0001002225-15-000034.txt : 20150710
0001002225-15-000034.hdr.sgml : 20150710
20150710190828
ACCESSION NUMBER: 0001002225-15-000034
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150708
FILED AS OF DATE: 20150710
DATE AS OF CHANGE: 20150710
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ADVENT SOFTWARE INC /DE/
CENTRAL INDEX KEY: 0001002225
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROGRAMMING SERVICES [7371]
IRS NUMBER: 942901952
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
BUSINESS PHONE: 4155437696
MAIL ADDRESS:
STREET 1: 600 TOWNSEND ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94103
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: DIMARCO STEPHANIE
CENTRAL INDEX KEY: 0001195460
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-26994
FILM NUMBER: 15984539
MAIL ADDRESS:
STREET 1: 301 BRANNAN ST
CITY: SAN FRANCISCO
STATE: CA
ZIP: 94107
4
1
edgardoc.xml
PRIMARY DOCUMENT
X0306
4
2015-07-08
1
0001002225
ADVENT SOFTWARE INC /DE/
ADVS
0001195460
DIMARCO STEPHANIE
600 TOWNSEND STREET
SAN FRANCISCO
CA
94103
1
0
0
0
Common Stock
2015-05-07
5
Z
0
1306.0
0.0
D
0
D
Common Stock
2015-07-08
4
D
0
399654.0
44.25
D
0
I
by CRT Trust
Common Stock
2015-03-26
5
G
0
75000.0
0.0
D
2393233
I
by Living Trust
Common Stock
2015-05-07
5
Z
0
1306.0
0.0
A
2394539
I
by Living Trust
Common Stock
2015-07-07
5
G
0
75000.0
0.0
D
2319539
I
by Living Trust
Common Stock
2015-07-08
4
D
0
2319539.0
44.25
D
0
I
by Living Trust
Stock Appreciation Rights
7.84
2015-07-08
4
D
0
203000.0
36.41
D
2007-03-14
2016-03-14
Common Stock
203000
0
D
Stock Appreciation Rights
11.88
2015-07-08
4
D
0
28000.0
32.37
D
2009-05-14
2018-05-14
Common Stock
28000
0
D
Stock Appreciation Rights
21.06
2015-07-08
4
D
0
9814.0
23.19
D
2014-05-09
2023-05-09
Common Stock
9814
0
D
Stock Appreciation Rights
29.01
2015-07-08
4
D
0
9138.0
15.24
D
2015-05-07
2024-05-07
Common Stock
9138
0
D
Transfer of shares from directly held to indirectly held in Trust
Disposed of pursuant to the terms of the Merger Agreement in exchange for a cash payment of $44.25 per share on the effective date of the merger.
Gift of shares from Living Trust to San Francisco Foundation.
Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $7,391,230, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $906,360, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $227,587, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
Represents vested stock appreciation rights that were disposed of pursuant to the Merger Agreement in exchange for a cash payment of $139,263, representing the aggregate difference between the exercise price of the stock appreciation right and the merger consideration of $44.25 per share.
By: James S Cox For: Stephanie DiMarco
2015-07-10