0001242424-20-000001.txt : 20200930 0001242424-20-000001.hdr.sgml : 20200930 20200930182914 ACCESSION NUMBER: 0001242424-20-000001 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200929 FILED AS OF DATE: 20200930 DATE AS OF CHANGE: 20200930 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PENNY ROBERT C III CENTRAL INDEX KEY: 0001242424 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-27266 FILM NUMBER: 201213679 MAIL ADDRESS: STREET 1: 750 NORTH COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: WESTELL TECHNOLOGIES INC CENTRAL INDEX KEY: 0001002135 STANDARD INDUSTRIAL CLASSIFICATION: TELEPHONE & TELEGRAPH APPARATUS [3661] IRS NUMBER: 363154957 STATE OF INCORPORATION: DE FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 750 N COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 BUSINESS PHONE: 6308982500 MAIL ADDRESS: STREET 1: 750 NORTH COMMONS DRIVE CITY: AURORA STATE: IL ZIP: 60504 FORMER COMPANY: FORMER CONFORMED NAME: ELECTRONIC INFORMATION TECHNOLOGIES INC DATE OF NAME CHANGE: 19951012 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2020-09-29 0 0001002135 WESTELL TECHNOLOGIES INC WSTL 0001242424 PENNY ROBERT C III 750 NORTH COMMONS DRIVE AURORA IL 60504 1 0 1 0 Class A Common Stock 2020-09-29 4 A 0 4032 0 A 59916 D Class B Common Stock 1208032 I Voting Trust Grant of restricted stock, with 100% vesting on the first anniversary of the grant date, pursuant to the 2019 Omnibus Incentive Compensation Plan. Holders of Class B Common Stock have four votes per share and holders of Class A Common Stock have one vote per share. Class B Common Stock is transferable only to certain transferees and is convertible into Class A Common Stock on a share-for-share basis. Includes 961,623 shares of Class B Common Stock that are held pursuant to a Voting Trust Agreement dated February 23, 1994, as amended (the "Voting Trust"), among Robert C. Penny III, Robert W. Foskett and Patrick J. McDonough, Jr., as co-trustees, and certain members of the Penny family. Also includes 246,409 shares of Class B Common Stock held in trusts for which the Reporting Person's children are beneficiaries. /s/ Anthony DeSilva, by power of attorney 2020-09-30