-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, UvN1YmxePTgAPdSJzgqaBJP0UZkJn/KwDwT3kDws7+XNlcphBR//AtL8duc96pP2 Z+ywGht7/VZXN3XlOpQOgQ== 0000936392-99-000391.txt : 19990406 0000936392-99-000391.hdr.sgml : 19990406 ACCESSION NUMBER: 0000936392-99-000391 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19981231 FILED AS OF DATE: 19990405 FILER: COMPANY DATA: COMPANY CONFORMED NAME: COMBICHEM INC CENTRAL INDEX KEY: 0001002276 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMMERCIAL PHYSICAL & BIOLOGICAL RESEARCH [8731] IRS NUMBER: 330617379 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: SEC FILE NUMBER: 000-23473 FILM NUMBER: 99587286 BUSINESS ADDRESS: STREET 1: 9050 CAMINO STREET 2: SUITE 200 CITY: SAN DIEGO STATE: CA ZIP: 92121 BUSINESS PHONE: 6195300484 MAIL ADDRESS: STREET 1: 9050 CAMINO SANTA FE CITY: SAN DIEGO STATE: CA ZIP: 92121 10-K/A 1 FORM 10-K/A 1 - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 ------------------------ FORM 10-K/A ------------------------ [X] ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(d) OF THE SECURITIES EXCHANGE ACT OF 1934 FOR FISCAL YEAR ENDED DECEMBER 31, 1998 OR [ ] TRANSITION REPORT PURSUANT TO SECTION 13 OR 15 (d) OF THE SECURITIES EXCHANGE ACT OF 1934 (NO FEE REQUIRED) COMMISSION FILE NUMBER: 00-23473 COMBICHEM, INC. (EXACT NAME OF REGISTRANT AS SPECIFIED IN ITS CHARTER) DELAWARE 33-0617379 (STATE OR OTHER JURISDICTION (I.R.S. EMPLOYER OR INCORPORATION OR ORGANIZATION) IDENTIFICATION NO.) 9050 CAMINO SANTA FE SAN DIEGO, CALIFORNIA 92121 92121 (ADDRESS OF PRINCIPAL EXECUTIVE OFFICES) (ZIP CODE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 619-530-0484 SECURITIES REGISTERED PURSUANT TO SECTION 12(b) OF THE ACT: NONE SECURITIES REGISTERED PURSUANT TO SECTION 12(g) OF THE ACT: COMMON STOCK, PAR VALUE $0.001 Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. Yes [X] No [ ] Indicate by check mark if disclosure of delinquent filers pursuant to Item 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] The aggregate market value of the voting stock held by nonaffiliates of the registrant as of February 28, 1999 was approximately $28,048,947. For the purposes of this calculation, shares owned by officers, directors and 10% shareholders known to the registrant have been deemed to be owned by affiliates. This determination of affiliate status is not necessarily a conclusive determination for other purposes. The number of shares outstanding of the registrant's Common Stock as of February 28, 1999 was 13,440,421. DOCUMENTS INCORPORATED BY REFERENCE Portions of Registrant's Proxy Statement for the Annual Meeting of Shareholders scheduled to be held on May 6, 1999, to be filed on or about April 6, 1999, referred to herein as the "Proxy Statement", are incorporated as provided in Part III. Certain exhibits filed with the Registrant's prior registration statements and Forms 10-Q are incorporated as provided in Part IV. - -------------------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2 EXPLANATORY NOTE This Amendment No. 1 to CombiChem, Inc.'s Annual Report on Form 10-K for the fiscal year ended December 31, 1998 is being filed solely to reflect that the original filing on Form 10-K for the fiscal year ended December 31, 1998 erroneously indicated by check mark that the disclosure of delinquent filers, pursuant to Item 405 of Regulation S-K, was not contained or incorporated by reference therein. 3 SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. COMBICHEM, INC. Date: April 5, 1999 By: /s/ VICENTE ANIDO JR. -------------------------------- Vicente Anido Jr., Ph.D. President and Chief Executive Officer Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed below by the following persons on behalf of the Registrant in the capacities and on the dates indicated.
SIGNATURE TITLE DATE --------- ----- ---- /s/ VICENTE ANIDO JR. President, Chief Executive April 5, 1999 - ------------------------------------------------ Officer and Director Vicente Anido, Ph.D. * Vice President, Finance April 5, 1999 - ------------------------------------------------ and Administration and Karin Eastham Chief Financial Officer * Director April 5, 1999 - ------------------------------------------------ Pierre Lamond * Director April 5, 1999 - ------------------------------------------------ Philippe Chambon, Ph.D. * Chief Scientific Officer, April 5, 1999 - ------------------------------------------------ Chief Operating Officer Peter Myers, Ph.D. and Director * Director April 5, 1999 - ------------------------------------------------ Arthur Reidel * Director April 5, 1999 - ------------------------------------------------ William Scott, Ph.D. * Director April 5, 1999 - ------------------------------------------------ Michael J. Pazzani, Ph.D.
* By: /s/ VICENTE ANIDO JR. -------------------------------- Vicente Anido, Ph.D. Attorney-In-Fact 32 -----END PRIVACY-ENHANCED MESSAGE-----