURA GROUP PLC
Meeting Date: SEP 23, 2013 Record Date: SEP 19, 2013 Meeting Type: ANNUAL |
||||
Ticker: VEC
Security ID: G9325J100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Paul Oliver as Director | Management | For | For |
4 | Re-elect Dr Chris Blackwell as Director | Management | For | For |
5 | Re-elect Neil Warner as Director | Management | For | For |
6 | Re-elect Jack Cashman as Director | Management | For | For |
7 | Re-elect Dr John Brown as Director | Management | For | For |
8 | Reappoint Deloitte LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VEEVA SYSTEMS INC.
Meeting Date: JUN 04, 2014 Record Date: APR 15, 2014 Meeting Type: ANNUAL |
||||
Ticker: VEEV
Security ID: 922475108 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Young Sohn | Management | For | For |
1.2 | Elect Director Kevin Spain | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERTEX PHARMACEUTICALS INCORPORATED
Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL |
||||
Ticker: VRTX
Security ID: 92532F100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret G. McGlynn | Management | For | For |
1.2 | Elect Director Wayne J. Riley | Management | For | For |
1.3 | Elect Director William D. Young | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOLCANO CORPORATION
Meeting Date: JUN 03, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL |
||||
Ticker: VOLC
Security ID: 928645100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Siddhartha Kadia | Management | For | For |
1.2 | Elect Director Leslie V. Norwalk | Management | For | For |
1.3 | Elect Director Daniel J. Wolterman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WALGREEN CO.
Meeting Date: JAN 08, 2014 Record Date: NOV 11, 2013 Meeting Type: ANNUAL |
||||
Ticker: WAG
Security ID: 931422109 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Meeting Date: SEP 10, 2013 Record Date: JUL 30, 2013 Meeting Type: SPECIAL |
||||
Ticker: WCRX
Security ID: G94368100 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Capital Authorization | Management | For | For |
3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Creation of Distributable Reserves | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | Against |
7 | Adjourn Meeting | Management | For | Against |
WELLCARE HEALTH PLANS, INC.
Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL |
||||
Ticker: WCG
Security ID: 94946T106 |
||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard C. Breon | Management | For | For |
1b | Elect Director Carol J. Burt | Management | For | For |
1c | Elect Director Roel C. Campos | Management | For | For |
1d | Elect Director David J. Gallitano | Management | For | For |
1e | Elect Director D. Robert Graham | Management | For | For |
1f | Elect Director Kevin F. Hickey | Management | For | For |
1g | Elect Director Christian P. Michalik | Management | For | For |
1h | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1i | Elect Director William L. Trubeck | Management | For | For |
1j | Elect Director Paul E. Weaver | Management | For | For |
2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZOETIS INC.
Meeting Date: MAY 13, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL |
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Ticker: ZTS
Security ID: 98978V103 |
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory Norden | Management | For | For |
1.2 | Elect Director Louise M. Parent | Management | For | For |
1.3 | Elect Director Robert W. Scully | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
END NPX REPORT
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